RUBIN GARY D enters BIOAFFINITY TECHNOLOGIES, INC. with 851.73K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Indirect Derivatives

RUBIN GARY D

Filed: 10/21/2022ACC: 0001493152-22-029374

InsiderRUBIN GARY DCIK 1947569

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IssuerBIOAFFINITY TECHNOLOGIES, INC.CIK 1712762

Director10% Owner

Since Aug 2022

851.73K

Baseline shares

4% direct

35.71K

Direct ownership

1 position

967.96K

Derivative underlying

14 instruments

Security positions

816.02K indirect

Non-Derivative Holdings2

Common Stock, par value $0.007

Direct

Shares owned35.71K

Common Stock, par value $0.007

Indirect

Shares owned816.02K

Total

35.71K direct·816.02K indirect851.73K

Security Title	Shares Owned	Ownership Type
Common Stock, par value $0.007	35.71K	Direct
Common Stock, par value $0.007	816.02K	Indirect
Total	851.73K	35.71K direct·816.02K indirect

Derivative Holdings14

Secured Convertible Promissory Note

Direct

Underlying security

Common Stock

Underlying shares

15.88K

Shares owned

N/A

Exercise price

4.20

Expiration

—

Exercise window

—

Secured Convertible Promissory Note

Indirect

Underlying security

Common Stock

Underlying shares

63.96K

Shares owned

N/A

Exercise price

4.20

Expiration

—

Exercise window

—

Secured Convertible Promissory Note

Indirect

Underlying security

Common Stock

Underlying shares

266.85K

Shares owned

N/A

Exercise price

4.20

Expiration

—

Exercise window

—

Secured Convertible Promissory Note

Indirect

Underlying security

Common Stock

Underlying shares

93.82K

Shares owned

N/A

Exercise price

4.20

Expiration

—

Exercise window

—

Secured Convertible Promissory Note

Indirect

Underlying security

Common Stock

Underlying shares

38.29K

Shares owned

N/A

Exercise price

4.20

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

3.57K

Shares owned

N/A

Exercise price

7.70

Expiration

—

Exercise window

—

Warrants (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

4.90K

Shares owned

N/A

Exercise price

5.25

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

7.14K

Shares owned

N/A

Exercise price

7.70

Expiration

—

Exercise window

—

Series A Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

230.31K

Shares owned

N/A

Exercise price

5.17

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

7.14K

Shares owned

N/A

Exercise price

7.70

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

7.14K

Shares owned

N/A

Exercise price

7.70

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

7.14K

Shares owned

N/A

Exercise price

4.20

Expiration

—

Exercise window

—

Secured Convertible Promissory Note

Indirect

Underlying security

Common Stock

Underlying shares

58.58K

Shares owned

N/A

Exercise price

4.20

Expiration

—

Exercise window

—

Warrants (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

163.25K

Shares owned

N/A

Exercise price

5.25

Expiration

—

Exercise window

—

Total

Underlying

967.96K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Secured Convertible Promissory Note Direct	Common Stock	4.20	—	—	15.88K	N/A
Secured Convertible Promissory Note Indirect	Common Stock	4.20	—	—	63.96K	N/A
Secured Convertible Promissory Note Indirect	Common Stock	4.20	—	—	266.85K	N/A
Secured Convertible Promissory Note Indirect	Common Stock	4.20	—	—	93.82K	N/A
Secured Convertible Promissory Note Indirect	Common Stock	4.20	—	—	38.29K	N/A
Stock Option (right to buy) Direct	Common Stock	7.70	—	—	3.57K	N/A
Warrants (right to buy) Direct	Common Stock	5.25	—	—	4.90K	N/A
Stock Option (right to buy) Direct	Common Stock	7.70	—	—	7.14K	N/A
Series A Convertible Preferred Stock Indirect	Common Stock	5.17	—	—	230.31K	N/A
Stock Option (right to buy) Direct	Common Stock	7.70	—	—	7.14K	N/A
Stock Option (right to buy) Direct	Common Stock	7.70	—	—	7.14K	N/A
Stock Option (right to buy) Direct	Common Stock	4.20	—	—	7.14K	N/A
Secured Convertible Promissory Note Indirect	Common Stock	4.20	—	—	58.58K	N/A
Warrants (right to buy) Indirect	Common Stock	5.25	—	—	163.25K	N/A
Total					967.96K	0.00