RUGGAARD & ASSOCIATES LLC

Filed: 11/14/2024ACC: 0001971230-24-000010

📋 What this filing means

RUGGAARD & ASSOCIATES LLC filed this quarterly 13F‑HR report disclosing 116 equity positions with a total reported market value of $229.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

116

Positions

$229.73M

Total AUM (reported)

3.90M

Total Shares

Allocation by class

COM$37.45M16.3%

SHS CREATION UNI$14.99M6.5%

CORE PLUS INCM$14.53M6.3%

ULTRA SHRT ETF$14.48M6.3%

IBONDS 2026 TERM$13.47M5.9%

MID CAP ETF$13.35M5.8%

MRNGSTR WDE MOAT$12.93M5.6%

Portfolio Concentration

Top 3$43.14M18.8%

4–10$86.67M37.7%

11–25$54.77M23.8%

Rest$45.15M19.7%

Top 3 weight

18.8%

Top 10 weight

56.5%

Voting Authority Distribution

Total shares with voting rights: 3.90M

Sole

Full voting authority

4.78K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.89M

% of voting shares99.9%

Investment Discretion (by position count)

Sole116

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings116

Rows:

CAPITAL GRP FIXED INCM ETF T

SOLE

CORE PLUS INCM

Shares628.42K

TypeSH

Market value$14.53M

6.32%

Sole

250.00

Shared

0.00

None

628.17K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares285.39K

TypeSH

Market value$14.48M

6.30%

Sole

312.00

Shared

0.00

None

285.08K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares387.86K

TypeSH

Market value$14.13M

6.15%

Sole

450.00

Shared

0.00

None

387.40K

ISHARES TR

SOLE

IBONDS 2026 TERM

Shares575.49K

TypeSH

Market value$13.47M

5.86%

Sole

0.00

Shared

0.00

None

575.49K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares50.58K

TypeSH

Market value$13.35M

5.81%

Sole

0.00

Shared

0.00

None

50.58K

VANECK ETF TRUST

SOLE

MRNGSTR WDE MOAT

Shares133.40K

TypeSH

Market value$12.93M

5.63%

Sole

0.00

Shared

0.00

None

133.40K

ISHARES TR

SOLE

IBONDS DEC25 ETF

Shares515.23K

TypeSH

Market value$12.93M

5.63%

Sole

170.00

Shared

0.00

None

515.06K

J P MORGAN EXCHANGE TRADED F

SOLE

ACTIVE BOND ETF

Shares224.34K

TypeSH

Market value$12.26M

5.34%

Sole

0.00

Shared

0.00

None

224.34K

AMERICAN CENTY ETF TR

SOLE

US QUALITY GROW

Shares130.16K

TypeSH

Market value$11.85M

5.16%

Sole

203.00

Shared

0.00

None

129.96K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares55.10K

TypeSH

Market value$9.87M

4.30%

Sole

0.00

Shared

0.00

None

55.10K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares21.31K

TypeSH

Market value$8.00M

3.48%

Sole

0.00

Shared

0.00

None

21.31K

APPLE INC

SOLE

COM

Shares32.97K

TypeSH

Market value$7.68M

3.34%

Sole

0.00

Shared

0.00

None

32.97K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares44.20K

TypeSH

Market value$7.41M

3.23%

Sole

0.00

Shared

0.00

None

44.20K

DIMENSIONAL ETF TRUST

SOLE

US SMALL CAP ETF

Shares108.89K

TypeSH

Market value$7.06M

3.07%

Sole

145.00

Shared

0.00

None

108.74K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares27.51K

TypeSH

Market value$6.53M

2.84%

Sole

0.00

Shared

0.00

None

27.51K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares7.55K

TypeSH

Market value$4.36M

1.90%

