Filed: 4/12/2024ACC: 0001840888-24-000002
📋 What this filing means
ROTH FINANCIAL PARTNERS LLC filed this quarterly 13F‑HR report disclosing 30 equity positions with a total reported market value of $225.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
30
Positions
$225.78M
Total AUM (reported)
1.94M
Total Shares
Allocation by class
CORE S&P500 ETF$47.42M21.0%
CORE MSCI EAFE$47.39M21.0%
TR UNIT$30.17M13.4%
CORE S&P SCP ETF$20.09M8.9%
S&P500 EQL WGT$16.52M7.3%
TAX EXEMPT BD$12.31M5.5%
S&P 500 ETF SHS$12.13M5.4%
Portfolio Concentration
Top 3$124.99M55.4%
4–10$84.71M37.5%
11–25$14.98M6.6%
Rest$1.11M0.5%
Top 3 weight
55.4%
Top 10 weight
92.9%
Voting Authority Distribution
Total shares with voting rights: 1.94M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.94M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole30
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings30
Rows:
ISHARES TR
SOLEShares90.21K
TypeSH
Market value$47.42M
21.00%
Sole
0.00
Shared
0.00
None
90.21K
ISHARES TR
SOLEShares638.49K
TypeSH
Market value$47.39M
20.99%
Sole
0.00
Shared
0.00
None
638.49K
SPDR S&P 500 ETF TR
SOLEShares57.69K
TypeSH
Market value$30.17M
13.36%
Sole
0.00
Shared
0.00
None
57.69K
ISHARES TR
SOLEShares181.83K
TypeSH
Market value$20.09M
8.90%
Sole
0.00
Shared
0.00
None
181.83K
INVESCO EXCHANGE TRADED FD T
SOLEShares97.52K
TypeSH
Market value$16.52M
7.31%
Sole
0.00
Shared
0.00
None
97.52K
VANGUARD MUN BD FDS
SOLEShares243.26K
TypeSH
Market value$12.31M
5.45%
Sole
0.00
Shared
0.00
None
243.26K
VANGUARD INDEX FDS
SOLEShares25.24K
TypeSH
Market value$12.13M
5.37%
Sole
0.00
Shared
0.00
None
25.24K
VANGUARD SCOTTSDALE FDS
SOLEShares173.03K
TypeSH
Market value$10.13M
4.49%
Sole
0.00
Shared
0.00
None
173.03K
VANGUARD TAX-MANAGED INTL FD
SOLEShares165.36K
TypeSH
Market value$8.30M
3.68%
Sole
0.00
Shared
0.00
None
165.36K
ISHARES INC
SOLEShares101.32K
TypeSH
Market value$5.23M
2.32%
Sole
0.00
Shared
0.00
None
101.32K
VANGUARD INDEX FDS
SOLEShares13.87K
TypeSH
Market value$3.17M
1.40%
Sole
0.00
Shared
0.00
None
13.87K
VANGUARD INTL EQUITY INDEX F
SOLEShares64.62K
TypeSH
Market value$2.70M
1.20%
Sole
0.00
Shared
0.00
None
64.62K
APPLE INC
SOLEShares11.56K
TypeSH
Market value$1.98M
0.88%
Sole
0.00
Shared
0.00
None
11.56K
ISHARES TR
SOLEShares16.11K
TypeSH
Market value$1.77M
0.79%
Sole
0.00
Shared
0.00
None
16.11K
APA CORPORATION
SOLEShares23.95K
TypeSH
Market value$823.4K
0.36%
Sole
0.00
Shared
0.00
None
23.95K
NVIDIA CORPORATION
SOLEShares850.00
TypeSH
Market value$768.0K
0.34%
Sole
0.00
Shared
0.00
None
850.00
INTERNATIONAL BUSINESS MACHS
SOLEShares3.20K
TypeSH
Market value$611.1K
0.27%
Sole
0.00
Shared
0.00
None
3.20K
EXXON MOBIL CORP
SOLEShares4.86K
TypeSH
Market value$564.9K
0.25%
Sole
0.00
Shared
0.00
None
4.86K
MICROSOFT CORP
SOLEShares1.09K
TypeSH
Market value$460.3K
0.20%
Sole
0.00
Shared
0.00
None
1.09K
AMAZON COM INC
SOLEShares2.22K
