RUGGAARD & ASSOCIATES LLC

Filed: 5/15/2023ACC: 0001971230-23-000003

📋 What this filing means

RUGGAARD & ASSOCIATES LLC filed this quarterly 13F‑HR report disclosing 106 equity positions with a total reported market value of $161.97M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

106

Positions

$161.97M

Total AUM (reported)

2.53M

Total Shares

Allocation by class

COM$31.65M19.5%

IBONDS DEC23 ETF$11.75M7.3%

CORE PLUS INCM$11.50M7.1%

ULTRA SHRT INC$11.25M6.9%

SHRT TRM CORP BD$10.74M6.6%

CORE US AGGBD ET$10.71M6.6%

MID CAP ETF$9.47M5.8%

Portfolio Concentration

Top 3$34.50M21.3%

4–10$63.18M39.0%

11–25$32.41M20.0%

Rest$31.88M19.7%

Top 3 weight

21.3%

Top 10 weight

60.3%

Voting Authority Distribution

Total shares with voting rights: 2.53M

Sole

Full voting authority

6.37K

% of voting shares0.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.52M

% of voting shares99.7%

Investment Discretion (by position count)

Sole106

Shared0

Other0

Dominant voting typeNone · 99.7% of voting shares

Institutional Holdings106

Rows:

