RUSSELL DAVID ERIC (Vice President, Controller) exercised options at YUM BRANDS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 4/4/2022ACC: 0001127602-22-011076
Officer· Vice President, Controller
Since Sep 2018
-1.25K
Net shares
Net seller
$147.7K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
4.61K acquired · 5.85K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+3.46K
Price / share
$118.53
Trade value
$409.64K
% of position
24.9%
4/1/2022
13.90K→17.36K
Common Stock
Direct
Shares
−934.00
Price / share
$118.53
Trade value
$110.71K
% of position
5.4%
4/1/2022
17.36K→16.43K
Common Stock
Direct
Shares
+1.15K
Price / share
$118.53
Trade value
$136.55K
% of position
7.0%
4/1/2022
16.43K→17.58K
Common Stock
Direct
Shares
−312.00
Price / share
$118.53
Trade value
$36.98K
% of position
1.8%
4/1/2022
17.58K→17.27K
Total
Net shares
+3.36K
Net value
$398.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/1/2022 | M · Option Exercise | +3.46K | $118.53 | $409.64K | 24.9% | 13.90K | 17.36K |
| Common Stock Direct | 4/1/2022 | F · Tax Withholding | −934.00 | $118.53 | $110.71K | 5.4% | 17.36K | 16.43K |
| Common Stock Direct | 4/1/2022 | M · Option Exercise | +1.15K | $118.53 | $136.55K | 7.0% | 16.43K | 17.58K |
| Common Stock Direct | 4/1/2022 | F · Tax Withholding | −312.00 | $118.53 | $36.98K | 1.8% | 17.58K | 17.27K |
| Total | +3.36K | $398.50K | ||||||
Derivative Transactions2
Phantom Stock
Direct
Converts to
Common Stock
3.46K shares
Shares
−3.46K
Strike price
Held after
0.66
Exercisable
—
4/1/2022
Phantom Stock
Direct
Converts to
Common Stock
1.15K shares
Shares
−1.15K
Strike price
Held after
0.22
Exercisable
—
4/1/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Direct | Common Stock3.46K shares | 4/1/2022 | M · Option Exercise | −3.46K | — | 0.66 | |
| Phantom Stock Direct | Common Stock1.15K shares | 4/1/2022 | M · Option Exercise | −1.15K | — | 0.22 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned851.00
Total
851.00 indirect851.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 851.00 | Indirect |
| Total | 851.00 | 851.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported