RUSSELL DANA C (CFO and EVP) sold 49.0% of their position (221.35K shares) of VIVINT SOLAR, INC. on the open market

Open‑market sale worth $6.21M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales

RUSSELL DANA C

Filed: 8/28/2020ACC: 0001209191-20-048672

InsiderRUSSELL DANA CCIK 1367405

→

IssuerVIVINT SOLAR, INC.CIK 1607716

Officer· CFO and EVP

Since Sep 2018

-221.35K

Net shares

Net seller

$6.21M

Total sold

Open market trades

0B · 2S

Total transactions

122.22K acquired · 343.57K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+7.35K

Price / share

$1.30

Trade value

$9.56K

% of position

2.2%

8/26/2020

329.92K→337.27K

Common Stock

Direct

M · Option Exercise

+31.89K

Price / share

$3.45

Trade value

$110.02K

% of position

9.5%

8/26/2020

337.27K→369.16K

Common Stock

Direct

S · Sale

−78.48K

Price / share

$28.04

Trade value

$2.20M

% of position

21.3%

8/26/2020

369.16K→290.68K

Common Stock

Direct

M · Option Exercise

+57.01K

Price / share

$3.45

Trade value

$196.69K

% of position

19.6%

8/27/2020

290.68K→347.69K

Common Stock

Direct

M · Option Exercise

+25.97K

Price / share

$5.20

Trade value

$135.02K

% of position

7.5%

8/27/2020

347.69K→373.66K

Common Stock

Direct

S · Sale

−142.87K

Price / share

$28.08

Trade value

$4.01M

% of position

38.2%

8/27/2020

373.66K→230.79K

Total

Net shares

−99.13K

Net value

-$5.76M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/26/2020	M · Option Exercise	+7.35K	$1.30	$9.56K	2.2%	329.92K	337.27K
Common Stock Direct	8/26/2020	M · Option Exercise	+31.89K	$3.45	$110.02K	9.5%	337.27K	369.16K
Common Stock Direct	8/26/2020	S · Sale	−78.48K	$28.04	$2.20M	21.3%	369.16K	290.68K
Common Stock Direct	8/27/2020	M · Option Exercise	+57.01K	$3.45	$196.69K	19.6%	290.68K	347.69K
Common Stock Direct	8/27/2020	M · Option Exercise	+25.97K	$5.20	$135.02K	7.5%	347.69K	373.66K
Common Stock Direct	8/27/2020	S · Sale	−142.87K	$28.08	$4.01M	38.2%	373.66K	230.79K
Total			−99.13K		-$5.76M

Derivative Transactions4

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

7.36K shares

−7.35K

Strike price

1.30

Held after

0.00

Exercisable

—

8/26/2020

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

31.89K shares

−31.89K

Strike price

3.45

Held after

97.42K

Exercisable

—

8/26/2020

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

57.01K shares

−57.01K

Strike price

3.45

Held after

40.41K

Exercisable

—

8/27/2020

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

25.97K shares

−25.97K

Strike price

5.20

Held after

33.38K

Exercisable

—

8/27/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock7.36K shares	8/26/2020	M · Option Exercise	−7.35K	1.30	—	0.00
Stock Option (Right to Buy) Direct	Common Stock31.89K shares	8/26/2020	M · Option Exercise	−31.89K	3.45	—	97.42K
Stock Option (Right to Buy) Direct	Common Stock57.01K shares	8/27/2020	M · Option Exercise	−57.01K	3.45	—	40.41K
Stock Option (Right to Buy) Direct	Common Stock25.97K shares	8/27/2020	M · Option Exercise	−25.97K	5.20	—	33.38K