Filed: 7/14/2023ACC: 0001840888-23-000004
📋 What this filing means
ROTH FINANCIAL PARTNERS LLC filed this quarterly 13F‑HR report disclosing 25 equity positions with a total reported market value of $159.44M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
25
Positions
$159.44M
Total AUM (reported)
1.34M
Total Shares
Allocation by class
CORE S&P500 ETF$33.75M21.2%
CORE MSCI EAFE$33.58M21.1%
TR UNIT$27.97M17.5%
CORE S&P SCP ETF$16.06M10.1%
S&P500 EQL WGT$12.46M7.8%
S&P 500 ETF SHS$10.06M6.3%
FTSE DEV MKT ETF$7.62M4.8%
Portfolio Concentration
Top 3$95.30M59.8%
4–10$56.63M35.5%
11–25$7.51M4.7%
Top 3 weight
59.8%
Top 10 weight
95.3%
Voting Authority Distribution
Total shares with voting rights: 1.34M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.34M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole25
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings25
Rows:
ISHARES TR
SOLEShares75.73K
TypeSH
Market value$33.75M
21.17%
Sole
0.00
Shared
0.00
None
75.73K
ISHARES TR
SOLEShares497.52K
TypeSH
Market value$33.58M
21.06%
Sole
0.00
Shared
0.00
None
497.52K
SPDR S&P 500 ETF TR
SOLEShares63.14K
TypeSH
Market value$27.97M
17.54%
Sole
0.00
Shared
0.00
None
63.14K
ISHARES TR
SOLEShares161.20K
TypeSH
Market value$16.06M
10.07%
Sole
0.00
Shared
0.00
None
161.20K
INVESCO EXCHANGE TRADED FD T
SOLEShares83.26K
TypeSH
Market value$12.46M
7.81%
Sole
0.00
Shared
0.00
None
83.26K
VANGUARD INDEX FDS
SOLEShares24.70K
TypeSH
Market value$10.06M
6.31%
Sole
0.00
Shared
0.00
None
24.70K
VANGUARD TAX-MANAGED INTL FD
SOLEShares165.31K
TypeSH
Market value$7.62M
4.78%
Sole
0.00
Shared
0.00
None
165.31K
VANGUARD INTL EQUITY INDEX F
SOLEShares140.81K
TypeSH
Market value$5.73M
3.59%
Sole
0.00
Shared
0.00
None
140.81K
VANGUARD INDEX FDS
SOLEShares13.63K
TypeSH
Market value$2.71M
1.70%
Sole
0.00
Shared
0.00
None
13.63K
APPLE INC
SOLEShares10.26K
TypeSH
Market value$1.99M
1.25%
Sole
0.00
Shared
0.00
None
10.26K
ISHARES TR
SOLEShares18.30K
TypeSH
Market value$1.76M
1.10%
Sole
0.00
Shared
0.00
None
18.30K
ISHARES INC
SOLEShares33.66K
TypeSH
Market value$1.66M
1.04%
Sole
0.00
Shared
0.00
None
33.66K
APA CORPORATION
SOLEShares23.51K
TypeSH
Market value$803.4K
0.50%
Sole
0.00
Shared
0.00
None
23.51K
INTERNATIONAL BUSINESS MACHS
SOLEShares3.85K
TypeSH
Market value$515.4K
0.32%
Sole
0.00
Shared
0.00
None
3.85K
EXXON MOBIL CORP
SOLEShares4.74K
TypeSH
Market value$508.4K
0.32%
Sole
0.00
Shared
0.00
None
4.74K
SCHLUMBERGER LTD
SOLEShares6.90K
TypeSH
Market value$338.9K
0.21%
Sole
0.00
Shared
0.00
None
6.90K
AMAZON COM INC
SOLEShares2.22K
TypeSH
Market value$289.4K
0.18%
Sole
0.00
Shared
0.00
None
2.22K
ISHARES TR
SOLEShares2.70K
TypeSH
Market value$264.8K
0.17%
Sole
0.00
Shared
0.00
None
2.70K
ALPHABET INC
SOLEShares2K
TypeSH
Market value$241.9K
0.15%
Sole
0.00
Shared
0.00
None
2K
JPMORGAN CHASE & COM
