Filed: 7/14/2026ACC: 0001840888-26-000003
📋 What this filing means
ROTH FINANCIAL PARTNERS LLC filed this quarterly 13F‑HR report disclosing 33 equity positions with a total reported market value of $336.30M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
33
Positions
$336.30M
Total AUM (reported)
2.29M
Total Shares
Allocation by class
CORE S&P500 ETF$76.78M22.8%
CORE MSCI EAFE$73.75M21.9%
TR UNIT$37.47M11.1%
CORE S&P SCP ETF$29.36M8.7%
S&P500 EQL WGT$24.15M7.2%
INTER TERM TREAS$19.71M5.9%
S&P 500 ETF SHS$16.20M4.8%
Portfolio Concentration
Top 3$188.01M55.9%
4–10$124.07M36.9%
11–25$21.55M6.4%
Rest$2.67M0.8%
Top 3 weight
55.9%
Top 10 weight
92.8%
Voting Authority Distribution
Total shares with voting rights: 2.29M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.29M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole33
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings33
Rows:
ISHARES TR
SOLEShares102.53K
TypeSH
Market value$76.78M
22.83%
Sole
0.00
Shared
0.00
None
102.53K
ISHARES TR
SOLEShares763.65K
TypeSH
Market value$73.75M
21.93%
Sole
0.00
Shared
0.00
None
763.65K
SPDR S&P 500 ETF TR
SOLEShares50.21K
TypeSH
Market value$37.47M
11.14%
Sole
0.00
Shared
0.00
None
50.21K
ISHARES TR
SOLEShares198.01K
TypeSH
Market value$29.36M
8.73%
Sole
0.00
Shared
0.00
None
198.01K
INVESCO EXCHANGE TRADED FD T
SOLEShares113.48K
TypeSH
Market value$24.15M
7.18%
Sole
0.00
Shared
0.00
None
113.48K
VANGUARD SCOTTSDALE FDS
SOLEShares334.15K
TypeSH
Market value$19.71M
5.86%
Sole
0.00
Shared
0.00
None
334.15K
VANGUARD INDEX FDS
SOLEShares23.59K
TypeSH
Market value$16.20M
4.82%
Sole
0.00
Shared
0.00
None
23.59K
VANGUARD MUN BD FDS
SOLEShares239.10K
TypeSH
Market value$12.09M
3.60%
Sole
0.00
Shared
0.00
None
239.10K
ISHARES INC
SOLEShares139.41K
TypeSH
Market value$11.54M
3.43%
Sole
0.00
Shared
0.00
None
139.41K
VANGUARD TAX-MANAGED INTL FD
SOLEShares154.70K
TypeSH
Market value$11.01M
3.28%
Sole
0.00
Shared
0.00
None
154.70K
VANGUARD INDEX FDS
SOLEShares11.30K
TypeSH
Market value$3.43M
1.02%
Sole
0.00
Shared
0.00
None
11.30K
APPLE INC
SOLEShares10.64K
TypeSH
Market value$3.08M
0.92%
Sole
0.00
Shared
0.00
None
10.64K
ISHARES TR
SOLEShares15.52K
TypeSH
Market value$2.44M
0.72%
Sole
0.00
Shared
0.00
None
15.52K
CHEVRON CORPORATION
SOLEShares13.19K
TypeSH
Market value$2.19M
0.65%
Sole
0.00
Shared
0.00
None
13.19K
ISHARES TR
SOLEShares17.70K
TypeSH
Market value$1.88M
0.56%
Sole
0.00
Shared
0.00
None
17.70K
VANGUARD INTL EQUITY INDEX F
SOLEShares31.14K
TypeSH
Market value$1.86M
0.55%
Sole
0.00
Shared
0.00
None
31.14K
NVIDIA CORPORATION
SOLEShares8K
TypeSH
Market value$1.60M
0.48%
Sole
0.00
Shared
0.00
None
8K
ADVANCED MICRO DEVICES INC
SOLEShares1.50K
TypeSH
Market value$871.4K
0.26%
Sole
0.00
Shared
0.00
None
1.50K
EXXON MOBIL CORP
SOLEShares5.33K
TypeSH
Market value$728.9K
0.22%
Sole
0.00
Shared
0.00
None
5.33K
ALPHABET INC
SOLEShares2K
TypeSH
Market value$706.7K
0.21%
Sole
0.00
Shared
0.00
