RUGGAARD & ASSOCIATES LLC

Filed: 5/14/2024ACC: 0001971230-24-000004

📋 What this filing means

RUGGAARD & ASSOCIATES LLC filed this quarterly 13F‑HR report disclosing 115 equity positions with a total reported market value of $210.29M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

115

Positions

$210.29M

Total AUM (reported)

3.70M

Total Shares

Allocation by class

COM$33.83M16.1%

ULTRA SHRT INC$14.21M6.8%

CORE PLUS INCM$13.89M6.6%

SHS CREATION UNI$13.19M6.3%

IBONDS 2026 TERM$12.96M6.2%

MID CAP ETF$12.70M6.0%

SHRT TRM CORP BD$11.87M5.6%

Portfolio Concentration

Top 3$41.06M19.5%

4–10$79.32M37.7%

11–25$49.12M23.4%

Rest$40.79M19.4%

Top 3 weight

19.5%

Top 10 weight

57.2%

Voting Authority Distribution

Total shares with voting rights: 3.70M

Sole

Full voting authority

4.65K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.70M

% of voting shares99.9%

Investment Discretion (by position count)

Sole114

Shared0

Other1

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings115

Rows:

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares281.65K

TypeSH

Market value$14.21M

6.76%

Sole

128.00

Shared

0.00

None

281.53K

CAPITAL GRP FIXED INCM ETF T

SOLE

CORE PLUS INCM

Shares618.34K

TypeSH

Market value$13.89M

6.60%

Sole

285.00

Shared

0.00

None

618.05K

ISHARES TR

SOLE

IBONDS 2026 TERM

Shares561.97K

TypeSH

Market value$12.96M

6.16%

Sole

0.00

Shared

0.00

None

561.97K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares50.81K

TypeSH

Market value$12.70M

6.04%

Sole

0.00

Shared

0.00

None

50.81K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares384.78K

TypeSH

Market value$12.51M

5.95%

Sole

604.00

Shared

0.00

None

384.18K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares153.51K

TypeSH

Market value$11.87M

5.64%

Sole

0.00

Shared

0.00

None

153.51K

ISHARES TR

SOLE

IBONDS DEC24 ETF

Shares464.05K

TypeSH

Market value$11.62M

5.53%

Sole

0.00

Shared

0.00

None

464.05K

VANECK ETF TRUST

SOLE

MRNGSTR WDE MOAT

Shares127.96K

TypeSH

Market value$11.50M

5.47%

Sole

0.00

Shared

0.00

None

127.96K

AMERICAN CENTY ETF TR

SOLE

US QUALITY GROW

Shares115.35K

TypeSH

Market value$9.80M

4.66%

Sole

88.00

Shared

0.00

None

115.26K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares55.08K

TypeSH

Market value$9.33M

4.44%

Sole

0.00

Shared

0.00

None

55.08K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares21.50K

TypeSH

Market value$7.25M

3.45%

Sole

0.00

Shared

0.00

None

21.50K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares42.95K

TypeSH

Market value$6.70M

3.18%

Sole

0.00

Shared

0.00

None

42.95K

DIMENSIONAL ETF TRUST

SOLE

US SMALL CAP ETF

Shares97.87K

TypeSH

Market value$6.10M

2.90%

Sole

154.00

Shared

0.00

None

97.72K

APPLE INC

SOLE

COM

Shares35.31K

TypeSH

Market value$6.05M

2.88%

Sole

0.00

Shared

0.00

None

35.31K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares26.31K

TypeSH

Market value$6.01M

2.86%

Sole

0.00

Shared

0.00

None

26.31K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares7.73K