SOLEShares1.64K
TypeSH
Market value$238.8K
0.15%
Sole
0.00
Shared
0.00
None
1.64K
ADVANCED MICRO DEVICES INC
SOLEShares2K
TypeSH
Market value$227.8K
0.14%
Sole
0.00
Shared
0.00
None
2K
MONGODB INC
SOLEShares500.00
TypeSH
Market value$205.5K
0.13%
Sole
0.00
Shared
0.00
None
500.00
MICROSOFT CORP
SOLEShares500.00
TypeSH
Market value$170.3K
0.11%
Sole
0.00
Shared
0.00
None
500.00
UNITEDHEALTH GROUP INC
SOLEShares333.00
TypeSH
Market value$160.1K
0.10%
Sole
0.00
Shared
0.00
None
333.00
BROADCOM
SOLEShares152.00
TypeSH
Market value$131.8K
0.08%
Sole
0.00
Shared
0.00
None
152.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 75.73K | SH | $33.75M 21.17% | 0.00 | 0.00 | 75.73K |
ISHARES TRSOLE | CORE MSCI EAFE | 497.52K | SH | $33.58M 21.06% | 0.00 | 0.00 | 497.52K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 63.14K | SH | $27.97M 17.54% | 0.00 | 0.00 | 63.14K |
ISHARES TRSOLE | CORE S&P SCP ETF | 161.20K | SH | $16.06M 10.07% | 0.00 | 0.00 | 161.20K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 83.26K | SH | $12.46M 7.81% | 0.00 | 0.00 | 83.26K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 24.70K | SH | $10.06M 6.31% | 0.00 | 0.00 | 24.70K |
VANGUARD TAX-MANAGED INTL FDSOLE | FTSE DEV MKT ETF | 165.31K | SH | $7.62M 4.78% | 0.00 | 0.00 | 165.31K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 140.81K | SH | $5.73M 3.59% | 0.00 | 0.00 | 140.81K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 13.63K | SH | $2.71M 1.70% | 0.00 | 0.00 | 13.63K |
APPLE INCSOLE | COM | 10.26K | SH | $1.99M 1.25% | 0.00 | 0.00 | 10.26K |
ISHARES TRSOLE | MSCI ACWI ETF | 18.30K | SH | $1.76M 1.10% | 0.00 | 0.00 | 18.30K |
ISHARES INCSOLE | CORE MSCI EMKT | 33.66K | SH | $1.66M 1.04% | 0.00 | 0.00 | 33.66K |
APA CORPORATIONSOLE | COM | 23.51K | SH | $803.4K 0.50% | 0.00 | 0.00 | 23.51K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 3.85K | SH | $515.4K 0.32% | 0.00 | 0.00 | 3.85K |
EXXON MOBIL CORPSOLE | COM | 4.74K | SH | $508.4K 0.32% | 0.00 | 0.00 | 4.74K |
SCHLUMBERGER LTDSOLE | COM | 6.90K | SH | $338.9K 0.21% | 0.00 | 0.00 | 6.90K |
AMAZON COM INCSOLE | COM | 2.22K | SH | $289.4K 0.18% | 0.00 | 0.00 | 2.22K |
ISHARES TRSOLE | CORE US AGGBD ETF | 2.70K | SH | $264.8K 0.17% | 0.00 | 0.00 | 2.70K |
ALPHABET INCSOLE | CAP STK CL C | 2K | SH | $241.9K 0.15% | 0.00 | 0.00 | 2K |
JPMORGAN CHASE & COMSOLE | COM | 1.64K | SH | $238.8K 0.15% | 0.00 | 0.00 | 1.64K |
ADVANCED MICRO DEVICES INCSOLE | COM | 2K | SH | $227.8K 0.14% | 0.00 | 0.00 | 2K |
MONGODB INCSOLE | CL A | 500.00 | SH | $205.5K 0.13% | 0.00 | 0.00 | 500.00 |
MICROSOFT CORPSOLE | COM | 500.00 | SH | $170.3K 0.11% | 0.00 | 0.00 | 500.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 333.00 | SH | $160.1K 0.10% | 0.00 | 0.00 | 333.00 |
BROADCOMSOLE | COM | 152.00 | SH | $131.8K 0.08% | 0.00 | 0.00 | 152.00 |