RUBULOTTA DAVID exercised options at STIFEL FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/15/2026ACC: 0001193125-26-014181
-910.00
Net shares
Net seller
$114.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
2.30K acquired · 3.21K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+2.30K
Price / share
—
Trade value
—
% of position
New position
1/13/2026
0.00→2.30K
Common Stock
Direct
Shares
−910.00
Price / share
$125.22
Trade value
$113.95K
% of position
39.5%
1/13/2026
2.30K→1.39K
Total
Net shares
+1.39K
Net value
-$113.95K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/13/2026 | M · Option Exercise | +2.30K | — | — | New position | 0.00 | 2.30K |
| Common Stock Direct | 1/13/2026 | F · Tax Withholding | −910.00 | $125.22 | $113.95K | 39.5% | 2.30K | 1.39K |
| Total | +1.39K | -$113.95K | ||||||
Derivative Transactions1
Phantom Stock Units
Direct
Converts to
Common Stock
2.30K shares
Shares
−2.30K
Strike price
0
Held after
8.60K
Exercisable
—
1/13/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Units Direct | Common Stock2.30K shares | 1/13/2026 | M · Option Exercise | −2.30K | 0 | — | 8.60K |