Filed: 1/14/2025ACC: 0001840888-25-000001
📋 What this filing means
ROTH FINANCIAL PARTNERS LLC filed this quarterly 13F‑HR report disclosing 32 equity positions with a total reported market value of $251.23M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
32
Positions
$251.23M
Total AUM (reported)
2.16M
Total Shares
Allocation by class
CORE S&P500 ETF$53.84M21.4%
CORE MSCI EAFE$51.73M20.6%
TR UNIT$32.52M12.9%
CORE S&P SCP ETF$20.76M8.3%
S&P500 EQL WGT$17.10M6.8%
S&P 500 ETF SHS$15.15M6.0%
TAX EXEMPT BD$13.90M5.5%
Portfolio Concentration
Top 3$138.10M55.0%
4–10$95.47M38.0%
11–25$15.99M6.4%
Rest$1.67M0.7%
Top 3 weight
55.0%
Top 10 weight
93.0%
Voting Authority Distribution
Total shares with voting rights: 2.16M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.16M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole32
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings32
Rows:
ISHARES TR
SOLEShares91.46K
TypeSH
Market value$53.84M
21.43%
Sole
0.00
Shared
0.00
None
91.46K
ISHARES TR
SOLEShares736.09K
TypeSH
Market value$51.73M
20.59%
Sole
0.00
Shared
0.00
None
736.09K
SPDR S&P 500 ETF TR
SOLEShares55.48K
TypeSH
Market value$32.52M
12.94%
Sole
0.00
Shared
0.00
None
55.48K
ISHARES TR
SOLEShares180.21K
TypeSH
Market value$20.76M
8.26%
Sole
0.00
Shared
0.00
None
180.21K
INVESCO EXCHANGE TRADED FD T
SOLEShares97.61K
TypeSH
Market value$17.10M
6.81%
Sole
0.00
Shared
0.00
None
97.61K
VANGUARD INDEX FDS
SOLEShares28.13K
TypeSH
Market value$15.15M
6.03%
Sole
0.00
Shared
0.00
None
28.13K
VANGUARD MUN BD FDS
SOLEShares277.21K
TypeSH
Market value$13.90M
5.53%
Sole
0.00
Shared
0.00
None
277.21K
VANGUARD SCOTTSDALE FDS
SOLEShares232.54K
TypeSH
Market value$13.49M
5.37%
Sole
0.00
Shared
0.00
None
232.54K
VANGUARD TAX-MANAGED INTL FD
SOLEShares168.50K
TypeSH
Market value$8.06M
3.21%
Sole
0.00
Shared
0.00
None
168.50K
ISHARES INC
SOLEShares134.26K
TypeSH
Market value$7.01M
2.79%
Sole
0.00
Shared
0.00
None
134.26K
VANGUARD INDEX FDS
SOLEShares13.65K
TypeSH
Market value$3.28M
1.31%
Sole
0.00
Shared
0.00
None
13.65K
APPLE INC
SOLEShares10.77K
TypeSH
Market value$2.70M
1.07%
Sole
0.00
Shared
0.00
None
10.77K
ISHARES TR
SOLEShares16.04K
TypeSH
Market value$1.88M
0.75%
Sole
0.00
Shared
0.00
None
16.04K
VANGUARD INTL EQUITY INDEX F
SOLEShares36.76K
TypeSH
Market value$1.62M
0.64%
Sole
0.00
Shared
0.00
None
36.76K
NVIDIA CORPORATION
SOLEShares8K
TypeSH
Market value$1.07M
0.43%
Sole
0.00
Shared
0.00
None
8K
VANGUARD SCOTTSDALE FDS
SOLEShares12.93K
TypeSH
Market value$752.0K
0.30%
Sole
0.00
Shared
0.00
None
12.93K
INTERNATIONAL BUSINESS MACHS
SOLEShares3.20K
TypeSH
Market value$703.5K
0.28%
Sole
0.00
Shared
0.00
None
3.20K
EXXON MOBIL CORP
SOLEShares5.33K
TypeSH
Market value$573.6K
0.23%
Sole
0.00
Shared
0.00
None
5.33K
APA CORPORATION
SOLEShares23.95K
TypeSH
Market value$553.0K
0.22%
Sole
0.00
Shared
0.00
None
23.95K
ISHARES TR
SOLEShares5.16K
TypeSH
Market value$544.6K
0.22%
Sole
0.00
Shared
0.00
None
5.16K
BROADCOM
SOLEShares2.30K
TypeSH
Market value$533.2K
0.21%
Sole
0.00
Shared
0.00
None
2.30K
AMAZON COM INC
SOLEShares2.22K
TypeSH
Market value$487.0K
0.19%
Sole
0.00
Shared
0.00
None
2.22K
MICROSOFT CORP
SOLEShares1.09K
TypeSH
Market value$461.1K
0.18%
Sole
0.00
Shared
0.00
None
1.09K
JPMORGAN CHASE & COM
SOLEShares1.88K
TypeSH
Market value$449.9K
0.18%
Sole
0.00
Shared
0.00
None
1.88K
ALPHABET INC
SOLEShares2K
TypeSH
Market value$380.9K
0.15%
Sole
0.00
Shared
0.00
None
2K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 91.46K | SH | $53.84M 21.43% | 0.00 | 0.00 | 91.46K |
ISHARES TRSOLE | CORE MSCI EAFE | 736.09K | SH | $51.73M 20.59% | 0.00 | 0.00 | 736.09K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 55.48K | SH | $32.52M 12.94% | 0.00 | 0.00 | 55.48K |
ISHARES TRSOLE | CORE S&P SCP ETF | 180.21K | SH | $20.76M 8.26% | 0.00 | 0.00 | 180.21K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 97.61K | SH | $17.10M 6.81% | 0.00 | 0.00 | 97.61K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 28.13K | SH | $15.15M 6.03% | 0.00 | 0.00 | 28.13K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 277.21K | SH | $13.90M 5.53% | 0.00 | 0.00 | 277.21K |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 232.54K | SH | $13.49M 5.37% | 0.00 | 0.00 | 232.54K |
VANGUARD TAX-MANAGED INTL FDSOLE | FTSE DEV MKT ETF | 168.50K | SH | $8.06M 3.21% | 0.00 | 0.00 | 168.50K |
ISHARES INCSOLE | CORE MSCI EMKT | 134.26K | SH | $7.01M 2.79% | 0.00 | 0.00 | 134.26K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 13.65K | SH | $3.28M 1.31% | 0.00 | 0.00 | 13.65K |
APPLE INCSOLE | COM | 10.77K | SH | $2.70M 1.07% | 0.00 | 0.00 | 10.77K |
ISHARES TRSOLE | MSCI ACWI ETF | 16.04K | SH | $1.88M 0.75% | 0.00 | 0.00 | 16.04K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 36.76K | SH | $1.62M 0.64% | 0.00 | 0.00 | 36.76K |
NVIDIA CORPORATIONSOLE | COM | 8K | SH | $1.07M 0.43% | 0.00 | 0.00 | 8K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 12.93K | SH | $752.0K 0.30% | 0.00 | 0.00 | 12.93K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 3.20K | SH | $703.5K 0.28% | 0.00 | 0.00 | 3.20K |
EXXON MOBIL CORPSOLE | COM | 5.33K | SH | $573.6K 0.23% | 0.00 | 0.00 | 5.33K |
APA CORPORATIONSOLE | COM | 23.95K | SH | $553.0K 0.22% | 0.00 | 0.00 | 23.95K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 5.16K | SH | $544.6K 0.22% | 0.00 | 0.00 | 5.16K |
BROADCOMSOLE | COM | 2.30K | SH | $533.2K 0.21% | 0.00 | 0.00 | 2.30K |
AMAZON COM INCSOLE | COM | 2.22K | SH | $487.0K 0.19% | 0.00 | 0.00 | 2.22K |
MICROSOFT CORPSOLE | COM | 1.09K | SH | $461.1K 0.18% | 0.00 | 0.00 | 1.09K |
JPMORGAN CHASE & COMSOLE | COM | 1.88K | SH | $449.9K 0.18% | 0.00 | 0.00 | 1.88K |
ALPHABET INCSOLE | CAP STK CL C | 2K | SH | $380.9K 0.15% | 0.00 | 0.00 | 2K |
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