Filed: 10/10/2023ACC: 0001840888-23-000005
📋 What this filing means
ROTH FINANCIAL PARTNERS LLC filed this quarterly 13F‑HR report disclosing 26 equity positions with a total reported market value of $159.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
26
Positions
$159.81M
Total AUM (reported)
1.46M
Total Shares
Allocation by class
CORE MSCI EAFE$34.22M21.4%
CORE S&P500 ETF$32.73M20.5%
TR UNIT$26.01M16.3%
CORE S&P SCP ETF$15.57M9.7%
S&P500 EQL WGT$11.82M7.4%
S&P 500 ETF SHS$9.87M6.2%
FTSE DEV MKT ETF$6.95M4.3%
Portfolio Concentration
Top 3$92.97M58.2%
4–10$57.72M36.1%
11–25$9.00M5.6%
Rest$126.2K0.1%
Top 3 weight
58.2%
Top 10 weight
94.3%
Voting Authority Distribution
Total shares with voting rights: 1.46M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.46M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole26
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings26
Rows:
ISHARES TR
SOLEShares531.78K
TypeSH
Market value$34.22M
21.41%
Sole
0.00
Shared
0.00
None
531.78K
ISHARES TR
SOLEShares76.23K
TypeSH
Market value$32.73M
20.48%
Sole
0.00
Shared
0.00
None
76.23K
SPDR S&P 500 ETF TR
SOLEShares60.84K
TypeSH
Market value$26.01M
16.28%
Sole
0.00
Shared
0.00
None
60.84K
ISHARES TR
SOLEShares165.07K
TypeSH
Market value$15.57M
9.75%
Sole
0.00
Shared
0.00
None
165.07K
INVESCO EXCHANGE TRADED FD T
SOLEShares83.44K
TypeSH
Market value$11.82M
7.40%
Sole
0.00
Shared
0.00
None
83.44K
VANGUARD INDEX FDS
SOLEShares25.14K
TypeSH
Market value$9.87M
6.18%
Sole
0.00
Shared
0.00
None
25.14K
VANGUARD TAX-MANAGED INTL FD
SOLEShares158.82K
TypeSH
Market value$6.95M
4.35%
Sole
0.00
Shared
0.00
None
158.82K
VANGUARD INTL EQUITY INDEX F
SOLEShares140.41K
TypeSH
Market value$5.51M
3.44%
Sole
0.00
Shared
0.00
None
140.41K
VANGUARD SCOTTSDALE FDS
SOLEShares94.96K
TypeSH
Market value$5.43M
3.40%
Sole
0.00
Shared
0.00
None
94.96K
VANGUARD INDEX FDS
SOLEShares13.60K
TypeSH
Market value$2.57M
1.61%
Sole
0.00
Shared
0.00
None
13.60K
APPLE INC
SOLEShares11.06K
TypeSH
Market value$1.89M
1.19%
Sole
0.00
Shared
0.00
None
11.06K
ISHARES TR
SOLEShares18.25K
TypeSH
Market value$1.69M
1.05%
Sole
0.00
Shared
0.00
None
18.25K
ISHARES INC
SOLEShares26.99K
TypeSH
Market value$1.28M
0.80%
Sole
0.00
Shared
0.00
None
26.99K
APA CORPORATION
SOLEShares17.51K
TypeSH
Market value$719.8K
0.45%
Sole
0.00
Shared
0.00
None
17.51K
EXXON MOBIL CORP
SOLEShares4.74K
TypeSH
Market value$557.3K
0.35%
Sole
0.00
Shared
0.00
None
4.74K
INTERNATIONAL BUSINESS MACHS
SOLEShares3.75K
TypeSH
Market value$526.3K
0.33%
Sole
0.00
Shared
0.00
None
3.75K
SCHLUMBERGER LTD
SOLEShares6.90K
TypeSH
Market value$402.3K
0.25%
Sole
0.00
Shared
0.00
None
6.90K
VANGUARD MUN BD FDS
SOLEShares8.19K
TypeSH
Market value$393.9K
0.25%
Sole
0.00
Shared
0.00
None
8.19K
AMAZON COM INC
SOLEShares2.22K
TypeSH
Market value$282.2K
0.18%
Sole
0.00
Shared
0.00
None
2.22K
ALPHABET INC
SOLEShares2K
TypeSH
Market value$263.7K
