RUGGAARD & ASSOCIATES LLC

Filed: 11/9/2023ACC: 0001971230-23-000007

📋 What this filing means

RUGGAARD & ASSOCIATES LLC filed this quarterly 13F‑HR report disclosing 107 equity positions with a total reported market value of $167.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

107

Positions

$167.93M

Total AUM (reported)

3.20M

Total Shares

Allocation by class

COM$30.47M18.1%

ULTRA SHRT INC$13.11M7.8%

CORE PLUS INCM$12.08M7.2%

IBONDS DEC23 ETF$12.04M7.2%

SHRT TRM CORP BD$10.66M6.3%

IBONDS DEC24 ETF$10.45M6.2%

MID CAP ETF$9.50M5.7%

Portfolio Concentration

Top 3$37.24M22.2%

4–10$60.08M35.8%

11–25$36.73M21.9%

Rest$33.88M20.2%

Top 3 weight

22.2%

Top 10 weight

58.0%

Voting Authority Distribution

Total shares with voting rights: 3.20M

Sole

Full voting authority

2.03K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.20M

% of voting shares99.9%

Investment Discretion (by position count)

Sole106

Shared0

Other1

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings107

Rows:

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares261.18K

TypeSH

Market value$13.11M

7.80%

Sole

25.00

Shared

0.00

None

261.15K

CAPITAL GRP FIXED INCM ETF T

SOLE

CORE PLUS INCM

Shares562.07K

TypeSH

Market value$12.08M

7.20%

Sole

111.00

Shared

0.00

None

561.96K

ISHARES TR

SOLE

IBONDS DEC23 ETF

Shares474.95K

TypeSH

Market value$12.04M

7.17%

Sole

50.00

Shared

0.00

None

474.90K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares141.88K

TypeSH

Market value$10.66M

6.35%

Sole

0.00

Shared

0.00

None

141.88K

ISHARES TR

SOLE

IBONDS DEC24 ETF

Shares422.72K

TypeSH

Market value$10.45M

6.23%

Sole

0.00

Shared

0.00

None

422.72K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares45.64K

TypeSH

Market value$9.50M

5.66%

Sole

11.00

Shared

0.00

None

45.63K

VANGUARD INDEX FDS

SOLE

LARGE CAP ETF

Shares43.57K

TypeSH

Market value$8.53M

5.08%

Sole

24.00

Shared

0.00

None

43.54K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares273K

TypeSH

Market value$7.23M

4.30%

Sole

198.00

Shared

0.00

None

272.80K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares50.60K

TypeSH

Market value$7.17M

4.27%

Sole

0.00

Shared

0.00

None

50.60K

AMERICAN CENTY ETF TR

SOLE

US QUALITY GROW

Shares97.05K

TypeSH

Market value$6.54M

3.89%

Sole

79.00

Shared

0.00

None

96.97K

APPLE INC

SOLE

COM

Shares37.86K

TypeSH

Market value$6.48M

3.86%

Sole

0.00

Shared

0.00

None

37.86K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares20.14K

TypeSH

Market value$5.36M

3.19%

Sole

0.00

Shared

0.00

None

20.14K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares35.75K

TypeSH

Market value$4.68M

2.79%

Sole

45.00

Shared

0.00

None

35.70K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares23.08K

TypeSH

Market value$4.36M

2.60%

Sole

47.00

Shared

0.00

None

23.03K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares6.73K

TypeSH

Market value$2.89M

1.72%

Sole

38.00

Shared

0.00

None

6.70K

MICROSOFT CORP

SOLE

COM

Shares6.68K

TypeSH

