Filed: 1/31/2024ACC: 0001840888-24-000001
📋 What this filing means
ROTH FINANCIAL PARTNERS LLC filed this quarterly 13F‑HR report disclosing 27 equity positions with a total reported market value of $195.29M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
27
Positions
$195.29M
Total AUM (reported)
1.76M
Total Shares
Allocation by class
CORE MSCI EAFE$40.35M20.7%
CORE S&P500 ETF$37.56M19.2%
TR UNIT$27.92M14.3%
CORE S&P SCP ETF$18.17M9.3%
S&P500 EQL WGT$13.79M7.1%
TAX EXEMPT BD$11.07M5.7%
S&P 500 ETF SHS$10.91M5.6%
Portfolio Concentration
Top 3$105.83M54.2%
4–10$74.46M38.1%
11–25$14.56M7.5%
Rest$447.7K0.2%
Top 3 weight
54.2%
Top 10 weight
92.3%
Voting Authority Distribution
Total shares with voting rights: 1.76M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.76M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole27
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings27
Rows:
ISHARES TR
SOLEShares573.57K
TypeSH
Market value$40.35M
20.66%
Sole
0.00
Shared
0.00
None
573.57K
ISHARES TR
SOLEShares78.64K
TypeSH
Market value$37.56M
19.23%
Sole
0.00
Shared
0.00
None
78.64K
SPDR S&P 500 ETF TR
SOLEShares58.72K
TypeSH
Market value$27.92M
14.29%
Sole
0.00
Shared
0.00
None
58.72K
ISHARES TR
SOLEShares167.77K
TypeSH
Market value$18.17M
9.30%
Sole
0.00
Shared
0.00
None
167.77K
INVESCO EXCHANGE TRADED FD T
SOLEShares87.36K
TypeSH
Market value$13.79M
7.06%
Sole
0.00
Shared
0.00
None
87.36K
VANGUARD MUN BD FDS
SOLEShares216.84K
TypeSH
Market value$11.07M
5.67%
Sole
0.00
Shared
0.00
None
216.84K
VANGUARD INDEX FDS
SOLEShares24.98K
TypeSH
Market value$10.91M
5.59%
Sole
0.00
Shared
0.00
None
24.98K
VANGUARD SCOTTSDALE FDS
SOLEShares156.23K
TypeSH
Market value$9.27M
4.75%
Sole
0.00
Shared
0.00
None
156.23K
VANGUARD TAX-MANAGED INTL FD
SOLEShares157.44K
TypeSH
Market value$7.54M
3.86%
Sole
0.00
Shared
0.00
None
157.44K
VANGUARD INTL EQUITY INDEX F
SOLEShares90.24K
TypeSH
Market value$3.71M
1.90%
Sole
0.00
Shared
0.00
None
90.24K
ISHARES INC
SOLEShares61.87K
TypeSH
Market value$3.13M
1.60%
Sole
0.00
Shared
0.00
None
61.87K
VANGUARD INDEX FDS
SOLEShares13.38K
TypeSH
Market value$2.86M
1.46%
Sole
0.00
Shared
0.00
None
13.38K
APPLE INC
SOLEShares11.56K
TypeSH
Market value$2.23M
1.14%
Sole
0.00
Shared
0.00
None
11.56K
ISHARES TR
SOLEShares16.11K
TypeSH
Market value$1.64M
0.84%
Sole
0.00
Shared
0.00
None
16.11K
INTERNATIONAL BUSINESS MACHS
SOLEShares5.43K
TypeSH
Market value$888.7K
0.46%
Sole
0.00
Shared
0.00
None
5.43K
APA CORPORATION
SOLEShares17.51K
TypeSH
Market value$628.4K
0.32%
Sole
0.00
Shared
0.00
None
17.51K
EXXON MOBIL CORP
SOLEShares5.08K
TypeSH
Market value$508.3K
0.26%
Sole
0.00
Shared
0.00
None
5.08K
NVIDIA CORPORATION
SOLEShares850.00
TypeSH
Market value$420.9K
0.22%
Sole
0.00
Shared
0.00
None
850.00
MICROSOFT CORP
SOLEShares1.09K
TypeSH
Market value$411.4K
0.21%
Sole
0.00
Shared
0.00
None
1.09K
SCHLUMBERGER LTD
SOLEShares6.90K
TypeSH
Market value$359.1K
0.18%
Sole
0.00
Shared
0.00
None
6.90K
AMAZON COM INC
SOLEShares2.22K
TypeSH
Market value$337.3K
0.17%
Sole
0.00
Shared
0.00
None
2.22K
JPMORGAN CHASE & COM
SOLEShares1.87K
TypeSH
Market value$317.7K
0.16%
Sole
0.00
Shared
0.00
None
1.87K
ADVANCED MICRO DEVICES INC
SOLEShares2K
TypeSH
Market value$294.8K
0.15%
Sole
0.00
Shared
0.00
None
2K
ALPHABET INC
SOLEShares2K
TypeSH
Market value$281.9K
0.14%
Sole
0.00
Shared
0.00
None
2K
BROADCOM
SOLEShares230.00
TypeSH
Market value$256.7K
0.13%
Sole
0.00
Shared
0.00
None
230.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE MSCI EAFE | 573.57K | SH | $40.35M 20.66% | 0.00 | 0.00 | 573.57K |
ISHARES TRSOLE | CORE S&P500 ETF | 78.64K | SH | $37.56M 19.23% | 0.00 | 0.00 | 78.64K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 58.72K | SH | $27.92M 14.29% | 0.00 | 0.00 | 58.72K |
ISHARES TRSOLE | CORE S&P SCP ETF | 167.77K | SH | $18.17M 9.30% | 0.00 | 0.00 | 167.77K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 87.36K | SH | $13.79M 7.06% | 0.00 | 0.00 | 87.36K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 216.84K | SH | $11.07M 5.67% | 0.00 | 0.00 | 216.84K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 24.98K | SH | $10.91M 5.59% | 0.00 | 0.00 | 24.98K |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 156.23K | SH | $9.27M 4.75% | 0.00 | 0.00 | 156.23K |
VANGUARD TAX-MANAGED INTL FDSOLE | FTSE DEV MKT ETF | 157.44K | SH | $7.54M 3.86% | 0.00 | 0.00 | 157.44K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 90.24K | SH | $3.71M 1.90% | 0.00 | 0.00 | 90.24K |
ISHARES INCSOLE | CORE MSCI EMKT | 61.87K | SH | $3.13M 1.60% | 0.00 | 0.00 | 61.87K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 13.38K | SH | $2.86M 1.46% | 0.00 | 0.00 | 13.38K |
APPLE INCSOLE | COM | 11.56K | SH | $2.23M 1.14% | 0.00 | 0.00 | 11.56K |
ISHARES TRSOLE | MSCI ACWI ETF | 16.11K | SH | $1.64M 0.84% | 0.00 | 0.00 | 16.11K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 5.43K | SH | $888.7K 0.46% | 0.00 | 0.00 | 5.43K |
APA CORPORATIONSOLE | COM | 17.51K | SH | $628.4K 0.32% | 0.00 | 0.00 | 17.51K |
EXXON MOBIL CORPSOLE | COM | 5.08K | SH | $508.3K 0.26% | 0.00 | 0.00 | 5.08K |
NVIDIA CORPORATIONSOLE | COM | 850.00 | SH | $420.9K 0.22% | 0.00 | 0.00 | 850.00 |
MICROSOFT CORPSOLE | COM | 1.09K | SH | $411.4K 0.21% | 0.00 | 0.00 | 1.09K |
SCHLUMBERGER LTDSOLE | COM | 6.90K | SH | $359.1K 0.18% | 0.00 | 0.00 | 6.90K |
AMAZON COM INCSOLE | COM | 2.22K | SH | $337.3K 0.17% | 0.00 | 0.00 | 2.22K |
JPMORGAN CHASE & COMSOLE | COM | 1.87K | SH | $317.7K 0.16% | 0.00 | 0.00 | 1.87K |
ADVANCED MICRO DEVICES INCSOLE | COM | 2K | SH | $294.8K 0.15% | 0.00 | 0.00 | 2K |
ALPHABET INCSOLE | CAP STK CL C | 2K | SH | $281.9K 0.14% | 0.00 | 0.00 | 2K |
BROADCOMSOLE | COM | 230.00 | SH | $256.7K 0.13% | 0.00 | 0.00 | 230.00 |
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