RUBINSTEIN LINDA M (Chief Financial Officer) received a stock award from ADVERUM BIOTECHNOLOGIES, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
Common Stock
Shares
+48.75K
Price / share
$4.20
Trade value
$204.75K
% of position
Common Stock
Shares
−61.15K
Price / share
—
Trade value
—
% of position
Common Stock - Restricted Stock Units
Shares
−8.13K
Price / share
—
Trade value
—
% of position
Common Stock - Performance Stock Units
Shares
+42K
Price / share
—
Trade value
—
% of position
Common Stock - Performance Stock Units
Shares
−42K
Price / share
—
Trade value
—
% of position
Net shares
−20.52K
Net value
$204.75K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/9/2025 | M · Option Exercise | +48.75K | $4.20 | $204.75K | 393.1% | 12.40K | 61.15K |
| Common Stock Direct | 12/9/2025 | U · U | −61.15K | — | — | New position | 61.15K | 0.00 |
| Common Stock - Restricted Stock Units Direct | 12/9/2025 | U · U | −8.13K | — | — | New position | 8.13K | 0.00 |
| Common Stock - Performance Stock Units Direct | 12/9/2025 | A · Award | +42K | — | — | New position | 0.00 | 42K |
| Common Stock - Performance Stock Units Direct | 12/9/2025 | U · U | −42K | — | — | New position | 42K | 0.00 |
| Total | −20.52K | $204.75K | ||||||
Stock Option (Right to Buy)
Common Stock
35K shares
Shares
−35K
Strike price
10.14
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
85K shares
Shares
−85K
Strike price
10.14
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
62.08K shares
Shares
−62.08K
Strike price
7.15
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
48.75K shares
Shares
−48.75K
Strike price
4.20
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock35K shares | 12/9/2025 | D · Disposition | −35K | 10.14 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock85K shares | 12/9/2025 | D · Disposition | −85K | 10.14 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock62.08K shares | 12/9/2025 | D · Disposition | −62.08K | 7.15 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock48.75K shares | 12/9/2025 | M · Option Exercise | −48.75K | 4.20 | — | 0.00 |