ROY STEPHEN J reported 2 transactions at UQM TECHNOLOGIES INC
Review the transaction codes below to understand the nature of each event.
Filed: 8/14/2018ACC: 0000315449-18-000045
-14.79K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
14.79K disposed
Non-Derivative Transactions2
common stock
Direct
Shares
+0.00
Price / share
—
Trade value
—
% of position
New position
8/13/2018
92.88K→92.88K
common stock
Indirect
Shares
+0.00
Price / share
—
Trade value
—
% of position
New position
8/13/2018
5K→5K
Total
Net shares
+0.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| common stock Direct | 8/13/2018 | J · J | +0.00 | — | — | New position | 92.88K | 92.88K |
| common stock Indirect | 8/13/2018 | J · J | +0.00 | — | — | New position | 5K | 5K |
| Total | +0.00 | $0.00 | ||||||
Derivative Transactions1
call options
Direct
Converts to
common stock
14.79K shares
Shares
−14.79K
Strike price
2.63
Held after
140.38K
Exercisable
—
8/13/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| call options Direct | common stock14.79K shares | 8/13/2018 | J · J | −14.79K | 2.63 | — | 140.38K |