RUGGAARD & ASSOCIATES LLC

Filed: 2/15/2024ACC: 0001971230-24-000002

📋 What this filing means

RUGGAARD & ASSOCIATES LLC filed this quarterly 13F‑HR report disclosing 115 equity positions with a total reported market value of $188.96M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

115

Positions

$188.96M

Total AUM (reported)

3.39M

Total Shares

Allocation by class

COM$33.06M17.5%

ULTRA SHRT INC$13.61M7.2%

CORE PLUS INCM$13.41M7.1%

IBONDS 2026 TERM$12.55M6.6%

SHRT TRM CORP BD$11.54M6.1%

IBONDS DEC24 ETF$11.41M6.0%

MID CAP ETF$11.33M6.0%

Portfolio Concentration

Top 3$39.57M20.9%

4–10$69.33M36.7%

11–25$41.78M22.1%

Rest$38.28M20.3%

Top 3 weight

20.9%

Top 10 weight

57.6%

Voting Authority Distribution

Total shares with voting rights: 3.39M

Sole

Full voting authority

4.69K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.38M

% of voting shares99.9%

Investment Discretion (by position count)

Sole115

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings115

Rows:

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares270.93K

TypeSH

Market value$13.61M

7.20%

Sole

124.00

Shared

0.00

None

270.80K

CAPITAL GRP FIXED INCM ETF T

SOLE

CORE PLUS INCM

Shares590.93K

TypeSH

Market value$13.41M

7.10%

Sole

332.00

Shared

0.00

None

590.60K

ISHARES TR

SOLE

IBONDS 2026 TERM

Shares547.50K

TypeSH

Market value$12.55M

6.64%

Sole

56.00

Shared

0.00

None

547.45K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares149.18K

TypeSH

Market value$11.54M

6.11%

Sole

0.00

Shared

0.00

None

149.18K

ISHARES TR

SOLE

IBONDS DEC24 ETF

Shares457.88K

TypeSH

Market value$11.41M

6.04%

Sole

0.00

Shared

0.00

None

457.88K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares48.69K

TypeSH

Market value$11.33M

5.99%

Sole

11.00

Shared

0.00

None

48.68K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares312.15K

TypeSH

Market value$9.31M

4.93%

Sole

599.00

Shared

0.00

None

311.55K

VANGUARD INDEX FDS

SOLE

LARGE CAP ETF

Shares41.82K

TypeSH

Market value$9.12M

4.83%

Sole

0.00

Shared

0.00

None

41.82K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares53.24K

TypeSH

Market value$8.40M

4.45%

Sole

0.00

Shared

0.00

None

53.24K

AMERICAN CENTY ETF TR

SOLE

US QUALITY GROW

Shares107.95K

TypeSH

Market value$8.21M

4.35%

Sole

89.00

Shared

0.00

None

107.86K

APPLE INC

SOLE

COM

Shares37.63K

TypeSH

Market value$7.25M

3.83%

Sole

0.00

Shared

0.00

None

37.63K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares21.47K

TypeSH

Market value$6.51M

3.44%

Sole

0.00

Shared

0.00

None

21.47K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares40.31K

TypeSH

Market value$5.85M

3.09%

Sole

45.00

Shared

0.00

None

40.27K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares24.59K

TypeSH

Market value$5.25M

2.78%

Sole

24.00

Shared

0.00

None

24.57K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares7.14K

TypeSH

Market value$3.41M

1.80%

Sole

75.00

Shared

0.00

None

7.06K

MICROSOFT CORP

SOLE

COM

Shares6.69K

TypeSH

Market value$2.52M

