RUIZ ALVARO enters VERTEX ENERGY INC. with 56.25K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 6/14/2022ACC: 0001580695-22-000058
Officer· Chief Strategy Officer
Since Jun 2022
56.25K
Baseline shares
100% direct
56.25K
Direct ownership
1 position
81.25K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned56.25K
Total
56.25K direct56.25K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 56.25K | Direct |
| Total | 56.25K | 56.25K direct |
Derivative Holdings2
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
6.25K
Shares owned
N/A
Exercise price
1.45
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
75K
Shares owned
N/A
Exercise price
1.92
Expiration
—
Exercise window
—
Total
Underlying
81.25K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 1.45 | — | — | 6.25K | N/A |
| Stock Option (Right to Buy) Direct | Common Stock | 1.92 | — | — | 75K | N/A |
| Total | 81.25K | 0.00 | ||||