TypeSH

Market value$4.06M

1.93%

Sole

75.00

Shared

0.00

None

7.65K

MICROSOFT CORP

SOLE

COM

Shares6.56K

TypeSH

Market value$2.76M

1.31%

Sole

11.00

Shared

0.00

None

6.55K

CONOCOPHILLIPS

SOLE

COM

Shares13.33K

TypeSH

Market value$1.70M

0.81%

Sole

150.00

Shared

0.00

None

13.18K

J P MORGAN EXCHANGE TRADED F

SOLE

MKT EXPN ENHNCD

Shares27.72K

TypeSH

Market value$1.62M

0.77%

Sole

285.00

Shared

0.00

None

27.43K

ISHARES TR

SOLE

S&P SML 600 GWT

Shares11.08K

TypeSH

Market value$1.45M

0.69%

Sole

0.00

Shared

0.00

None

11.08K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares2.76K

TypeSH

Market value$1.23M

0.58%

Sole

0.00

Shared

0.00

None

2.76K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares19.84K

TypeSH

Market value$1.21M

0.57%

Sole

0.00

Shared

0.00

None

19.84K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares3.15K

TypeSH

Market value$1.08M

0.52%

Sole

0.00

Shared

0.00

None

3.15K

TEXAS INSTRS INC

SOLE

COM

Shares5.52K

TypeSH

Market value$962.3K

0.46%

Sole

0.00

Shared

0.00

None

5.52K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares22.29K

TypeSH

Market value$941.3K

0.45%

Sole

0.00

Shared

0.00

None

22.29K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	281.65K	SH	$14.21M 6.76%	128.00	281.53K
CAPITAL GRP FIXED INCM ETF TSOLE	CORE PLUS INCM	618.34K	SH	$13.89M 6.60%	285.00	618.05K
ISHARES TRSOLE	IBONDS 2026 TERM	561.97K	SH	$12.96M 6.16%	0.00	561.97K
VANGUARD INDEX FDSSOLE	MID CAP ETF	50.81K	SH	$12.70M 6.04%	0.00	50.81K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	384.78K	SH	$12.51M 5.95%	604.00	384.18K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	153.51K	SH	$11.87M 5.64%	0.00	153.51K
ISHARES TRSOLE	IBONDS DEC24 ETF	464.05K	SH	$11.62M 5.53%	0.00	464.05K
VANECK ETF TRUSTSOLE	MRNGSTR WDE MOAT	127.96K	SH	$11.50M 5.47%	0.00	127.96K
AMERICAN CENTY ETF TRSOLE	US QUALITY GROW	115.35K	SH	$9.80M 4.66%	88.00	115.26K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	55.08K	SH	$9.33M 4.44%	0.00	55.08K
ISHARES TRSOLE	RUS 1000 GRW ETF	21.50K	SH	$7.25M 3.45%	0.00	21.50K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	42.95K	SH	$6.70M 3.18%	0.00	42.95K
DIMENSIONAL ETF TRUSTSOLE	US SMALL CAP ETF	97.87K	SH	$6.10M 2.90%	154.00	97.72K
APPLE INCSOLE	COM	35.31K	SH	$6.05M 2.88%	0.00	35.31K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	26.31K	SH	$6.01M 2.86%	0.00	26.31K
ISHARES TRSOLE	CORE S&P500 ETF	7.73K	SH	$4.06M 1.93%	75.00	7.65K
MICROSOFT CORPSOLE	COM	6.56K	SH	$2.76M 1.31%	11.00	6.55K
CONOCOPHILLIPSSOLE	COM	13.33K	SH	$1.70M 0.81%	150.00	13.18K
J P MORGAN EXCHANGE TRADED FSOLE	MKT EXPN ENHNCD	27.72K	SH	$1.62M 0.77%	285.00	27.43K
ISHARES TRSOLE	S&P SML 600 GWT	11.08K	SH	$1.45M 0.69%	0.00	11.08K
INVESCO QQQ TRSOLE	UNIT SER 1	2.76K	SH	$1.23M 0.58%	0.00	2.76K
ISHARES TRSOLE	CORE S&P MCP ETF	19.84K	SH	$1.21M 0.57%	0.00	19.84K
VANGUARD INDEX FDSSOLE	GROWTH ETF	3.15K	SH	$1.08M 0.52%	0.00	3.15K
TEXAS INSTRS INCSOLE	COM	5.52K	SH	$962.3K 0.46%	0.00	5.52K
FIRST TR VALUE LINE DIVID INSOLE	SHS	22.29K	SH	$941.3K 0.45%	0.00	22.29K

Page 1 of 5

…