RUSSELL DANA C

PrivateCIK: 1367405
Location

WALTHAM, MA

RUSSELL DANA C (CFO and EVP) reported 2 transactions at VIVINT SOLAR, INC.

Review the transaction codes below to understand the nature of each event.

InsiderRUSSELL DANA CCIK 1367405
IssuerVIVINT SOLAR, INC.CIK 1607716
Officer· CFO and EVP
Since Sep 2018
-469.11K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
8
Total transactions
469.11K disposed
Non-Derivative Transactions2

Common Stock

Direct
D · Disposition

Shares

73.97K

Price / share

Trade value

% of position

32.2%
10/8/2020
229.38K155.41K

Common Stock

Direct
D · Disposition

Shares

155.41K

Price / share

Trade value

% of position

New position
10/8/2020
155.41K0.00
Total

Net shares

229.38K

Net value

$0.00

Derivative Transactions6

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

40.41K shares

Shares

40.41K

Strike price

3.45

Held after

0.00

Exercisable

10/8/2020

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

33.38K shares

Shares

33.38K

Strike price

5.20

Held after

0.00

Exercisable

10/8/2020

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

88.23K shares

Shares

88.23K

Strike price

5.23

Held after

0.00

Exercisable

10/8/2020

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

44.44K shares

Shares

44.44K

Strike price

7.39

Held after

0.00

Exercisable

10/8/2020

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

22.69K shares

Shares

22.69K

Strike price

8.21

Held after

0.00

Exercisable

10/8/2020

Stock Option (Right to Buy

Direct
D · Disposition
Converts to

Common Stock

10.57K shares

Shares

10.57K

Strike price

28.29

Held after

0.00

Exercisable

10/8/2020
RUSSELL DANA C — Insider Transaction (Form 4) Filed Oct 8, 2020 | Finecho