RUIZ ALVARO (Chief Strategy Officer) exercised options at VERTEX ENERGY INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 5/23/2023ACC: 0001387131-23-006794
Officer· Chief Strategy Officer
Since Jun 2022
0.00
Net shares
Net seller
$57.1K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
31.25K acquired · 31.25K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+25K
Price / share
$1.92
Trade value
$48K
% of position
44.4%
5/19/2023
56.25K→81.25K
Common Stock
Direct
Shares
+6.25K
Price / share
$1.45
Trade value
$9.06K
% of position
7.7%
5/20/2023
81.25K→87.50K
Total
Net shares
+31.25K
Net value
$57.06K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/19/2023 | M · Option Exercise | +25K | $1.92 | $48K | 44.4% | 56.25K | 81.25K |
| Common Stock Direct | 5/20/2023 | M · Option Exercise | +6.25K | $1.45 | $9.06K | 7.7% | 81.25K | 87.50K |
| Total | +31.25K | $57.06K | ||||||
Derivative Transactions2
Option to Purchase Common Stock
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
1.92
Held after
50K
Exercisable
—
5/19/2023
Option to Purchase Common Stock
Direct
Converts to
Common Stock
6.25K shares
Shares
−6.25K
Strike price
1.45
Held after
0.00
Exercisable
—
5/20/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock Direct | Common Stock25K shares | 5/19/2023 | M · Option Exercise | −25K | 1.92 | — | 50K |
| Option to Purchase Common Stock Direct | Common Stock6.25K shares | 5/20/2023 | M · Option Exercise | −6.25K | 1.45 | — | 0.00 |