RUGGAARD & ASSOCIATES LLC

Filed: 8/10/2023ACC: 0001971230-23-000005

📋 What this filing means

RUGGAARD & ASSOCIATES LLC filed this quarterly 13F‑HR report disclosing 109 equity positions with a total reported market value of $170.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

109

Positions

$170.81M

Total AUM (reported)

2.63M

Total Shares

Allocation by class

COM$32.06M18.8%

ULTRA SHRT INC$12.26M7.2%

CORE PLUS INCM$12.14M7.1%

IBONDS DEC23 ETF$12.05M7.1%

SHRT TRM CORP BD$10.78M6.3%

CORE US AGGBD ET$10.67M6.2%

MID CAP ETF$10.09M5.9%

Portfolio Concentration

Top 3$36.44M21.3%

4–10$64.56M37.8%

11–25$35.29M20.7%

Rest$34.52M20.2%

Top 3 weight

21.3%

Top 10 weight

59.1%

Voting Authority Distribution

Total shares with voting rights: 2.63M

Sole

Full voting authority

1.91K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.63M

% of voting shares99.9%

Investment Discretion (by position count)

Sole108

Shared0

Other1

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings109

Rows:

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares244.44K

TypeSH

Market value$12.26M

7.18%

Sole

25.00

Shared

0.00

None

244.41K

CAPITAL GRP FIXED INCM ETF T

SOLE

CORE PLUS INCM

Shares545.32K

TypeSH

Market value$12.14M

7.11%

Sole

111.00

Shared

0.00

None

545.21K

ISHARES TR

SOLE

IBONDS DEC23 ETF

Shares476.35K

TypeSH

Market value$12.05M

7.05%

Sole

50.00

Shared

0.00

None

476.30K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares142.46K

TypeSH

Market value$10.78M

6.31%

Sole

0.00

Shared

0.00

None

142.46K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares108.97K

TypeSH

Market value$10.67M

6.25%

Sole

0.00

Shared

0.00

None

108.97K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares45.83K

TypeSH

Market value$10.09M

5.91%

Sole

11.00

Shared

0.00

None

45.82K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares127.67K

TypeSH

Market value$9.27M

5.43%

Sole

74.00

Shared

0.00

None

127.59K

VANGUARD INDEX FDS

SOLE

LARGE CAP ETF

Shares43.50K

TypeSH

Market value$8.82M

5.16%

Sole

24.00

Shared

0.00

None

43.47K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares50.55K

TypeSH

Market value$7.57M

4.43%

Sole

0.00

Shared

0.00

None

50.55K

APPLE INC

SOLE

COM

Shares37.95K

TypeSH

Market value$7.36M

4.31%

Sole

0.00

Shared

0.00

None

37.95K

AMERICAN CENTY ETF TR

SOLE

US QUALITY GROW

Shares95.96K

TypeSH

Market value$6.63M

3.88%

Sole

79.00

Shared

0.00

None

95.88K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares20.20K

TypeSH

Market value$5.56M

3.25%

Sole

0.00

Shared

0.00

None

20.20K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares35.62K

TypeSH

Market value$4.93M

2.89%

Sole

45.00

Shared

0.00

None

35.57K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares22.48K

TypeSH

Market value$4.47M

2.62%

Sole

47.00

Shared

0.00

None

22.43K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares6.14K

TypeSH

Market value$2.74M

1.60%

Sole

38.00