1.33%

Sole

11.00

Shared

0.00

None

6.68K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares22.67K

TypeSH

Market value$1.73M

0.91%

Sole

0.00

Shared

0.00

None

22.67K

J P MORGAN EXCHANGE TRADED F

SOLE

MKT EXPN ENHNCD

Shares30.39K

TypeSH

Market value$1.63M

0.86%

Sole

376.00

Shared

0.00

None

30.01K

CONOCOPHILLIPS

SOLE

COM

Shares13.66K

TypeSH

Market value$1.59M

0.84%

Sole

100.00

Shared

0.00

None

13.56K

ISHARES TR

SOLE

S&P SML 600 GWT

Shares11.14K

TypeSH

Market value$1.39M

0.74%

Sole

0.00

Shared

0.00

None

11.14K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares4.04K

TypeSH

Market value$1.12M

0.59%

Sole

0.00

Shared

0.00

None

4.04K

TEXAS INSTRS INC

SOLE

COM

Shares5.47K

TypeSH

Market value$932.1K

0.49%

Sole

0.00

Shared

0.00

None

5.47K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares2.92K

TypeSH

Market value$908.3K

0.48%

Sole

16.00

Shared

0.00

None

2.91K

VANECK ETF TRUST

SOLE

MRNGSTR WDE MOAT

Shares10.62K

TypeSH

Market value$901.1K

0.48%

Sole

62.00

Shared

0.00

None

10.55K

AMAZON COM INC

SOLE

COM

Shares5.35K

TypeSH

Market value$813.2K

0.43%

Sole

20.00

Shared

0.00

None

5.33K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	270.93K	SH	$13.61M 7.20%	124.00	270.80K
CAPITAL GRP FIXED INCM ETF TSOLE	CORE PLUS INCM	590.93K	SH	$13.41M 7.10%	332.00	590.60K
ISHARES TRSOLE	IBONDS 2026 TERM	547.50K	SH	$12.55M 6.64%	56.00	547.45K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	149.18K	SH	$11.54M 6.11%	0.00	149.18K
ISHARES TRSOLE	IBONDS DEC24 ETF	457.88K	SH	$11.41M 6.04%	0.00	457.88K
VANGUARD INDEX FDSSOLE	MID CAP ETF	48.69K	SH	$11.33M 5.99%	11.00	48.68K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	312.15K	SH	$9.31M 4.93%	599.00	311.55K
VANGUARD INDEX FDSSOLE	LARGE CAP ETF	41.82K	SH	$9.12M 4.83%	0.00	41.82K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	53.24K	SH	$8.40M 4.45%	0.00	53.24K
AMERICAN CENTY ETF TRSOLE	US QUALITY GROW	107.95K	SH	$8.21M 4.35%	89.00	107.86K
APPLE INCSOLE	COM	37.63K	SH	$7.25M 3.83%	0.00	37.63K
ISHARES TRSOLE	RUS 1000 GRW ETF	21.47K	SH	$6.51M 3.44%	0.00	21.47K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	40.31K	SH	$5.85M 3.09%	45.00	40.27K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	24.59K	SH	$5.25M 2.78%	24.00	24.57K
ISHARES TRSOLE	CORE S&P500 ETF	7.14K	SH	$3.41M 1.80%	75.00	7.06K
MICROSOFT CORPSOLE	COM	6.69K	SH	$2.52M 1.33%	11.00	6.68K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	22.67K	SH	$1.73M 0.91%	0.00	22.67K
J P MORGAN EXCHANGE TRADED FSOLE	MKT EXPN ENHNCD	30.39K	SH	$1.63M 0.86%	376.00	30.01K
CONOCOPHILLIPSSOLE	COM	13.66K	SH	$1.59M 0.84%	100.00	13.56K
ISHARES TRSOLE	S&P SML 600 GWT	11.14K	SH	$1.39M 0.74%	0.00	11.14K
ISHARES TRSOLE	CORE S&P MCP ETF	4.04K	SH	$1.12M 0.59%	0.00	4.04K
TEXAS INSTRS INCSOLE	COM	5.47K	SH	$932.1K 0.49%	0.00	5.47K
VANGUARD INDEX FDSSOLE	GROWTH ETF	2.92K	SH	$908.3K 0.48%	16.00	2.91K
VANECK ETF TRUSTSOLE	MRNGSTR WDE MOAT	10.62K	SH	$901.1K 0.48%	62.00	10.55K
AMAZON COM INCSOLE	COM	5.35K	SH	$813.2K 0.43%	20.00	5.33K

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