Filed: 8/11/2023ACC: 0001085146-23-003252
📋 What this filing means
ROUMELL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 22 equity positions with a total reported market value of $50.88M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
22
Positions
$50.88M
Total AUM (reported)
10.82M
Total Shares
Allocation by class
COM$19.93M39.2%
COM NEW$8.02M15.8%
SHS$6.69M13.2%
SHS NEW$4.69M9.2%
COM CL A$4.46M8.8%
CL A COM$2.63M5.2%
ACACIA TCH COM$2.48M4.9%
Portfolio Concentration
Top 3$15.02M29.5%
4–10$21.60M42.4%
11–25$14.26M28.0%
Top 3 weight
29.5%
Top 10 weight
72.0%
Voting Authority Distribution
Total shares with voting rights: 10.82M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
10.82M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole22
Shared0
Other0
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings22
Rows:
NEXTIER OILFIELD SOLUTIONS
SOLEShares657.58K
TypeSH
Market value$5.88M
11.55%
Sole
0.00
Shared
657.58K
None
0.00
COLLPLANT BIOTECHNOLOGIES LT
SOLEShares577.91K
TypeSH
Market value$4.69M
9.21%
Sole
0.00
Shared
577.91K
None
0.00
LIBERTY ENERGY INC
SOLEShares333.40K
TypeSH
Market value$4.46M
8.76%
Sole
0.00
Shared
333.40K
None
0.00
STRATASYS LTD
SOLEShares235K
TypeSH
Market value$4.17M
8.20%
Sole
0.00
Shared
235K
None
0.00
RUNWAY GROWTH FINANCE CORP
SOLEShares261.90K
TypeSH
Market value$3.23M
6.36%
Sole
0.00
Shared
261.90K
None
0.00
LIQUIDITY SVCS INC
SOLEShares193.56K
TypeSH
Market value$3.19M
6.28%
Sole
0.00
Shared
193.56K
None
0.00
KITE RLTY GROUP TR
SOLEShares136.84K
TypeSH
Market value$3.06M
6.01%
Sole
0.00
Shared
136.84K
None
0.00
IDENTIV INC
SOLEShares331.28K
TypeSH
Market value$2.79M
5.48%
Sole
0.00
Shared
331.28K
None
0.00
SELECT WATER SOLUTIONS INC
SOLEShares325K
TypeSH
Market value$2.63M
5.17%
Sole
0.00
Shared
325K
None
0.00
ALLOT LTD
SOLEShares797.39K
TypeSH
Market value$2.52M
4.95%
Sole
0.00
Shared
797.39K
None
0.00
ACACIA RESH CORP
SOLEShares595.35K
TypeSH
Market value$2.48M
4.87%
Sole
0.00
Shared
595.35K
None
0.00
CBRE GBL REAL ESTATE INC FD
SOLEShares395K
TypeSH
Market value$2.07M
4.06%
Sole
0.00
Shared
395K
None
0.00
OPERA LTD
SOLEShares91.86K
TypeSH
Market value$1.83M
3.59%
Sole
0.00
Shared
91.86K
None
0.00
QUANTUM CORP
SOLEShares1.69M
TypeSH
Market value$1.82M
3.58%
Sole
0.00
Shared
1.69M
None
0.00
COMSCORE INC
SOLEShares1.84M
TypeSH
Market value$1.49M
2.93%
Sole
0.00
Shared
1.84M
None
0.00
ENZO BIOCHEM INC
SOLEShares681.36K
TypeSH
Market value$1.25M
2.46%
Sole
0.00
Shared
681.36K
None
0.00
XAI OCTAGON FLOATING RATE &
SOLEShares141.43K
TypeSH
