Filed: 10/20/2025ACC: 0001840888-25-000010
📋 What this filing means
ROTH FINANCIAL PARTNERS LLC filed this quarterly 13F‑HR report disclosing 32 equity positions with a total reported market value of $296.74M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
32
Positions
$296.74M
Total AUM (reported)
2.24M
Total Shares
Allocation by class
CORE MSCI EAFE$64.82M21.8%
CORE S&P500 ETF$62.94M21.2%
TR UNIT$35.53M12.0%
CORE S&P SCP ETF$23.35M7.9%
S&P500 EQL WGT$20.66M7.0%
S&P 500 ETF SHS$19.72M6.6%
INTER TERM TREAS$17.17M5.8%
Portfolio Concentration
Top 3$163.29M55.0%
4–10$112.77M38.0%
11–25$18.68M6.3%
Rest$2.00M0.7%
Top 3 weight
55.0%
Top 10 weight
93.0%
Voting Authority Distribution
Total shares with voting rights: 2.24M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.24M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole32
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings32
Rows:
ISHARES TR
SOLEShares742.42K
TypeSH
Market value$64.82M
21.84%
Sole
0.00
Shared
0.00
None
742.42K
ISHARES TR
SOLEShares94.03K
TypeSH
Market value$62.94M
21.21%
Sole
0.00
Shared
0.00
None
94.03K
SPDR S&P 500 ETF TR
SOLEShares53.35K
TypeSH
Market value$35.53M
11.97%
Sole
0.00
Shared
0.00
None
53.35K
ISHARES TR
SOLEShares196.51K
TypeSH
Market value$23.35M
7.87%
Sole
0.00
Shared
0.00
None
196.51K
INVESCO EXCHANGE TRADED FD T
SOLEShares108.92K
TypeSH
Market value$20.66M
6.96%
Sole
0.00
Shared
0.00
None
108.92K
VANGUARD INDEX FDS
SOLEShares32.21K
TypeSH
Market value$19.72M
6.65%
Sole
0.00
Shared
0.00
None
32.21K
VANGUARD SCOTTSDALE FDS
SOLEShares286.08K
TypeSH
Market value$17.17M
5.79%
Sole
0.00
Shared
0.00
None
286.08K
VANGUARD MUN BD FDS
SOLEShares240.87K
TypeSH
Market value$12.06M
4.06%
Sole
0.00
Shared
0.00
None
240.87K
VANGUARD TAX-MANAGED INTL FD
SOLEShares174.69K
TypeSH
Market value$10.46M
3.53%
Sole
0.00
Shared
0.00
None
174.69K
ISHARES INC
SOLEShares141.67K
TypeSH
Market value$9.34M
3.15%
Sole
0.00
Shared
0.00
None
141.67K
VANGUARD INDEX FDS
SOLEShares11.87K
TypeSH
Market value$3.02M
1.02%
Sole
0.00
Shared
0.00
None
11.87K
APPLE INC
SOLEShares10.77K
TypeSH
Market value$2.74M
0.92%
Sole
0.00
Shared
0.00
None
10.77K
ISHARES TR
SOLEShares15.76K
TypeSH
Market value$2.18M
0.73%
Sole
0.00
Shared
0.00
None
15.76K
VANGUARD INTL EQUITY INDEX F
SOLEShares36.40K
TypeSH
Market value$1.97M
0.66%
Sole
0.00
Shared
0.00
None
36.40K
ISHARES TR
SOLEShares15.40K
TypeSH
Market value$1.64M
0.55%
Sole
0.00
Shared
0.00
None
15.40K
NVIDIA CORPORATION
SOLEShares8K
TypeSH
Market value$1.49M
0.50%
Sole
0.00
Shared
0.00
None
8K
INTERNATIONAL BUSINESS MACHS
SOLEShares3.20K
TypeSH
Market value$902.9K
0.30%
Sole
0.00
Shared
0.00
None
3.20K
VANGUARD SCOTTSDALE FDS
SOLEShares13.63K
TypeSH
Market value$801.9K
0.27%
Sole
0.00
Shared
0.00
None
13.63K
BROADCOM
SOLEShares2.30K
TypeSH
Market value$758.8K
0.26%
Sole
0.00
Shared
0.00
None
2.30K
EXXON MOBIL CORP
SOLEShares5.33K
TypeSH
Market value$601.2K
0.20%
Sole
