ROUNSAVILLE GUY JR exercised options at MEDLEY MANAGEMENT INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/8/2018ACC: 0000905718-18-000722
+9.86K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
13.56K acquired · 3.70K disposed
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
+3.70K
Price / share
—
Trade value
—
% of position
32.0%
8/7/2018
11.57K→15.27K
Total
Net shares
+3.70K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 8/7/2018 | M · Option Exercise | +3.70K | — | — | 32.0% | 11.57K | 15.27K |
| Total | +3.70K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Class A Common Stock
3.70K shares
Shares
−3.70K
Strike price
Held after
0.00
Exercisable
—
8/7/2018
Restricted Stock Units
Direct
Converts to
Class A Common Stock
9.86K shares
Shares
+9.86K
Strike price
Held after
9.86K
Exercisable
—
8/7/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common Stock3.70K shares | 8/7/2018 | M · Option Exercise | −3.70K | — | 0.00 | |
| Restricted Stock Units Direct | Class A Common Stock9.86K shares | 8/7/2018 | A · Award | +9.86K | — | 9.86K |