ROTHMAN JOHN M. enters TYME TECHNOLOGIES, INC. with 60K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 8/24/2020ACC: 0000899243-20-023304
Officer· EVP, Product Development
Since Aug 2020
60K
Baseline shares
100% direct
60K
Direct ownership
1 position
85K
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned60K
Total
60K direct60K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 60K | Direct |
| Total | 60K | 60K direct |
Derivative Holdings3
Employee Stock Option - Option to buy
DirectUnderlying security
Common Stock
Underlying shares
10K
Shares owned
N/A
Exercise price
7.50
Expiration
—
Exercise window
—
Employee Stock Option - Option to buy
DirectUnderlying security
Common Stock
Underlying shares
25K
Shares owned
N/A
Exercise price
3.00
Expiration
—
Exercise window
—
Employee Stock Option - Option to buy
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
N/A
Exercise price
1.22
Expiration
—
Exercise window
—
Total
Underlying
85K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Option - Option to buy Direct | Common Stock | 7.50 | — | — | 10K | N/A |
| Employee Stock Option - Option to buy Direct | Common Stock | 3.00 | — | — | 25K | N/A |
| Employee Stock Option - Option to buy Direct | Common Stock | 1.22 | — | — | 50K | N/A |
| Total | 85K | 0.00 | ||||