RTW INVESTMENTS, LP reported 3 transactions at ALLURION TECHNOLOGIES, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 4/17/2025ACC: 0001062993-25-007660
10% Owner
Since Jan 2025
+1.49M
Net shares
Net buyer
$5.00M
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
1.49M acquired
Non-Derivative Transactions3
Common Stock, $0.0001 par value per share
Indirect
Shares
+822.72K
Price / share
$3.35
Trade value
$2.76M
% of position
164.0%
4/16/2025
501.81K→1.32M
Common Stock, $0.0001 par value per share
Indirect
Shares
+631.95K
Price / share
$3.35
Trade value
$2.12M
% of position
159.9%
4/16/2025
395.33K→1.03M
Common Stock, $0.0001 par value per share
Indirect
Shares
+37.86K
Price / share
$3.35
Trade value
$126.84K
% of position
30.0%
4/16/2025
126.37K→164.23K
Total
Net shares
+1.49M
Net value
$5M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value per share Indirect | 4/16/2025 | C · Conversion | +822.72K | $3.35 | $2.76M | 164.0% | 501.81K | 1.32M |
| Common Stock, $0.0001 par value per share Indirect | 4/16/2025 | C · Conversion | +631.95K | $3.35 | $2.12M | 159.9% | 395.33K | 1.03M |
| Common Stock, $0.0001 par value per share Indirect | 4/16/2025 | C · Conversion | +37.86K | $3.35 | $126.84K | 30.0% | 126.37K | 164.23K |
| Total | +1.49M | $5M | ||||||
Derivative Transactions2
Convertible Note
Indirect
Converts to
Common Stock
1.49M shares
Shares
+N/A
Strike price
3.35
Held after
N/A
Exercisable
—
4/16/2025
Convertible Note
Indirect
Converts to
Common Stock
1.49M shares
Shares
−N/A
Strike price
3.35
Held after
N/A
Exercisable
—
4/16/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible Note Indirect | Common Stock1.49M shares | 4/16/2025 | A · Award | +N/A | 3.35 | — | N/A |
| Convertible Note Indirect | Common Stock1.49M shares | 4/16/2025 | C · Conversion | −N/A | 3.35 | — | N/A |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, $0.0001 par value per share
IndirectShares owned26.55K
Total
26.55K indirect26.55K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $0.0001 par value per share | 26.55K | Indirect |
| Total | 26.55K | 26.55K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported