ROTHSCHILD WEALTH LLC

Filed: 2/15/2023ACC: 0001104659-23-022300

📋 What this filing means

ROTHSCHILD WEALTH LLC filed this quarterly 13F‑HR report disclosing 123 equity positions with a total reported market value of $170.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

123

Positions

$170.75M

Total AUM (reported)

7.13M

Total Shares

Allocation by class

COM$41.91M24.5%

RUS 1000 GRW ETF$19.34M11.3%

ESG AWR MSCI USA$12.63M7.4%

CORE S&P500 ETF$10.99M6.4%

EAFE VALUE ETF$6.67M3.9%

CL A$5.97M3.5%

EAFE GRWTH ETF$5.06M3.0%

Portfolio Concentration

Top 3$42.95M25.2%

4–10$41.79M24.5%

11–25$36.64M21.5%

Rest$49.37M28.9%

Top 3 weight

25.2%

Top 10 weight

49.6%

Voting Authority Distribution

Total shares with voting rights: 7.13M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

7.13M

% of voting shares100.0%

Investment Discretion (by position count)

Sole123

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings123

Rows:

ISHARES CORE S&P 500 ETF

SOLE

RUS 1000 GRW ETF

Shares50.34K

TypeSH

Market value$19.34M

11.33%

Sole

0.00

Shared

0.00

None

50.34K

ISHARES ESG AWARE MSCI USA ETF IV

SOLE

ESG AWR MSCI USA

Shares148.92K

TypeSH

Market value$12.63M

7.39%

Sole

0.00

Shared

0.00

None

148.92K

ISHARES TOTAL USD BOND MARKET ETF

SOLE

CORE S&P500 ETF

Shares274.87K

TypeSH

Market value$10.99M

6.44%

Sole

0.00

Shared

0.00

None

274.87K

ISHARES 1-3 YEAR TREASRY BOND ETF

SOLE

COM

Shares75.59K

TypeSH

Market value$10.72M

6.28%

Sole

0.00

Shared

0.00

None

75.59K

ISHARES MSCI EAFE VALUE ETF

SOLE

EAFE VALUE ETF

Shares145.40K

TypeSH

Market value$6.67M

3.90%

Sole

0.00

Shared

0.00

None

145.40K

ISHARES MBS ETF

SOLE

CL A

Shares64.41K

TypeSH

Market value$5.97M

3.50%

Sole

0.00

Shared

0.00

None

64.41K

ISHARES MSCI EAFE GROWTH ETF

SOLE

EAFE GRWTH ETF

Shares60.50K

TypeSH

Market value$5.06M

2.97%

Sole

0.00

Shared

0.00

None

60.50K

FS KKR CAP CORP COM NEW

SOLE

COM

Shares267.42K

TypeSH

Market value$4.73M

2.77%

Sole

0.00

Shared

0.00

None

267.42K

OWL ROCK CAP CORP COM

SOLE

1 3 YR TREAS BD

Shares370.99K

TypeSH

Market value$4.33M

2.54%

Sole

0.00

Shared

0.00

None

370.99K

AIM ETF PRODS TR ALLIANZIM U S LARGE CAP BUFFER10 OCT ETF

SOLE

JR GOLD MINERS E

Shares153.02K

TypeSH

Market value$4.32M

2.53%

Sole

0.00

Shared

0.00

None

153.02K

ISHARES INC MSCI EMERGING MKTS MIN VOL FACTOR ETF

SOLE

MSCI EMERG MRKT

Shares79.06K

TypeSH

Market value$4.19M

2.46%

Sole

0.00

Shared

0.00

None

79.06K

ISHARES TR U S TREAS BD ETF

SOLE

CORE HIGH DV ETF

Shares183.83K

TypeSH

Market value$3.74M

2.19%

Sole

0.00

Shared

0.00

None

183.83K

SPDR S&P 500 ETF

SOLE

TAX EXEMPT BD

Shares8.39K

TypeSH

Market value$3.21M

1.88%

Sole

0.00

Shared

0.00

None

8.39K

ISHARES EXPONENTIAL TECHNOLOGIES ETF

SOLE

EXPONENTIAL TECH

Shares65.79K

TypeSH

Market value$3.08M

1.80%

Sole

0.00

Shared

0.00

None

65.79K

ISHARES CORE US AGGREGATE BOND ETF

SOLE

CORE US AGGBD ET

Shares25.36K

TypeSH

Market value$2.48M

1.45%

Sole

0.00

Shared

0.00

None

25.36K

ISHARES HIGH YIELD CORPORAT BOND ETF

SOLE

COM

Shares66.32K

TypeSH

Market value$2.45M

1.44%

Sole

0.00

Shared

