Filed: 1/29/2026ACC: 0001840888-26-000001
📋 What this filing means
ROTH FINANCIAL PARTNERS LLC filed this quarterly 13F‑HR report disclosing 32 equity positions with a total reported market value of $303.12M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
32
Positions
$303.12M
Total AUM (reported)
2.23M
Total Shares
Allocation by class
CORE MSCI EAFE$66.48M21.9%
CORE S&P500 ETF$64.24M21.2%
TR UNIT$36.22M11.9%
CORE S&P SCP ETF$23.84M7.9%
S&P500 EQL WGT$21.83M7.2%
S&P 500 ETF SHS$19.62M6.5%
INTER TERM TREAS$17.42M5.7%
Portfolio Concentration
Top 3$166.93M55.1%
4–10$114.85M37.9%
11–25$19.39M6.4%
Rest$1.96M0.6%
Top 3 weight
55.1%
Top 10 weight
93.0%
Voting Authority Distribution
Total shares with voting rights: 2.23M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.23M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole32
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings32
Rows:
ISHARES TR
SOLEShares743.11K
TypeSH
Market value$66.48M
21.93%
Sole
0.00
Shared
0.00
None
743.11K
ISHARES TR
SOLEShares93.78K
TypeSH
Market value$64.24M
21.19%
Sole
0.00
Shared
0.00
None
93.78K
SPDR S&P 500 ETF TR
SOLEShares53.08K
TypeSH
Market value$36.22M
11.95%
Sole
0.00
Shared
0.00
None
53.08K
ISHARES TR
SOLEShares198.28K
TypeSH
Market value$23.84M
7.86%
Sole
0.00
Shared
0.00
None
198.28K
INVESCO EXCHANGE TRADED FD T
SOLEShares113.93K
TypeSH
Market value$21.83M
7.20%
Sole
0.00
Shared
0.00
None
113.93K
VANGUARD INDEX FDS
SOLEShares31.29K
TypeSH
Market value$19.62M
6.47%
Sole
0.00
Shared
0.00
None
31.29K
VANGUARD SCOTTSDALE FDS
SOLEShares290.72K
TypeSH
Market value$17.42M
5.75%
Sole
0.00
Shared
0.00
None
290.72K
VANGUARD MUN BD FDS
SOLEShares237.26K
TypeSH
Market value$11.93M
3.94%
Sole
0.00
Shared
0.00
None
237.26K
VANGUARD TAX-MANAGED INTL FD
SOLEShares173.86K
TypeSH
Market value$10.87M
3.59%
Sole
0.00
Shared
0.00
None
173.86K
ISHARES INC
SOLEShares138.99K
TypeSH
Market value$9.34M
3.08%
Sole
0.00
Shared
0.00
None
138.99K
VANGUARD INDEX FDS
SOLEShares11.77K
TypeSH
Market value$3.04M
1.00%
Sole
0.00
Shared
0.00
None
11.77K
APPLE INC
SOLEShares10.77K
TypeSH
Market value$2.93M
0.97%
Sole
0.00
Shared
0.00
None
10.77K
ISHARES TR
SOLEShares15.59K
TypeSH
Market value$2.21M
0.73%
Sole
0.00
Shared
0.00
None
15.59K
VANGUARD INTL EQUITY INDEX F
SOLEShares36.38K
TypeSH
Market value$1.96M
0.65%
Sole
0.00
Shared
0.00
None
36.38K
ISHARES TR
SOLEShares15.46K
TypeSH
Market value$1.65M
0.54%
Sole
0.00
Shared
0.00
None
15.46K
NVIDIA CORPORATION
SOLEShares8K
TypeSH
Market value$1.49M
0.49%
Sole
0.00
Shared
0.00
None
8K
VANGUARD SCOTTSDALE FDS
SOLEShares17.25K
TypeSH
Market value$1.01M
0.33%
Sole
0.00
Shared
0.00
None
17.25K
INTERNATIONAL BUSINESS MACHS
SOLEShares3.20K
TypeSH
Market value$947.9K
0.31%
Sole
0.00
Shared
0.00
None
3.20K
BROADCOM
SOLEShares2.30K
TypeSH
Market value$796.0K
0.26%
Sole
0.00
Shared
0.00
None
2.30K
EXXON MOBIL CORP
SOLEShares5.33K
TypeSH
Market value$641.5K
0.21%
Sole
