Filed: 11/16/2022ACC: 0001104659-22-119589
📋 What this filing means
ROTHSCHILD WEALTH LLC filed this quarterly 13F‑HR report disclosing 114 equity positions with a total reported market value of $159.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
114
Positions
$159.8K
Total AUM (reported)
6.34M
Total Shares
Allocation by class
COM$25.3K15.8%
CORE S&P500 ETF$18.1K11.3%
ESG AWR MSCI USA$13.5K8.5%
CORE TOTAL USD$11.6K7.2%
US TREAS BD ETF$10.1K6.3%
1 3 YR TREAS BD$5.8K3.6%
EAFE VALUE ETF$5.1K3.2%
Portfolio Concentration
Top 3$43.2K27.0%
4–10$38.3K24.0%
11–25$34.0K21.3%
Rest$44.4K27.7%
Top 3 weight
27.0%
Top 10 weight
51.0%
Voting Authority Distribution
Total shares with voting rights: 6.34M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.34M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole114
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings114
Rows:
ISHARES TR CORE S&P 500 ETF
SOLEShares41.67K
TypeSH
Market value$18.1K
11.34%
Sole
0.00
Shared
0.00
None
41.67K
ISHARES TR ESG AWARE MSCI UAS ETF
SOLEShares157.78K
TypeSH
Market value$13.5K
8.47%
Sole
0.00
Shared
0.00
None
157.78K
ISHARES TR CORE TOTAL USD BD MKT ETF
SOLEShares253.24K
TypeSH
Market value$11.6K
7.23%
Sole
0.00
Shared
0.00
None
253.24K
ISHARES TR U S TREAS BD ETF
SOLEShares431.41K
TypeSH
Market value$10.1K
6.29%
Sole
0.00
Shared
0.00
None
431.41K
ISHARES TR 1-3 YR TREAS BD ETF
SOLEShares70.81K
TypeSH
Market value$5.8K
3.63%
Sole
0.00
Shared
0.00
None
70.81K
ISHARES TR MSCI EAFE VALUE ETF
SOLEShares119.72K
TypeSH
Market value$5.1K
3.18%
Sole
0.00
Shared
0.00
None
119.72K
ISHARES TR MSCI EAFE GROWTH ETF
SOLEShares56.51K
TypeSH
Market value$4.9K
3.04%
Sole
0.00
Shared
0.00
None
56.51K
FS KKR CAP CORP COM NEW
SOLEShares244.29K
TypeSH
Market value$4.6K
2.88%
Sole
0.00
Shared
0.00
None
244.29K
AIM ETF PRODS TR ALLIANZIM U S LARGE CAP BUFFER10 OCT ETF
SOLEShares145.69K
TypeSH
Market value$4.1K
2.59%
Sole
0.00
Shared
0.00
None
145.69K
OWL ROCK CAP CORP COM
SOLEShares346.32K
TypeSH
Market value$3.8K
2.35%
Sole
0.00
Shared
0.00
None
346.32K
ISHARES TR TIPS BD ETF
SOLEShares24.64K
TypeSH
Market value$3.4K
2.13%
Sole
0.00
Shared
0.00
None
24.64K
ISHARES INC MSCI EMERGING MKTS MIN VOL FACTOR ETF
SOLEShares52.77K
TypeSH
Market value$3.3K
2.04%
Sole
0.00
Shared
0.00
None
52.77K
ISHARES TR EXPONENTIAL TECHNOLOGIES ETF
SOLEShares70.06K
TypeSH
Market value$3.1K
1.97%
Sole
0.00
Shared
0.00
None
70.06K
SPDR S&P 500 ETF TR TR UNIT
SOLEShares8.47K
TypeSH
Market value$3.1K
1.92%
Sole
0.00
Shared
0.00
None
8.47K
ISHARES TR CORE U S AGGREGATE BD ETF
SOLEShares22.80K
TypeSH
Market value$2.2K
1.39%
Sole
0.00
Shared
0.00
None
22.80K
APPLE INC COM
SOLEShares15.59K
TypeSH
Market value$2.2K
1.35%
Sole
0.00
Shared
0.00
None
15.59K
DIREXION SHS ETF TR DAILY S&P 500 BEAR 3X SHS NEW
SOLEShares72.30K
TypeSH
Market value$2.1K
1.34%
Sole
0.00
Shared
0.00
None
72.30K
VANGUARD INDEX FDS S&P 500 ETF SHS NEW
SOLEShares5.98K
TypeSH
Market value$2.0K
1.23%
Sole
0.00
Shared
0.00
None
5.98K
ISHARES TR CORE S&P SMALL-CAP ETF
SOLEShares16.55K
TypeSH
Market value$1.9K
1.22%
Sole
0.00
Shared
0.00
None
16.55K
ISHARES TR NATL MUN BD ETF FD
SOLEShares18.97K
TypeSH
Market value$1.9K
1.22%
Sole
0.00
Shared
0.00
None
18.97K
SPROTT FDS TR URANIUM MINERS ETF
SOLEShares28.49K
TypeSH
Market value$1.9K
1.18%
Sole
0.00
Shared
0.00
None
28.49K
ISHARES TR MBS ETF
SOLEShares16.91K
TypeSH
Market value$1.8K
1.15%
Sole
0.00
Shared
0.00
None
16.91K
ABBVIE INC COM
SOLEShares12.85K
TypeSH
Market value$1.7K
1.08%
Sole
0.00
Shared
0.00
None
12.85K
SPROTT PHYSICAL SILVER TR UNIT ISIN#CA85207K1075
SOLEShares239.76K
TypeSH
Market value$1.7K
1.05%
Sole
0.00
Shared
0.00
None
239.76K
ISHARES TR CORE HIGH DIVID ETF
SOLEShares12.15K
TypeSH
Market value$1.6K
0.99%
Sole
0.00
Shared
0.00
None
12.15K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TR CORE S&P 500 ETFSOLE | CORE S&P500 ETF | 41.67K | SH | $18.1K 11.34% | 0.00 | 0.00 | 41.67K |
ISHARES TR ESG AWARE MSCI UAS ETFSOLE | ESG AWR MSCI USA | 157.78K | SH | $13.5K 8.47% | 0.00 | 0.00 | 157.78K |
ISHARES TR CORE TOTAL USD BD MKT ETFSOLE | CORE TOTAL USD | 253.24K | SH | $11.6K 7.23% | 0.00 | 0.00 | 253.24K |
ISHARES TR U S TREAS BD ETFSOLE | US TREAS BD ETF | 431.41K | SH | $10.1K 6.29% | 0.00 | 0.00 | 431.41K |
ISHARES TR 1-3 YR TREAS BD ETFSOLE | 1 3 YR TREAS BD | 70.81K | SH | $5.8K 3.63% | 0.00 | 0.00 | 70.81K |
ISHARES TR MSCI EAFE VALUE ETFSOLE | EAFE VALUE ETF | 119.72K | SH | $5.1K 3.18% | 0.00 | 0.00 | 119.72K |
ISHARES TR MSCI EAFE GROWTH ETFSOLE | EAFE GRWTH ETF | 56.51K | SH | $4.9K 3.04% | 0.00 | 0.00 | 56.51K |
FS KKR CAP CORP COM NEWSOLE | COM | 244.29K | SH | $4.6K 2.88% | 0.00 | 0.00 | 244.29K |
AIM ETF PRODS TR ALLIANZIM U S LARGE CAP BUFFER10 OCT ETFSOLE | US LRG CP BFR 10 | 145.69K | SH | $4.1K 2.59% | 0.00 | 0.00 | 145.69K |
OWL ROCK CAP CORP COMSOLE | COM | 346.32K | SH | $3.8K 2.35% | 0.00 | 0.00 | 346.32K |
ISHARES TR TIPS BD ETFSOLE | TIPS BD ETF | 24.64K | SH | $3.4K 2.13% | 0.00 | 0.00 | 24.64K |
ISHARES INC MSCI EMERGING MKTS MIN VOL FACTOR ETFSOLE | MSCI EMERG MRKT | 52.77K | SH | $3.3K 2.04% | 0.00 | 0.00 | 52.77K |
ISHARES TR EXPONENTIAL TECHNOLOGIES ETFSOLE | EXPONENTIAL TECH | 70.06K | SH | $3.1K 1.97% | 0.00 | 0.00 | 70.06K |
SPDR S&P 500 ETF TR TR UNITSOLE | TR UNIT | 8.47K | SH | $3.1K 1.92% | 0.00 | 0.00 | 8.47K |
ISHARES TR CORE U S AGGREGATE BD ETFSOLE | CORE US AGGBD ET | 22.80K | SH | $2.2K 1.39% | 0.00 | 0.00 | 22.80K |
APPLE INC COMSOLE | COM | 15.59K | SH | $2.2K 1.35% | 0.00 | 0.00 | 15.59K |
DIREXION SHS ETF TR DAILY S&P 500 BEAR 3X SHS NEWSOLE | DLY S&P500 BR 3X | 72.30K | SH | $2.1K 1.34% | 0.00 | 0.00 | 72.30K |
VANGUARD INDEX FDS S&P 500 ETF SHS NEWSOLE | S&P 500 ETF SHS | 5.98K | SH | $2.0K 1.23% | 0.00 | 0.00 | 5.98K |
ISHARES TR CORE S&P SMALL-CAP ETFSOLE | CORE S&P SCP ETF | 16.55K | SH | $1.9K 1.22% | 0.00 | 0.00 | 16.55K |
ISHARES TR NATL MUN BD ETF FDSOLE | MUN BD ETF | 18.97K | SH | $1.9K 1.22% | 0.00 | 0.00 | 18.97K |
SPROTT FDS TR URANIUM MINERS ETFSOLE | URANIUM MINERS E | 28.49K | SH | $1.9K 1.18% | 0.00 | 0.00 | 28.49K |
ISHARES TR MBS ETFSOLE | MBS ETF | 16.91K | SH | $1.8K 1.15% | 0.00 | 0.00 | 16.91K |
ABBVIE INC COMSOLE | COM | 12.85K | SH | $1.7K 1.08% | 0.00 | 0.00 | 12.85K |
SPROTT PHYSICAL SILVER TR UNIT ISIN#CA85207K1075SOLE | TR UNIT | 239.76K | SH | $1.7K 1.05% | 0.00 | 0.00 | 239.76K |
ISHARES TR CORE HIGH DIVID ETFSOLE | CORE HIGH DV ETF | 12.15K | SH | $1.6K 0.99% | 0.00 | 0.00 | 12.15K |
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