RTW INVESTMENTS, LP reported 3 transactions at ALLURION TECHNOLOGIES, INC.
Review the transaction codes below to understand the nature of each event.
Common Stock, $0.0001 par value per share
Shares
+822.72K
Price / share
$3.35
Trade value
$2.76M
% of position
Common Stock, $0.0001 par value per share
Shares
+631.95K
Price / share
$3.35
Trade value
$2.12M
% of position
Common Stock, $0.0001 par value per share
Shares
+37.86K
Price / share
$3.35
Trade value
$126.84K
% of position
Net shares
+1.49M
Net value
$5M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value per share Indirect | 11/5/2025 | C · Conversion | +822.72K | $3.35 | $2.76M | 62.1% | 1.32M | 2.15M |
| Common Stock, $0.0001 par value per share Indirect | 11/5/2025 | C · Conversion | +631.95K | $3.35 | $2.12M | 61.5% | 1.03M | 1.66M |
| Common Stock, $0.0001 par value per share Indirect | 11/5/2025 | C · Conversion | +37.86K | $3.35 | $126.84K | 23.1% | 164.23K | 202.10K |
| Total | +1.49M | $5M | ||||||
Convertible Note
Common Stock
822.72K shares
Shares
+N/A
Strike price
3.35
Held after
N/A
Exercisable
—
Convertible Note
Common Stock
822.72K shares
Shares
−N/A
Strike price
3.35
Held after
N/A
Exercisable
—
Convertible Note
Common Stock
631.95K shares
Shares
+N/A
Strike price
3.35
Held after
N/A
Exercisable
—
Convertible Note
Common Stock
631.95K shares
Shares
−N/A
Strike price
3.35
Held after
0.00
Exercisable
—
Convertible Note
Common Stock
37.86K shares
Shares
+N/A
Strike price
3.35
Held after
N/A
Exercisable
—
Convertible Note
Common Stock
37.86K shares
Shares
−N/A
Strike price
3.35
Held after
N/A
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible Note Indirect | Common Stock822.72K shares | 11/5/2025 | A · Award | +N/A | 3.35 | — | N/A |
| Convertible Note Indirect | Common Stock822.72K shares | 11/5/2025 | C · Conversion | −N/A | 3.35 | — | N/A |
| Convertible Note Indirect | Common Stock631.95K shares | 11/5/2025 | A · Award | +N/A | 3.35 | — | N/A |
| Convertible Note Indirect | Common Stock631.95K shares | 11/5/2025 | C · Conversion | −N/A | 3.35 | — | 0.00 |
| Convertible Note Indirect | Common Stock37.86K shares | 11/5/2025 | A · Award | +N/A | 3.35 | — | N/A |
| Convertible Note Indirect | Common Stock37.86K shares | 11/5/2025 | C · Conversion | −N/A | 3.35 | — | N/A |
Common Stock, $0.0001 par value per share
Indirect| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $0.0001 par value per share | 26.55K | Indirect |
| Total | 26.55K | 26.55K indirect |