Filed: 7/3/2024ACC: 0001840888-24-000004
📋 What this filing means
ROTH FINANCIAL PARTNERS LLC filed this quarterly 13F‑HR report disclosing 32 equity positions with a total reported market value of $231.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
32
Positions
$231.81M
Total AUM (reported)
2.03M
Total Shares
Allocation by class
CORE MSCI EAFE$47.85M20.6%
CORE S&P500 ETF$47.01M20.3%
TR UNIT$31.03M13.4%
CORE S&P SCP ETF$19.37M8.4%
S&P500 EQL WGT$15.81M6.8%
S&P 500 ETF SHS$13.72M5.9%
TAX EXEMPT BD$13.31M5.7%
Portfolio Concentration
Top 3$125.89M54.3%
4–10$89.13M38.4%
11–25$15.14M6.5%
Rest$1.66M0.7%
Top 3 weight
54.3%
Top 10 weight
92.8%
Voting Authority Distribution
Total shares with voting rights: 2.03M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.03M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole32
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings32
Rows:
ISHARES TR
SOLEShares658.69K
TypeSH
Market value$47.85M
20.64%
Sole
0.00
Shared
0.00
None
658.69K
ISHARES TR
SOLEShares85.91K
TypeSH
Market value$47.01M
20.28%
Sole
0.00
Shared
0.00
None
85.91K
SPDR S&P 500 ETF TR
SOLEShares57K
TypeSH
Market value$31.03M
13.39%
Sole
0.00
Shared
0.00
None
57K
ISHARES TR
SOLEShares181.63K
TypeSH
Market value$19.37M
8.36%
Sole
0.00
Shared
0.00
None
181.63K
INVESCO EXCHANGE TRADED FD T
SOLEShares96.24K
TypeSH
Market value$15.81M
6.82%
Sole
0.00
Shared
0.00
None
96.24K
VANGUARD INDEX FDS
SOLEShares27.43K
TypeSH
Market value$13.72M
5.92%
Sole
0.00
Shared
0.00
None
27.43K
VANGUARD MUN BD FDS
SOLEShares265.63K
TypeSH
Market value$13.31M
5.74%
Sole
0.00
Shared
0.00
None
265.63K
VANGUARD SCOTTSDALE FDS
SOLEShares211.58K
TypeSH
Market value$12.32M
5.31%
Sole
0.00
Shared
0.00
None
211.58K
VANGUARD TAX-MANAGED INTL FD
SOLEShares165.27K
TypeSH
Market value$8.17M
3.52%
Sole
0.00
Shared
0.00
None
165.27K
ISHARES INC
SOLEShares120.04K
TypeSH
Market value$6.43M
2.77%
Sole
0.00
Shared
0.00
None
120.04K
VANGUARD INDEX FDS
SOLEShares13.75K
TypeSH
Market value$3.00M
1.29%
Sole
0.00
Shared
0.00
None
13.75K
APPLE INC
SOLEShares11.56K
TypeSH
Market value$2.44M
1.05%
Sole
0.00
Shared
0.00
None
11.56K
VANGUARD INTL EQUITY INDEX F
SOLEShares43.65K
TypeSH
Market value$1.91M
0.82%
Sole
0.00
Shared
0.00
None
43.65K
ISHARES TR
SOLEShares16.11K
TypeSH
Market value$1.81M
0.78%
Sole
0.00
Shared
0.00
None
16.11K
NVIDIA CORPORATION
SOLEShares8.50K
TypeSH
Market value$1.05M
0.45%
Sole
0.00
Shared
0.00
None
8.50K
APA CORPORATION
SOLEShares23.95K
TypeSH
Market value$705.1K
0.30%
Sole
0.00
Shared
0.00
None
23.95K
VANGUARD SCOTTSDALE FDS
SOLEShares11.97K
TypeSH
Market value$694.0K
0.30%
Sole
0.00
Shared
0.00
None
11.97K
EXXON MOBIL CORP
SOLEShares5.33K
TypeSH
Market value$613.7K
0.26%
Sole
0.00
Shared
0.00
None
5.33K
INTERNATIONAL BUSINESS MACHS
SOLEShares3.23K
TypeSH
Market value$558.6K
0.24%
Sole
0.00
Shared
0.00
None
3.23K
MICROSOFT CORP
SOLEShares1.09K
TypeSH
