RUSSELL DAVID ERIC (Vice President, Controller) exercised options at YUM BRANDS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 4/3/2023ACC: 0001127602-23-011826
Officer· Vice President, Controller
Since Sep 2018
-1.37K
Net shares
Net seller
$180.6K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
5.15K acquired · 6.52K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+3.85K
Price / share
$132.08
Trade value
$508.90K
% of position
22.3%
4/1/2023
17.27K→21.12K
Common Stock
Direct
Shares
−1.02K
Price / share
$132.08
Trade value
$134.99K
% of position
4.8%
4/1/2023
21.12K→20.10K
Common Stock
Direct
Shares
+1.30K
Price / share
$132.08
Trade value
$171.70K
% of position
6.5%
4/1/2023
20.10K→21.40K
Common Stock
Direct
Shares
−345.00
Price / share
$132.08
Trade value
$45.57K
% of position
1.6%
4/1/2023
21.40K→21.05K
Total
Net shares
+3.79K
Net value
$500.05K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/1/2023 | M · Option Exercise | +3.85K | $132.08 | $508.90K | 22.3% | 17.27K | 21.12K |
| Common Stock Direct | 4/1/2023 | F · Tax Withholding | −1.02K | $132.08 | $134.99K | 4.8% | 21.12K | 20.10K |
| Common Stock Direct | 4/1/2023 | M · Option Exercise | +1.30K | $132.08 | $171.70K | 6.5% | 20.10K | 21.40K |
| Common Stock Direct | 4/1/2023 | F · Tax Withholding | −345.00 | $132.08 | $45.57K | 1.6% | 21.40K | 21.05K |
| Total | +3.79K | $500.05K | ||||||
Derivative Transactions2
Phantom Stock
Direct
Converts to
Common Stock
3.85K shares
Shares
−3.85K
Strike price
Held after
0.18
Exercisable
—
4/1/2023
Phantom Stock
Direct
Converts to
Common Stock
1.30K shares
Shares
−1.30K
Strike price
Held after
0.92
Exercisable
—
4/1/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Direct | Common Stock3.85K shares | 4/1/2023 | M · Option Exercise | −3.85K | — | 0.18 | |
| Phantom Stock Direct | Common Stock1.30K shares | 4/1/2023 | M · Option Exercise | −1.30K | — | 0.92 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned851.00
Total
851.00 indirect851.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 851.00 | Indirect |
| Total | 851.00 | 851.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported