ROTHROCK DAVID B.

PrivateCIK: 1811128

Location

BREINIGSVILLE, PA

ROTHROCK DAVID B. reported 2 transactions at INVESTVIEW, INC.

Review the transaction codes below to understand the nature of each event.

ROTHROCK DAVID B.

Filed: 4/11/2022ACC: 0001493152-22-009645

InsiderROTHROCK DAVID B.CIK 1811128

→

IssuerINVESTVIEW, INC.CIK 862651

Director

Since Apr 2020

+101.30M

Net shares

Net buyer

$208.0K

Total sold

0

Open market trades

0B · 0S

8

Total transactions

106.50M acquired · 5.20M disposed

Non-Derivative Transactions2

Common Stock, $0.001 par value

Direct

D · Disposition

Shares

+50M

Price / share

—

Trade value

—

% of position

New position

11/9/2020

0.00→50M

Common Stock, $0.001 par value

Direct

F · Tax Withholding

Shares

−5.20M

Price / share

$0.04

Trade value

$208K

% of position

10.4%

12/27/2021

50M→44.80M

Total

Net shares

+44.80M

Net value

-$208K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $0.001 par value Direct	11/9/2020	D · Disposition	+50M	—	—	New position	0.00	50M
Common Stock, $0.001 par value Direct	12/27/2021	F · Tax Withholding	−5.20M	$0.04	$208K	10.4%	50M	44.80M
Total			+44.80M		-$208K

Derivative Transactions6

Convertible Secured Promissory Note

Indirect

H · H

Converts to

Common Stock

103.41M shares

Shares

−N/A

Strike price

0.0125

Held after

N/A

Exercisable

—

11/9/2020

Convertible Secured Promissory Note

Indirect

P · Purchase

Converts to

Common Stock

185.71M shares

Shares

+N/A

Strike price

0.007

Held after

N/A

Exercisable

—

11/9/2020

Convertible Secured Promissory Note

Indirect

H · H

Converts to

Common Stock

55.68M shares

Shares

−N/A

Strike price

0.0125

Held after

N/A

Exercisable

—

11/9/2020

Convertible Secured Promissory Note

Indirect

P · Purchase

Converts to

Common Stock

100M shares

Shares

+N/A

Strike price

0.007

Held after

N/A

Exercisable

—

11/9/2020

Convertible Secured Promissory Note

Indirect

P · Purchase

Converts to

Common Stock

185.71M shares

Shares

+N/A

Strike price

0.007

Held after

N/A

Exercisable

—

11/9/2020

Redeemable Non-voting Membership Interests

Indirect

P · Purchase

Converts to

Common Stock

565M shares

Shares

+56.50M

Strike price

Held after

565M

Exercisable

—

9/3/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Convertible Secured Promissory Note Indirect	Common Stock103.41M shares	11/9/2020	H · H	−N/A	0.0125	—	N/A
Convertible Secured Promissory Note Indirect	Common Stock185.71M shares	11/9/2020	P · Purchase	+N/A	0.007	—	N/A
Convertible Secured Promissory Note Indirect	Common Stock55.68M shares	11/9/2020	H · H	−N/A	0.0125	—	N/A
Convertible Secured Promissory Note Indirect	Common Stock100M shares	11/9/2020	P · Purchase	+N/A	0.007	—	N/A
Convertible Secured Promissory Note Indirect	Common Stock185.71M shares	11/9/2020	P · Purchase	+N/A	0.007	—	N/A
Redeemable Non-voting Membership Interests Indirect	Common Stock565M shares	9/3/2021	P · Purchase	+56.50M		—	565M

ROTHROCK DAVID B. — Insider Transaction (Form 4) Filed Apr 11, 2022 | Finecho