ROTHKA JOHN (SEE REMARKS) exercised options at CONSOL COAL RESOURCES LP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

ROTHKA JOHN

Filed: 1/31/2019ACC: 0000899243-19-002277

InsiderROTHKA JOHNCIK 1713960

→

IssuerCONSOL COAL RESOURCES LPCIK 1637558

Officer· SEE REMARKS

Since Jan 2019

-707.00

Net shares

Net seller

$12.9K

Total sold

Open market trades

0B · 0S

Total transactions

2.09K acquired · 2.80K disposed

Non-Derivative Transactions4

Common Units (Limited Partner Interests)

Direct

M · Option Exercise

+1.48K

Price / share

—

Trade value

—

% of position

63.7%

1/29/2019

2.32K→3.80K

Common Units (Limited Partner Interests)

Direct

F · Tax Withholding

−499.00

Price / share

$18.10

Trade value

$9.03K

% of position

13.1%

1/29/2019

3.80K→3.30K

Common Units (Limited Partner Interests)

Direct

M · Option Exercise

+616.00

Price / share

—

Trade value

—

% of position

18.7%

1/31/2019

3.30K→3.91K

Common Units (Limited Partner Interests)

Direct

F · Tax Withholding

−208.00

Price / share

$18.58

Trade value

$3.86K

% of position

5.3%

1/31/2019

3.91K→3.71K

Total

Net shares

+1.39K

Net value

-$12.90K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Units (Limited Partner Interests) Direct	1/29/2019	M · Option Exercise	+1.48K	—	—	63.7%	2.32K	3.80K
Common Units (Limited Partner Interests) Direct	1/29/2019	F · Tax Withholding	−499.00	$18.10	$9.03K	13.1%	3.80K	3.30K
Common Units (Limited Partner Interests) Direct	1/31/2019	M · Option Exercise	+616.00	—	—	18.7%	3.30K	3.91K
Common Units (Limited Partner Interests) Direct	1/31/2019	F · Tax Withholding	−208.00	$18.58	$3.86K	5.3%	3.91K	3.71K
Total			+1.39K		-$12.90K

Derivative Transactions2

Phantom Units (rights to common units)

Direct

M · Option Exercise

Converts to

Common Units (Limited Partner Interests)

1.48K shares

−1.48K

Strike price

Held after

0.00

Exercisable

—

1/29/2019

Phantom Units (rights to common units)

Direct

M · Option Exercise

Converts to

Common Units (Limited Partner Interests)

616.00 shares

−616.00

Strike price

Held after

615.00

Exercisable

—

1/31/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Phantom Units (rights to common units) Direct	Common Units (Limited Partner Interests)1.48K shares	1/29/2019	M · Option Exercise	−1.48K		—	0.00
Phantom Units (rights to common units) Direct	Common Units (Limited Partner Interests)616.00 shares	1/31/2019	M · Option Exercise	−616.00		—	615.00