Market value$944.8K
1.86%
Sole
0.00
Shared
141.43K
None
0.00
KVH INDS INC
SOLEShares99.01K
TypeSH
Market value$905.0K
1.78%
Sole
0.00
Shared
99.01K
None
0.00
EAGLE POINT CREDIT COMPANY I
SOLEShares85K
TypeSH
Market value$863.6K
1.70%
Sole
0.00
Shared
85K
None
0.00
SONIC FDRY INC
SOLEShares405.40K
TypeSH
Market value$356.8K
0.70%
Sole
0.00
Shared
405.40K
None
0.00
SPARK NETWORKS SE
SOLEShares502.79K
TypeSH
Market value$158.4K
0.31%
Sole
0.00
Shared
502.79K
None
0.00
ARIDIS PHARMACEUTICALS INC
SOLEShares446.59K
TypeSH
Market value$98.2K
0.19%
Sole
0.00
Shared
446.59K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NEXTIER OILFIELD SOLUTIONSSOLE | COM | 657.58K | SH | $5.88M 11.55% | 0.00 | 657.58K | 0.00 |
COLLPLANT BIOTECHNOLOGIES LTSOLE | SHS NEW | 577.91K | SH | $4.69M 9.21% | 0.00 | 577.91K | 0.00 |
LIBERTY ENERGY INCSOLE | COM CL A | 333.40K | SH | $4.46M 8.76% | 0.00 | 333.40K | 0.00 |
STRATASYS LTDSOLE | SHS | 235K | SH | $4.17M 8.20% | 0.00 | 235K | 0.00 |
RUNWAY GROWTH FINANCE CORPSOLE | COM | 261.90K | SH | $3.23M 6.36% | 0.00 | 261.90K | 0.00 |
LIQUIDITY SVCS INCSOLE | COM | 193.56K | SH | $3.19M 6.28% | 0.00 | 193.56K | 0.00 |
KITE RLTY GROUP TRSOLE | COM NEW | 136.84K | SH | $3.06M 6.01% | 0.00 | 136.84K | 0.00 |
IDENTIV INCSOLE | COM NEW | 331.28K | SH | $2.79M 5.48% | 0.00 | 331.28K | 0.00 |
SELECT WATER SOLUTIONS INCSOLE | CL A COM | 325K | SH | $2.63M 5.17% | 0.00 | 325K | 0.00 |
ALLOT LTDSOLE | SHS | 797.39K | SH | $2.52M 4.95% | 0.00 | 797.39K | 0.00 |
ACACIA RESH CORPSOLE | ACACIA TCH COM | 595.35K | SH | $2.48M 4.87% | 0.00 | 595.35K | 0.00 |
CBRE GBL REAL ESTATE INC FDSOLE | COM | 395K | SH | $2.07M 4.06% | 0.00 | 395K | 0.00 |
OPERA LTDSOLE | SPONSORED ADS | 91.86K | SH | $1.83M 3.59% | 0.00 | 91.86K | 0.00 |
QUANTUM CORPSOLE | COM NEW | 1.69M | SH | $1.82M 3.58% | 0.00 | 1.69M | 0.00 |
COMSCORE INCSOLE | COM | 1.84M | SH | $1.49M 2.93% | 0.00 | 1.84M | 0.00 |
ENZO BIOCHEM INCSOLE | COM | 681.36K | SH | $1.25M 2.46% | 0.00 | 681.36K | 0.00 |
XAI OCTAGON FLOATING RATE &SOLE | COM | 141.43K | SH | $944.8K 1.86% | 0.00 | 141.43K | 0.00 |
KVH INDS INCSOLE | COM | 99.01K | SH | $905.0K 1.78% | 0.00 | 99.01K | 0.00 |
EAGLE POINT CREDIT COMPANY ISOLE | COM | 85K | SH | $863.6K 1.70% | 0.00 | 85K | 0.00 |
SONIC FDRY INCSOLE | COM NEW | 405.40K | SH | $356.8K 0.70% | 0.00 | 405.40K | 0.00 |
SPARK NETWORKS SESOLE | SPONSORED ADS | 502.79K | SH | $158.4K 0.31% | 0.00 | 502.79K | 0.00 |
ARIDIS PHARMACEUTICALS INCSOLE | COM | 446.59K | SH | $98.2K 0.19% | 0.00 | 446.59K | 0.00 |