0.00

None

66.32K

ISHARES TR U S TECHNOLOGY ETF

SOLE

COM

Shares29.44K

TypeSH

Market value$2.19M

1.28%

Sole

0.00

Shared

0.00

None

29.44K

PIMCO ENHANCED SHRT MATURTY ACTV ETF

SOLE

COM

Shares22K

TypeSH

Market value$2.18M

1.28%

Sole

0.00

Shared

0.00

None

22K

VANGUARD INDEX FDS S&P 500 ETF SHS NEW

SOLE

S&P 500 ETF SHS

Shares5.92K

TypeSH

Market value$2.10M

1.23%

Sole

0.00

Shared

0.00

None

5.92K

ISHARES IBOXX INVT GRADE BOND ETF

SOLE

COM

Shares18.84K

TypeSH

Market value$2.02M

1.18%

Sole

0.00

Shared

0.00

None

18.84K

APPLE INC

SOLE

COM

Shares15.28K

TypeSH

Market value$2.01M

1.17%

Sole

0.00

Shared

0.00

None

15.28K

SPROTT PHYSICAL SILVER E

SOLE

TR UNIT

Shares229.23K

TypeSH

Market value$1.89M

1.11%

Sole

0.00

Shared

0.00

None

229.23K

SPROTT ETF TR JR GOLD MINERS ETF

SOLE

20 YR TR BD ETF

Shares61.34K

TypeSH

Market value$1.77M

1.04%

Sole

0.00

Shared

0.00

None

61.34K

ISHARES MSCI USA MIN VOL FCTR ETF

SOLE

MSCI USA MIN VOL

Shares23.64K

TypeSH

Market value$1.70M

1.00%

Sole

0.00

Shared

0.00

None

23.64K

ISHARES MSCI USA MOMNTUM FCT ETF

SOLE

COM

Shares11.17K

TypeSH

Market value$1.63M

0.96%

Sole

0.00

Shared

0.00

None

11.17K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES CORE S&P 500 ETFSOLE	RUS 1000 GRW ETF	50.34K	SH	$19.34M 11.33%	50.34K
ISHARES ESG AWARE MSCI USA ETF IVSOLE	ESG AWR MSCI USA	148.92K	SH	$12.63M 7.39%	148.92K
ISHARES TOTAL USD BOND MARKET ETFSOLE	CORE S&P500 ETF	274.87K	SH	$10.99M 6.44%	274.87K
ISHARES 1-3 YEAR TREASRY BOND ETFSOLE	COM	75.59K	SH	$10.72M 6.28%	75.59K
ISHARES MSCI EAFE VALUE ETFSOLE	EAFE VALUE ETF	145.40K	SH	$6.67M 3.90%	145.40K
ISHARES MBS ETFSOLE	CL A	64.41K	SH	$5.97M 3.50%	64.41K
ISHARES MSCI EAFE GROWTH ETFSOLE	EAFE GRWTH ETF	60.50K	SH	$5.06M 2.97%	60.50K
FS KKR CAP CORP COM NEWSOLE	COM	267.42K	SH	$4.73M 2.77%	267.42K
OWL ROCK CAP CORP COMSOLE	1 3 YR TREAS BD	370.99K	SH	$4.33M 2.54%	370.99K
AIM ETF PRODS TR ALLIANZIM U S LARGE CAP BUFFER10 OCT ETFSOLE	JR GOLD MINERS E	153.02K	SH	$4.32M 2.53%	153.02K
ISHARES INC MSCI EMERGING MKTS MIN VOL FACTOR ETFSOLE	MSCI EMERG MRKT	79.06K	SH	$4.19M 2.46%	79.06K
ISHARES TR U S TREAS BD ETFSOLE	CORE HIGH DV ETF	183.83K	SH	$3.74M 2.19%	183.83K
SPDR S&P 500 ETFSOLE	TAX EXEMPT BD	8.39K	SH	$3.21M 1.88%	8.39K
ISHARES EXPONENTIAL TECHNOLOGIES ETFSOLE	EXPONENTIAL TECH	65.79K	SH	$3.08M 1.80%	65.79K
ISHARES CORE US AGGREGATE BOND ETFSOLE	CORE US AGGBD ET	25.36K	SH	$2.48M 1.45%	25.36K
ISHARES HIGH YIELD CORPORAT BOND ETFSOLE	COM	66.32K	SH	$2.45M 1.44%	66.32K
ISHARES TR U S TECHNOLOGY ETFSOLE	COM	29.44K	SH	$2.19M 1.28%	29.44K
PIMCO ENHANCED SHRT MATURTY ACTV ETFSOLE	COM	22K	SH	$2.18M 1.28%	22K
VANGUARD INDEX FDS S&P 500 ETF SHS NEWSOLE	S&P 500 ETF SHS	5.92K	SH	$2.10M 1.23%	5.92K
ISHARES IBOXX INVT GRADE BOND ETFSOLE	COM	18.84K	SH	$2.02M 1.18%	18.84K
APPLE INCSOLE	COM	15.28K	SH	$2.01M 1.17%	15.28K
SPROTT PHYSICAL SILVER ESOLE	TR UNIT	229.23K	SH	$1.89M 1.11%	229.23K
SPROTT ETF TR JR GOLD MINERS ETFSOLE	20 YR TR BD ETF	61.34K	SH	$1.77M 1.04%	61.34K
ISHARES MSCI USA MIN VOL FCTR ETFSOLE	MSCI USA MIN VOL	23.64K	SH	$1.70M 1.00%	23.64K
ISHARES MSCI USA MOMNTUM FCT ETFSOLE	COM	11.17K	SH	$1.63M 0.96%	11.17K

Page 1 of 5

…