None
2K
INTERNATIONAL BUSINESS MACHS
SOLEShares2.20K
TypeSH
Market value$618.7K
0.18%
Sole
0.00
Shared
0.00
None
2.20K
JPMORGAN CHASE & COM
SOLEShares1.87K
TypeSH
Market value$611.5K
0.18%
Sole
0.00
Shared
0.00
None
1.87K
VANGUARD SCOTTSDALE FDS
SOLEShares10.12K
TypeSH
Market value$589.0K
0.18%
Sole
0.00
Shared
0.00
None
10.12K
VANGUARD INDEX FDS
SOLEShares1.30K
TypeSH
Market value$479.9K
0.14%
Sole
0.00
Shared
0.00
None
1.30K
AMAZON COM INC
SOLEShares2K
TypeSH
Market value$476.7K
0.14%
Sole
0.00
Shared
0.00
None
2K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 102.53K | SH | $76.78M 22.83% | 0.00 | 0.00 | 102.53K |
ISHARES TRSOLE | CORE MSCI EAFE | 763.65K | SH | $73.75M 21.93% | 0.00 | 0.00 | 763.65K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 50.21K | SH | $37.47M 11.14% | 0.00 | 0.00 | 50.21K |
ISHARES TRSOLE | CORE S&P SCP ETF | 198.01K | SH | $29.36M 8.73% | 0.00 | 0.00 | 198.01K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 113.48K | SH | $24.15M 7.18% | 0.00 | 0.00 | 113.48K |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 334.15K | SH | $19.71M 5.86% | 0.00 | 0.00 | 334.15K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 23.59K | SH | $16.20M 4.82% | 0.00 | 0.00 | 23.59K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 239.10K | SH | $12.09M 3.60% | 0.00 | 0.00 | 239.10K |
ISHARES INCSOLE | CORE MSCI EMKT | 139.41K | SH | $11.54M 3.43% | 0.00 | 0.00 | 139.41K |
VANGUARD TAX-MANAGED INTL FDSOLE | FTSE DEV MKT ETF | 154.70K | SH | $11.01M 3.28% | 0.00 | 0.00 | 154.70K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 11.30K | SH | $3.43M 1.02% | 0.00 | 0.00 | 11.30K |
APPLE INCSOLE | COM | 10.64K | SH | $3.08M 0.92% | 0.00 | 0.00 | 10.64K |
ISHARES TRSOLE | MSCI ACWI ETF | 15.52K | SH | $2.44M 0.72% | 0.00 | 0.00 | 15.52K |
CHEVRON CORPORATIONSOLE | COM | 13.19K | SH | $2.19M 0.65% | 0.00 | 0.00 | 13.19K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 17.70K | SH | $1.88M 0.56% | 0.00 | 0.00 | 17.70K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 31.14K | SH | $1.86M 0.55% | 0.00 | 0.00 | 31.14K |
NVIDIA CORPORATIONSOLE | COM | 8K | SH | $1.60M 0.48% | 0.00 | 0.00 | 8K |
ADVANCED MICRO DEVICES INCSOLE | COM | 1.50K | SH | $871.4K 0.26% | 0.00 | 0.00 | 1.50K |
EXXON MOBIL CORPSOLE | COM | 5.33K | SH | $728.9K 0.22% | 0.00 | 0.00 | 5.33K |
ALPHABET INCSOLE | CAP STK CL C | 2K | SH | $706.7K 0.21% | 0.00 | 0.00 | 2K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 2.20K | SH | $618.7K 0.18% | 0.00 | 0.00 | 2.20K |
JPMORGAN CHASE & COMSOLE | COM | 1.87K | SH | $611.5K 0.18% | 0.00 | 0.00 | 1.87K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 10.12K | SH | $589.0K 0.18% | 0.00 | 0.00 | 10.12K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 1.30K | SH | $479.9K 0.14% | 0.00 | 0.00 | 1.30K |
AMAZON COM INCSOLE | COM | 2K | SH | $476.7K 0.14% | 0.00 | 0.00 | 2K |
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