Sole

55.00

Shared

0.00

None

7.50K

MICROSOFT CORP

SOLE

COM

Shares6.54K

TypeSH

Market value$2.81M

1.22%

Sole

11.00

Shared

0.00

None

6.53K

J P MORGAN EXCHANGE TRADED F

SOLE

SMALL & MID CAP

Shares30.18K

TypeSH

Market value$1.84M

0.80%

Sole

266.00

Shared

0.00

None

29.91K

ISHARES TR

SOLE

S&P SML 600 GWT

Shares11.08K

TypeSH

Market value$1.55M

0.67%

Sole

0.00

Shared

0.00

None

11.08K

CONOCOPHILLIPS

SOLE

COM

Shares14.01K

TypeSH

Market value$1.47M

0.64%

Sole

150.00

Shared

0.00

None

13.86K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares3.48K

TypeSH

Market value$1.34M

0.58%

Sole

0.00

Shared

0.00

None

3.48K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares19.61K

TypeSH

Market value$1.22M

0.53%

Sole

0.00

Shared

0.00

None

19.61K

COLUMBIA ETF TR I

SOLE

RESH ENHNC VLU

Shares46.32K

TypeSH

Market value$1.18M

0.51%

Sole

0.00

Shared

0.00

None

46.32K

WISDOMTREE TR

SOLE

US QTLY DIV GRT

Shares13.95K

TypeSH

Market value$1.16M

0.51%

Sole

0.00

Shared

0.00

None

13.95K

TEXAS INSTRS INC

SOLE

COM

Shares5.61K

TypeSH

Market value$1.16M

0.50%

Sole

0.00

Shared

0.00

None

5.61K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
CAPITAL GRP FIXED INCM ETF TSOLE	CORE PLUS INCM	628.42K	SH	$14.53M 6.32%	250.00	628.17K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	285.39K	SH	$14.48M 6.30%	312.00	285.08K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	387.86K	SH	$14.13M 6.15%	450.00	387.40K
ISHARES TRSOLE	IBONDS 2026 TERM	575.49K	SH	$13.47M 5.86%	0.00	575.49K
VANGUARD INDEX FDSSOLE	MID CAP ETF	50.58K	SH	$13.35M 5.81%	0.00	50.58K
VANECK ETF TRUSTSOLE	MRNGSTR WDE MOAT	133.40K	SH	$12.93M 5.63%	0.00	133.40K
ISHARES TRSOLE	IBONDS DEC25 ETF	515.23K	SH	$12.93M 5.63%	170.00	515.06K
J P MORGAN EXCHANGE TRADED FSOLE	ACTIVE BOND ETF	224.34K	SH	$12.26M 5.34%	0.00	224.34K
AMERICAN CENTY ETF TRSOLE	US QUALITY GROW	130.16K	SH	$11.85M 5.16%	203.00	129.96K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	55.10K	SH	$9.87M 4.30%	0.00	55.10K
ISHARES TRSOLE	RUS 1000 GRW ETF	21.31K	SH	$8.00M 3.48%	0.00	21.31K
APPLE INCSOLE	COM	32.97K	SH	$7.68M 3.34%	0.00	32.97K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	44.20K	SH	$7.41M 3.23%	0.00	44.20K
DIMENSIONAL ETF TRUSTSOLE	US SMALL CAP ETF	108.89K	SH	$7.06M 3.07%	145.00	108.74K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	27.51K	SH	$6.53M 2.84%	0.00	27.51K
ISHARES TRSOLE	CORE S&P500 ETF	7.55K	SH	$4.36M 1.90%	55.00	7.50K
MICROSOFT CORPSOLE	COM	6.54K	SH	$2.81M 1.22%	11.00	6.53K
J P MORGAN EXCHANGE TRADED FSOLE	SMALL & MID CAP	30.18K	SH	$1.84M 0.80%	266.00	29.91K
ISHARES TRSOLE	S&P SML 600 GWT	11.08K	SH	$1.55M 0.67%	0.00	11.08K
CONOCOPHILLIPSSOLE	COM	14.01K	SH	$1.47M 0.64%	150.00	13.86K
VANGUARD INDEX FDSSOLE	GROWTH ETF	3.48K	SH	$1.34M 0.58%	0.00	3.48K
ISHARES TRSOLE	CORE S&P MCP ETF	19.61K	SH	$1.22M 0.53%	0.00	19.61K
COLUMBIA ETF TR ISOLE	RESH ENHNC VLU	46.32K	SH	$1.18M 0.51%	0.00	46.32K
WISDOMTREE TRSOLE	US QTLY DIV GRT	13.95K	SH	$1.16M 0.51%	0.00	13.95K
TEXAS INSTRS INCSOLE	COM	5.61K	SH	$1.16M 0.50%	0.00	5.61K

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