Market value$489.0K
0.21%
Sole
0.00
Shared
0.00
None
1.09K
AMAZON COM INC
SOLEShares2.22K
TypeSH
Market value$429.0K
0.19%
Sole
0.00
Shared
0.00
None
2.22K
JPMORGAN CHASE & COM
SOLEShares1.88K
TypeSH
Market value$379.6K
0.16%
Sole
0.00
Shared
0.00
None
1.88K
BROADCOM
SOLEShares230.00
TypeSH
Market value$369.3K
0.16%
Sole
0.00
Shared
0.00
None
230.00
ALPHABET INC
SOLEShares2K
TypeSH
Market value$366.8K
0.16%
Sole
0.00
Shared
0.00
None
2K
SCHLUMBERGER LTD
SOLEShares6.90K
TypeSH
Market value$325.5K
0.14%
Sole
0.00
Shared
0.00
None
6.90K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE MSCI EAFE | 658.69K | SH | $47.85M 20.64% | 0.00 | 0.00 | 658.69K |
ISHARES TRSOLE | CORE S&P500 ETF | 85.91K | SH | $47.01M 20.28% | 0.00 | 0.00 | 85.91K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 57K | SH | $31.03M 13.39% | 0.00 | 0.00 | 57K |
ISHARES TRSOLE | CORE S&P SCP ETF | 181.63K | SH | $19.37M 8.36% | 0.00 | 0.00 | 181.63K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 96.24K | SH | $15.81M 6.82% | 0.00 | 0.00 | 96.24K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 27.43K | SH | $13.72M 5.92% | 0.00 | 0.00 | 27.43K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 265.63K | SH | $13.31M 5.74% | 0.00 | 0.00 | 265.63K |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 211.58K | SH | $12.32M 5.31% | 0.00 | 0.00 | 211.58K |
VANGUARD TAX-MANAGED INTL FDSOLE | FTSE DEV MKT ETF | 165.27K | SH | $8.17M 3.52% | 0.00 | 0.00 | 165.27K |
ISHARES INCSOLE | CORE MSCI EMKT | 120.04K | SH | $6.43M 2.77% | 0.00 | 0.00 | 120.04K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 13.75K | SH | $3.00M 1.29% | 0.00 | 0.00 | 13.75K |
APPLE INCSOLE | COM | 11.56K | SH | $2.44M 1.05% | 0.00 | 0.00 | 11.56K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 43.65K | SH | $1.91M 0.82% | 0.00 | 0.00 | 43.65K |
ISHARES TRSOLE | MSCI ACWI ETF | 16.11K | SH | $1.81M 0.78% | 0.00 | 0.00 | 16.11K |
NVIDIA CORPORATIONSOLE | COM | 8.50K | SH | $1.05M 0.45% | 0.00 | 0.00 | 8.50K |
APA CORPORATIONSOLE | COM | 23.95K | SH | $705.1K 0.30% | 0.00 | 0.00 | 23.95K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 11.97K | SH | $694.0K 0.30% | 0.00 | 0.00 | 11.97K |
EXXON MOBIL CORPSOLE | COM | 5.33K | SH | $613.7K 0.26% | 0.00 | 0.00 | 5.33K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 3.23K | SH | $558.6K 0.24% | 0.00 | 0.00 | 3.23K |
MICROSOFT CORPSOLE | COM | 1.09K | SH | $489.0K 0.21% | 0.00 | 0.00 | 1.09K |
AMAZON COM INCSOLE | COM | 2.22K | SH | $429.0K 0.19% | 0.00 | 0.00 | 2.22K |
JPMORGAN CHASE & COMSOLE | COM | 1.88K | SH | $379.6K 0.16% | 0.00 | 0.00 | 1.88K |
BROADCOMSOLE | COM | 230.00 | SH | $369.3K 0.16% | 0.00 | 0.00 | 230.00 |
ALPHABET INCSOLE | CAP STK CL C | 2K | SH | $366.8K 0.16% | 0.00 | 0.00 | 2K |
SCHLUMBERGER LTDSOLE | COM | 6.90K | SH | $325.5K 0.14% | 0.00 | 0.00 | 6.90K |
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