Market value$2.11M

1.26%

Sole

11.00

Shared

0.00

None

6.67K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares28.20K

TypeSH

Market value$2.00M

1.19%

Sole

0.00

Shared

0.00

None

28.20K

CONOCOPHILLIPS

SOLE

COM

Shares13.52K

TypeSH

Market value$1.62M

0.96%

Sole

0.00

Shared

0.00

None

13.52K

J P MORGAN EXCHANGE TRADED F

SOLE

MKT EXPN ENHNCD

Shares27.98K

TypeSH

Market value$1.36M

0.81%

Sole

265.00

Shared

0.00

None

27.72K

ISHARES TR

SOLE

S&P SML 600 GWT

Shares12K

TypeSH

Market value$1.32M

0.78%

Sole

0.00

Shared

0.00

None

12K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares4.04K

TypeSH

Market value$1.01M

0.60%

Sole

0.00

Shared

0.00

None

4.04K

MYERS INDS INC

SOLE

COM

Shares52.06K

TypeSH

Market value$933.5K

0.56%

Sole

0.00

Shared

0.00

None

52.06K

ISHARES TR

SOLE

S&P MC 400GR ETF

Shares12.27K

TypeSH

Market value$886.5K

0.53%

Sole

0.00

Shared

0.00

None

12.27K

TEXAS INSTRS INC

SOLE

COM

Shares5.47K

TypeSH

Market value$869.3K

0.52%

Sole

0.00

Shared

0.00

None

5.47K

CIVITAS RESOURCES INC

SOLE

COM NEW

Shares10.69K

TypeSH

Market value$864.1K

0.51%

Sole

100.00

Shared

0.00

None

10.59K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	261.18K	SH	$13.11M 7.80%	25.00	261.15K
CAPITAL GRP FIXED INCM ETF TSOLE	CORE PLUS INCM	562.07K	SH	$12.08M 7.20%	111.00	561.96K
ISHARES TRSOLE	IBONDS DEC23 ETF	474.95K	SH	$12.04M 7.17%	50.00	474.90K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	141.88K	SH	$10.66M 6.35%	0.00	141.88K
ISHARES TRSOLE	IBONDS DEC24 ETF	422.72K	SH	$10.45M 6.23%	0.00	422.72K
VANGUARD INDEX FDSSOLE	MID CAP ETF	45.64K	SH	$9.50M 5.66%	11.00	45.63K
VANGUARD INDEX FDSSOLE	LARGE CAP ETF	43.57K	SH	$8.53M 5.08%	24.00	43.54K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	273K	SH	$7.23M 4.30%	198.00	272.80K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	50.60K	SH	$7.17M 4.27%	0.00	50.60K
AMERICAN CENTY ETF TRSOLE	US QUALITY GROW	97.05K	SH	$6.54M 3.89%	79.00	96.97K
APPLE INCSOLE	COM	37.86K	SH	$6.48M 3.86%	0.00	37.86K
ISHARES TRSOLE	RUS 1000 GRW ETF	20.14K	SH	$5.36M 3.19%	0.00	20.14K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	35.75K	SH	$4.68M 2.79%	45.00	35.70K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	23.08K	SH	$4.36M 2.60%	47.00	23.03K
ISHARES TRSOLE	CORE S&P500 ETF	6.73K	SH	$2.89M 1.72%	38.00	6.70K
MICROSOFT CORPSOLE	COM	6.68K	SH	$2.11M 1.26%	11.00	6.67K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	28.20K	SH	$2.00M 1.19%	0.00	28.20K
CONOCOPHILLIPSSOLE	COM	13.52K	SH	$1.62M 0.96%	0.00	13.52K
J P MORGAN EXCHANGE TRADED FSOLE	MKT EXPN ENHNCD	27.98K	SH	$1.36M 0.81%	265.00	27.72K
ISHARES TRSOLE	S&P SML 600 GWT	12K	SH	$1.32M 0.78%	0.00	12K
ISHARES TRSOLE	CORE S&P MCP ETF	4.04K	SH	$1.01M 0.60%	0.00	4.04K
MYERS INDS INCSOLE	COM	52.06K	SH	$933.5K 0.56%	0.00	52.06K
ISHARES TRSOLE	S&P MC 400GR ETF	12.27K	SH	$886.5K 0.53%	0.00	12.27K
TEXAS INSTRS INCSOLE	COM	5.47K	SH	$869.3K 0.52%	0.00	5.47K
CIVITAS RESOURCES INCSOLE	COM NEW	10.69K	SH	$864.1K 0.51%	100.00	10.59K

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