0.00
Shared
0.00
None
5.33K
JPMORGAN CHASE & COM
SOLEShares1.88K
TypeSH
Market value$592.1K
0.20%
Sole
0.00
Shared
0.00
None
1.88K
MICROSOFT CORP
SOLEShares1.09K
TypeSH
Market value$566.6K
0.19%
Sole
0.00
Shared
0.00
None
1.09K
AMAZON COM INC
SOLEShares2.22K
TypeSH
Market value$487.4K
0.16%
Sole
0.00
Shared
0.00
None
2.22K
ALPHABET INC
SOLEShares2K
TypeSH
Market value$487.1K
0.16%
Sole
0.00
Shared
0.00
None
2K
VANGUARD INDEX FDS
SOLEShares1.33K
TypeSH
Market value$437.8K
0.15%
Sole
0.00
Shared
0.00
None
1.33K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE MSCI EAFE | 742.42K | SH | $64.82M 21.84% | 0.00 | 0.00 | 742.42K |
ISHARES TRSOLE | CORE S&P500 ETF | 94.03K | SH | $62.94M 21.21% | 0.00 | 0.00 | 94.03K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 53.35K | SH | $35.53M 11.97% | 0.00 | 0.00 | 53.35K |
ISHARES TRSOLE | CORE S&P SCP ETF | 196.51K | SH | $23.35M 7.87% | 0.00 | 0.00 | 196.51K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 108.92K | SH | $20.66M 6.96% | 0.00 | 0.00 | 108.92K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 32.21K | SH | $19.72M 6.65% | 0.00 | 0.00 | 32.21K |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 286.08K | SH | $17.17M 5.79% | 0.00 | 0.00 | 286.08K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 240.87K | SH | $12.06M 4.06% | 0.00 | 0.00 | 240.87K |
VANGUARD TAX-MANAGED INTL FDSOLE | FTSE DEV MKT ETF | 174.69K | SH | $10.46M 3.53% | 0.00 | 0.00 | 174.69K |
ISHARES INCSOLE | CORE MSCI EMKT | 141.67K | SH | $9.34M 3.15% | 0.00 | 0.00 | 141.67K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 11.87K | SH | $3.02M 1.02% | 0.00 | 0.00 | 11.87K |
APPLE INCSOLE | COM | 10.77K | SH | $2.74M 0.92% | 0.00 | 0.00 | 10.77K |
ISHARES TRSOLE | MSCI ACWI ETF | 15.76K | SH | $2.18M 0.73% | 0.00 | 0.00 | 15.76K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 36.40K | SH | $1.97M 0.66% | 0.00 | 0.00 | 36.40K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 15.40K | SH | $1.64M 0.55% | 0.00 | 0.00 | 15.40K |
NVIDIA CORPORATIONSOLE | COM | 8K | SH | $1.49M 0.50% | 0.00 | 0.00 | 8K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 3.20K | SH | $902.9K 0.30% | 0.00 | 0.00 | 3.20K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 13.63K | SH | $801.9K 0.27% | 0.00 | 0.00 | 13.63K |
BROADCOMSOLE | COM | 2.30K | SH | $758.8K 0.26% | 0.00 | 0.00 | 2.30K |
EXXON MOBIL CORPSOLE | COM | 5.33K | SH | $601.2K 0.20% | 0.00 | 0.00 | 5.33K |
JPMORGAN CHASE & COMSOLE | COM | 1.88K | SH | $592.1K 0.20% | 0.00 | 0.00 | 1.88K |
MICROSOFT CORPSOLE | COM | 1.09K | SH | $566.6K 0.19% | 0.00 | 0.00 | 1.09K |
AMAZON COM INCSOLE | COM | 2.22K | SH | $487.4K 0.16% | 0.00 | 0.00 | 2.22K |
ALPHABET INCSOLE | CAP STK CL C | 2K | SH | $487.1K 0.16% | 0.00 | 0.00 | 2K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 1.33K | SH | $437.8K 0.15% | 0.00 | 0.00 | 1.33K |
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