TypeSH
Market value$400.4K
0.18%
Sole
0.00
Shared
0.00
None
2.22K
SCHLUMBERGER LTD
SOLEShares6.90K
TypeSH
Market value$378.2K
0.17%
Sole
0.00
Shared
0.00
None
6.90K
JPMORGAN CHASE & COM
SOLEShares1.88K
TypeSH
Market value$376.0K
0.17%
Sole
0.00
Shared
0.00
None
1.88K
ADVANCED MICRO DEVICES INC
SOLEShares2K
TypeSH
Market value$361.0K
0.16%
Sole
0.00
Shared
0.00
None
2K
BROADCOM
SOLEShares230.00
TypeSH
Market value$304.8K
0.14%
Sole
0.00
Shared
0.00
None
230.00
ALPHABET INC
SOLEShares2K
TypeSH
Market value$304.5K
0.13%
Sole
0.00
Shared
0.00
None
2K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 90.21K | SH | $47.42M 21.00% | 0.00 | 0.00 | 90.21K |
ISHARES TRSOLE | CORE MSCI EAFE | 638.49K | SH | $47.39M 20.99% | 0.00 | 0.00 | 638.49K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 57.69K | SH | $30.17M 13.36% | 0.00 | 0.00 | 57.69K |
ISHARES TRSOLE | CORE S&P SCP ETF | 181.83K | SH | $20.09M 8.90% | 0.00 | 0.00 | 181.83K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 97.52K | SH | $16.52M 7.31% | 0.00 | 0.00 | 97.52K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 243.26K | SH | $12.31M 5.45% | 0.00 | 0.00 | 243.26K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 25.24K | SH | $12.13M 5.37% | 0.00 | 0.00 | 25.24K |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 173.03K | SH | $10.13M 4.49% | 0.00 | 0.00 | 173.03K |
VANGUARD TAX-MANAGED INTL FDSOLE | FTSE DEV MKT ETF | 165.36K | SH | $8.30M 3.68% | 0.00 | 0.00 | 165.36K |
ISHARES INCSOLE | CORE MSCI EMKT | 101.32K | SH | $5.23M 2.32% | 0.00 | 0.00 | 101.32K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 13.87K | SH | $3.17M 1.40% | 0.00 | 0.00 | 13.87K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 64.62K | SH | $2.70M 1.20% | 0.00 | 0.00 | 64.62K |
APPLE INCSOLE | COM | 11.56K | SH | $1.98M 0.88% | 0.00 | 0.00 | 11.56K |
ISHARES TRSOLE | MSCI ACWI ETF | 16.11K | SH | $1.77M 0.79% | 0.00 | 0.00 | 16.11K |
APA CORPORATIONSOLE | COM | 23.95K | SH | $823.4K 0.36% | 0.00 | 0.00 | 23.95K |
NVIDIA CORPORATIONSOLE | COM | 850.00 | SH | $768.0K 0.34% | 0.00 | 0.00 | 850.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 3.20K | SH | $611.1K 0.27% | 0.00 | 0.00 | 3.20K |
EXXON MOBIL CORPSOLE | COM | 4.86K | SH | $564.9K 0.25% | 0.00 | 0.00 | 4.86K |
MICROSOFT CORPSOLE | COM | 1.09K | SH | $460.3K 0.20% | 0.00 | 0.00 | 1.09K |
AMAZON COM INCSOLE | COM | 2.22K | SH | $400.4K 0.18% | 0.00 | 0.00 | 2.22K |
SCHLUMBERGER LTDSOLE | COM | 6.90K | SH | $378.2K 0.17% | 0.00 | 0.00 | 6.90K |
JPMORGAN CHASE & COMSOLE | COM | 1.88K | SH | $376.0K 0.17% | 0.00 | 0.00 | 1.88K |
ADVANCED MICRO DEVICES INCSOLE | COM | 2K | SH | $361.0K 0.16% | 0.00 | 0.00 | 2K |
BROADCOMSOLE | COM | 230.00 | SH | $304.8K 0.14% | 0.00 | 0.00 | 230.00 |
ALPHABET INCSOLE | CAP STK CL C | 2K | SH | $304.5K 0.13% | 0.00 | 0.00 | 2K |
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