0.17%
Sole
0.00
Shared
0.00
None
2K
ISHARES TR
SOLEShares2.68K
TypeSH
Market value$251.7K
0.16%
Sole
0.00
Shared
0.00
None
2.68K
JPMORGAN CHASE & COM
SOLEShares1.42K
TypeSH
Market value$206.4K
0.13%
Sole
0.00
Shared
0.00
None
1.42K
ADVANCED MICRO DEVICES INC
SOLEShares2K
TypeSH
Market value$205.6K
0.13%
Sole
0.00
Shared
0.00
None
2K
UNITEDHEALTH GROUP INC
SOLEShares333.00
TypeSH
Market value$167.9K
0.11%
Sole
0.00
Shared
0.00
None
333.00
MICROSOFT CORP
SOLEShares500.00
TypeSH
Market value$157.9K
0.10%
Sole
0.00
Shared
0.00
None
500.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE MSCI EAFE | 531.78K | SH | $34.22M 21.41% | 0.00 | 0.00 | 531.78K |
ISHARES TRSOLE | CORE S&P500 ETF | 76.23K | SH | $32.73M 20.48% | 0.00 | 0.00 | 76.23K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 60.84K | SH | $26.01M 16.28% | 0.00 | 0.00 | 60.84K |
ISHARES TRSOLE | CORE S&P SCP ETF | 165.07K | SH | $15.57M 9.75% | 0.00 | 0.00 | 165.07K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 83.44K | SH | $11.82M 7.40% | 0.00 | 0.00 | 83.44K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 25.14K | SH | $9.87M 6.18% | 0.00 | 0.00 | 25.14K |
VANGUARD TAX-MANAGED INTL FDSOLE | FTSE DEV MKT ETF | 158.82K | SH | $6.95M 4.35% | 0.00 | 0.00 | 158.82K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 140.41K | SH | $5.51M 3.44% | 0.00 | 0.00 | 140.41K |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 94.96K | SH | $5.43M 3.40% | 0.00 | 0.00 | 94.96K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 13.60K | SH | $2.57M 1.61% | 0.00 | 0.00 | 13.60K |
APPLE INCSOLE | COM | 11.06K | SH | $1.89M 1.19% | 0.00 | 0.00 | 11.06K |
ISHARES TRSOLE | MSCI ACWI ETF | 18.25K | SH | $1.69M 1.05% | 0.00 | 0.00 | 18.25K |
ISHARES INCSOLE | CORE MSCI EMKT | 26.99K | SH | $1.28M 0.80% | 0.00 | 0.00 | 26.99K |
APA CORPORATIONSOLE | COM | 17.51K | SH | $719.8K 0.45% | 0.00 | 0.00 | 17.51K |
EXXON MOBIL CORPSOLE | COM | 4.74K | SH | $557.3K 0.35% | 0.00 | 0.00 | 4.74K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 3.75K | SH | $526.3K 0.33% | 0.00 | 0.00 | 3.75K |
SCHLUMBERGER LTDSOLE | COM | 6.90K | SH | $402.3K 0.25% | 0.00 | 0.00 | 6.90K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 8.19K | SH | $393.9K 0.25% | 0.00 | 0.00 | 8.19K |
AMAZON COM INCSOLE | COM | 2.22K | SH | $282.2K 0.18% | 0.00 | 0.00 | 2.22K |
ALPHABET INCSOLE | CAP STK CL C | 2K | SH | $263.7K 0.17% | 0.00 | 0.00 | 2K |
ISHARES TRSOLE | CORE US AGGBD ETF | 2.68K | SH | $251.7K 0.16% | 0.00 | 0.00 | 2.68K |
JPMORGAN CHASE & COMSOLE | COM | 1.42K | SH | $206.4K 0.13% | 0.00 | 0.00 | 1.42K |
ADVANCED MICRO DEVICES INCSOLE | COM | 2K | SH | $205.6K 0.13% | 0.00 | 0.00 | 2K |
UNITEDHEALTH GROUP INCSOLE | COM | 333.00 | SH | $167.9K 0.11% | 0.00 | 0.00 | 333.00 |
MICROSOFT CORPSOLE | COM | 500.00 | SH | $157.9K 0.10% | 0.00 | 0.00 | 500.00 |
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