ISHARES TR

SOLE

IBONDS DEC23 ETF

Shares466.37K

TypeSH

Market value$11.75M

7.25%

Sole

38.00

Shared

0.00

None

466.33K

CAPITAL GROUP FIXED INCOME E

SOLE

CORE PLUS INCM

Shares504.75K

TypeSH

Market value$11.50M

7.10%

Sole

43.00

Shared

0.00

None

504.71K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares223.57K

TypeSH

Market value$11.25M

6.95%

Sole

0.00

Shared

0.00

None

223.57K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares140.89K

TypeSH

Market value$10.74M

6.63%

Sole

0.00

Shared

0.00

None

140.89K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares107.50K

TypeSH

Market value$10.71M

6.61%

Sole

0.00

Shared

0.00

None

107.50K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares44.91K

TypeSH

Market value$9.47M

5.85%

Sole

11.00

Shared

0.00

None

44.90K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares125.87K

TypeSH

Market value$9.21M

5.69%

Sole

0.00

Shared

0.00

None

125.87K

VANGUARD INDEX FDS

SOLE

LARGE CAP ETF

Shares42.47K

TypeSH

Market value$7.93M

4.90%

Sole

24.00

Shared

0.00

None

42.44K

APPLE INC

SOLE

COM

Shares47.45K

TypeSH

Market value$7.82M

4.83%

Sole

0.00

Shared

0.00

None

47.45K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares50.40K

TypeSH

Market value$7.29M

4.50%

Sole

0.00

Shared

0.00

None

50.40K

AMERICAN CENTY ETF TR

SOLE

STOXX US QLTY

Shares95K

TypeSH

Market value$6.10M

3.77%

Sole

0.00

Shared

0.00

None

95K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares20.30K

TypeSH

Market value$4.96M

3.06%

Sole

0.00

Shared

0.00

None

20.30K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares33.91K

TypeSH

Market value$4.55M

2.81%

Sole

45.00

Shared

0.00

None

33.87K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares21.13K

TypeSH

Market value$4.01M

2.47%

Sole

24.00

Shared

0.00

None

21.11K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares5.07K

TypeSH

Market value$2.08M

1.29%

Sole

0.00

Shared

0.00

None

5.07K

MICROSOFT CORP

SOLE

COM

Shares6.92K

TypeSH

Market value$1.99M

1.23%

Sole

253.00

Shared

0.00

None

6.66K

ISHARES TR

SOLE

S&P SML 600 GWT

Shares12K

TypeSH

Market value$1.32M

0.81%

Sole

0.00

Shared

0.00

None

12K

CONOCOPHILLIPS

SOLE

COM

Shares12.81K

TypeSH

Market value$1.27M

0.78%

Sole

800.00

Shared

0.00

None

12.01K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares4.04K

TypeSH

Market value$1.01M

0.62%

Sole

0.00

Shared

0.00

None

4.04K

TEXAS INSTRS INC

SOLE

COM

Shares5.42K

TypeSH

Market value$1.01M

0.62%

Sole

0.00

Shared

0.00

None

5.42K

DOLLAR GEN CORP NEW

SOLE

COM

Shares4.29K

TypeSH

Market value$903.2K

0.56%

Sole

200.00

Shared

0.00

None

4.09K

ISHARES TR

SOLE

S&P MC 400GR ETF

Shares12.42K

TypeSH

Market value$888.2K

0.55%

Sole

0.00

Shared

0.00

None

12.42K

PFIZER INC

SOLE

COM

Shares21.43K

TypeSH

Market value$874.2K

0.54%

Sole

0.00

Shared

0.00

None

21.43K

ISHARES TR

SOLE

RUS 1000 ETF

Shares3.28K

TypeSH

Market value$739.7K

0.46%

Sole

235.00

Shared

0.00

None

3.05K

JOHNSON & JOHNSON

SOLE

COM

Shares4.56K

TypeSH

Market value$707.4K

0.44%

Sole

200.00

Shared

0.00

None

4.36K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	IBONDS DEC23 ETF	466.37K	SH	$11.75M 7.25%	38.00	466.33K
CAPITAL GROUP FIXED INCOME ESOLE	CORE PLUS INCM	504.75K	SH	$11.50M 7.10%	43.00	504.71K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	223.57K	SH	$11.25M 6.95%	0.00	223.57K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	140.89K	SH	$10.74M 6.63%	0.00	140.89K
ISHARES TRSOLE	CORE US AGGBD ET	107.50K	SH	$10.71M 6.61%	0.00	107.50K
VANGUARD INDEX FDSSOLE	MID CAP ETF	44.91K	SH	$9.47M 5.85%	11.00	44.90K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	125.87K	SH	$9.21M 5.69%	0.00	125.87K
VANGUARD INDEX FDSSOLE	LARGE CAP ETF	42.47K	SH	$7.93M 4.90%	24.00	42.44K
APPLE INCSOLE	COM	47.45K	SH	$7.82M 4.83%	0.00	47.45K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	50.40K	SH	$7.29M 4.50%	0.00	50.40K
AMERICAN CENTY ETF TRSOLE	STOXX US QLTY	95K	SH	$6.10M 3.77%	0.00	95K
ISHARES TRSOLE	RUS 1000 GRW ETF	20.30K	SH	$4.96M 3.06%	0.00	20.30K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	33.91K	SH	$4.55M 2.81%	45.00	33.87K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	21.13K	SH	$4.01M 2.47%	24.00	21.11K
ISHARES TRSOLE	CORE S&P500 ETF	5.07K	SH	$2.08M 1.29%	0.00	5.07K
MICROSOFT CORPSOLE	COM	6.92K	SH	$1.99M 1.23%	253.00	6.66K
ISHARES TRSOLE	S&P SML 600 GWT	12K	SH	$1.32M 0.81%	0.00	12K
CONOCOPHILLIPSSOLE	COM	12.81K	SH	$1.27M 0.78%	800.00	12.01K
ISHARES TRSOLE	CORE S&P MCP ETF	4.04K	SH	$1.01M 0.62%	0.00	4.04K
TEXAS INSTRS INCSOLE	COM	5.42K	SH	$1.01M 0.62%	0.00	5.42K
DOLLAR GEN CORP NEWSOLE	COM	4.29K	SH	$903.2K 0.56%	200.00	4.09K
ISHARES TRSOLE	S&P MC 400GR ETF	12.42K	SH	$888.2K 0.55%	0.00	12.42K
PFIZER INCSOLE	COM	21.43K	SH	$874.2K 0.54%	0.00	21.43K
ISHARES TRSOLE	RUS 1000 ETF	3.28K	SH	$739.7K 0.46%	235.00	3.05K
JOHNSON & JOHNSONSOLE	COM	4.56K	SH	$707.4K 0.44%	200.00	4.36K

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