0.00
Shared
0.00
None
5.33K
ALPHABET INC
SOLEShares2K
TypeSH
Market value$627.6K
0.21%
Sole
0.00
Shared
0.00
None
2K
JPMORGAN CHASE & COM
SOLEShares1.88K
TypeSH
Market value$604.8K
0.20%
Sole
0.00
Shared
0.00
None
1.88K
MICROSOFT CORP
SOLEShares1.09K
TypeSH
Market value$529.1K
0.17%
Sole
0.00
Shared
0.00
None
1.09K
AMAZON COM INC
SOLEShares2.22K
TypeSH
Market value$512.4K
0.17%
Sole
0.00
Shared
0.00
None
2.22K
VANGUARD INDEX FDS
SOLEShares1.33K
TypeSH
Market value$447.3K
0.15%
Sole
0.00
Shared
0.00
None
1.33K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE MSCI EAFE | 743.11K | SH | $66.48M 21.93% | 0.00 | 0.00 | 743.11K |
ISHARES TRSOLE | CORE S&P500 ETF | 93.78K | SH | $64.24M 21.19% | 0.00 | 0.00 | 93.78K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 53.08K | SH | $36.22M 11.95% | 0.00 | 0.00 | 53.08K |
ISHARES TRSOLE | CORE S&P SCP ETF | 198.28K | SH | $23.84M 7.86% | 0.00 | 0.00 | 198.28K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 113.93K | SH | $21.83M 7.20% | 0.00 | 0.00 | 113.93K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 31.29K | SH | $19.62M 6.47% | 0.00 | 0.00 | 31.29K |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 290.72K | SH | $17.42M 5.75% | 0.00 | 0.00 | 290.72K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 237.26K | SH | $11.93M 3.94% | 0.00 | 0.00 | 237.26K |
VANGUARD TAX-MANAGED INTL FDSOLE | FTSE DEV MKT ETF | 173.86K | SH | $10.87M 3.59% | 0.00 | 0.00 | 173.86K |
ISHARES INCSOLE | CORE MSCI EMKT | 138.99K | SH | $9.34M 3.08% | 0.00 | 0.00 | 138.99K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 11.77K | SH | $3.04M 1.00% | 0.00 | 0.00 | 11.77K |
APPLE INCSOLE | COM | 10.77K | SH | $2.93M 0.97% | 0.00 | 0.00 | 10.77K |
ISHARES TRSOLE | MSCI ACWI ETF | 15.59K | SH | $2.21M 0.73% | 0.00 | 0.00 | 15.59K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 36.38K | SH | $1.96M 0.65% | 0.00 | 0.00 | 36.38K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 15.46K | SH | $1.65M 0.54% | 0.00 | 0.00 | 15.46K |
NVIDIA CORPORATIONSOLE | COM | 8K | SH | $1.49M 0.49% | 0.00 | 0.00 | 8K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 17.25K | SH | $1.01M 0.33% | 0.00 | 0.00 | 17.25K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 3.20K | SH | $947.9K 0.31% | 0.00 | 0.00 | 3.20K |
BROADCOMSOLE | COM | 2.30K | SH | $796.0K 0.26% | 0.00 | 0.00 | 2.30K |
EXXON MOBIL CORPSOLE | COM | 5.33K | SH | $641.5K 0.21% | 0.00 | 0.00 | 5.33K |
ALPHABET INCSOLE | CAP STK CL C | 2K | SH | $627.6K 0.21% | 0.00 | 0.00 | 2K |
JPMORGAN CHASE & COMSOLE | COM | 1.88K | SH | $604.8K 0.20% | 0.00 | 0.00 | 1.88K |
MICROSOFT CORPSOLE | COM | 1.09K | SH | $529.1K 0.17% | 0.00 | 0.00 | 1.09K |
AMAZON COM INCSOLE | COM | 2.22K | SH | $512.4K 0.17% | 0.00 | 0.00 | 2.22K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 1.33K | SH | $447.3K 0.15% | 0.00 | 0.00 | 1.33K |
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