Shared

0.00

None

6.10K

MICROSOFT CORP

SOLE

COM

Shares6.73K

TypeSH

Market value$2.29M

1.34%

Sole

11.00

Shared

0.00

None

6.72K

ISHARES TR

SOLE

S&P SML 600 GWT

Shares12K

TypeSH

Market value$1.38M

0.81%

Sole

0.00

Shared

0.00

None

12K

CONOCOPHILLIPS

SOLE

COM

Shares13.15K

TypeSH

Market value$1.36M

0.80%

Sole

0.00

Shared

0.00

None

13.15K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares4.04K

TypeSH

Market value$1.06M

0.62%

Sole

0.00

Shared

0.00

None

4.04K

TEXAS INSTRS INC

SOLE

COM

Shares5.33K

TypeSH

Market value$958.8K

0.56%

Sole

0.00

Shared

0.00

None

5.33K

ISHARES TR

SOLE

S&P MC 400GR ETF

Shares12.42K

TypeSH

Market value$931.5K

0.55%

Sole

0.00

Shared

0.00

None

12.42K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares2.67K

TypeSH

Market value$754.7K

0.44%

Sole

16.00

Shared

0.00

None

2.65K

NOVARTIS AG

SOLE

JOHNSON & JOHNSON

SOLE

COM

Shares4.50K

TypeSH

Market value$744.5K

0.44%

Sole

0.00

Shared

0.00

None

4.50K

J P MORGAN EXCHANGE TRADED F

SOLE

MKT EXPN ENHNCD

Shares14.79K

TypeSH

Market value$741.9K

0.43%

Sole

265.00

Shared

0.00

None

14.53K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	244.44K	SH	$12.26M 7.18%	25.00	244.41K
CAPITAL GRP FIXED INCM ETF TSOLE	CORE PLUS INCM	545.32K	SH	$12.14M 7.11%	111.00	545.21K
ISHARES TRSOLE	IBONDS DEC23 ETF	476.35K	SH	$12.05M 7.05%	50.00	476.30K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	142.46K	SH	$10.78M 6.31%	0.00	142.46K
ISHARES TRSOLE	CORE US AGGBD ET	108.97K	SH	$10.67M 6.25%	0.00	108.97K
VANGUARD INDEX FDSSOLE	MID CAP ETF	45.83K	SH	$10.09M 5.91%	11.00	45.82K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	127.67K	SH	$9.27M 5.43%	74.00	127.59K
VANGUARD INDEX FDSSOLE	LARGE CAP ETF	43.50K	SH	$8.82M 5.16%	24.00	43.47K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	50.55K	SH	$7.57M 4.43%	0.00	50.55K
APPLE INCSOLE	COM	37.95K	SH	$7.36M 4.31%	0.00	37.95K
AMERICAN CENTY ETF TRSOLE	US QUALITY GROW	95.96K	SH	$6.63M 3.88%	79.00	95.88K
ISHARES TRSOLE	RUS 1000 GRW ETF	20.20K	SH	$5.56M 3.25%	0.00	20.20K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	35.62K	SH	$4.93M 2.89%	45.00	35.57K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	22.48K	SH	$4.47M 2.62%	47.00	22.43K
ISHARES TRSOLE	CORE S&P500 ETF	6.14K	SH	$2.74M 1.60%	38.00	6.10K
MICROSOFT CORPSOLE	COM	6.73K	SH	$2.29M 1.34%	11.00	6.72K
ISHARES TRSOLE	S&P SML 600 GWT	12K	SH	$1.38M 0.81%	0.00	12K
CONOCOPHILLIPSSOLE	COM	13.15K	SH	$1.36M 0.80%	0.00	13.15K
ISHARES TRSOLE	CORE S&P MCP ETF	4.04K	SH	$1.06M 0.62%	0.00	4.04K
TEXAS INSTRS INCSOLE	COM	5.33K	SH	$958.8K 0.56%	0.00	5.33K
ISHARES TRSOLE	S&P MC 400GR ETF	12.42K	SH	$931.5K 0.55%	0.00	12.42K
VANGUARD INDEX FDSSOLE	GROWTH ETF	2.67K	SH	$754.7K 0.44%	16.00	2.65K
NOVARTIS AGSOLE	SPONSORED ADR	7.41K	SH	$747.9K 0.44%	0.00	7.41K
JOHNSON & JOHNSONSOLE	COM	4.50K	SH	$744.5K 0.44%	0.00	4.50K
J P MORGAN EXCHANGE TRADED FSOLE	MKT EXPN ENHNCD	14.79K	SH	$741.9K 0.43%	265.00	14.53K

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