RUBIN BRUCE L. (CFO, SEC, TREAS) reported 1 transaction at OXFORD LANE CAPITAL CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 3/16/2020ACC: 0001567619-20-006381
Officer· CFO, SEC, TREAS
Since Mar 2020
-1.50K
Net shares
Net seller
$37.5K
Total sold
0
Open market trades
0B · 0S
1
Total transactions
1.50K disposed
Non-Derivative Transactions1
7.50% Series 2023 Term Preferred Stock
Direct
Shares
−1.50K
Price / share
$25.06
Trade value
$37.46K
% of position
33.2%
3/12/2020
4.50K→3K
Total
Net shares
−1.50K
Net value
-$37.46K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| 7.50% Series 2023 Term Preferred Stock Direct | 3/12/2020 | J · J | −1.50K | $25.06 | $37.46K | 33.2% | 4.50K | 3K |
| Total | −1.50K | -$37.46K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned3.98K
Total
3.98K direct3.98K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.98K | Direct |
| Total | 3.98K | 3.98K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported