Filed: 4/5/2023ACC: 0001840888-23-000002
📋 What this filing means
ROTH FINANCIAL PARTNERS LLC filed this quarterly 13F‑HR report disclosing 23 equity positions with a total reported market value of $150.19M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
23
Positions
$150.19M
Total AUM (reported)
1.33M
Total Shares
Allocation by class
CORE MSCI EAFE$32.66M21.7%
CORE S&P500 ETF$30.26M20.2%
TR UNIT$26.08M17.4%
CORE S&P SCP ETF$15.26M10.2%
S&P500 EQL WGT$11.76M7.8%
S&P 500 ETF SHS$9.14M6.1%
FTSE DEV MKT ETF$7.67M5.1%
Portfolio Concentration
Top 3$89.00M59.3%
4–10$53.71M35.8%
11–25$7.48M5.0%
Top 3 weight
59.3%
Top 10 weight
95.0%
Voting Authority Distribution
Total shares with voting rights: 1.33M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.33M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole23
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings23
Rows:
ISHARES TR
SOLEShares488.57K
TypeSH
Market value$32.66M
21.75%
Sole
0.00
Shared
0.00
None
488.57K
ISHARES TR
SOLEShares73.62K
TypeSH
Market value$30.26M
20.15%
Sole
0.00
Shared
0.00
None
73.62K
SPDR S&P 500 ETF TR
SOLEShares63.76K
TypeSH
Market value$26.08M
17.36%
Sole
0.00
Shared
0.00
None
63.76K
ISHARES TR
SOLEShares157.92K
TypeSH
Market value$15.26M
10.16%
Sole
0.00
Shared
0.00
None
157.92K
INVESCO EXCHANGE TRADED FD T
SOLEShares81.34K
TypeSH
Market value$11.76M
7.83%
Sole
0.00
Shared
0.00
None
81.34K
VANGUARD INDEX FDS
SOLEShares24.30K
TypeSH
Market value$9.14M
6.08%
Sole
0.00
Shared
0.00
None
24.30K
VANGUARD TAX-MANAGED INTL FD
SOLEShares169.91K
TypeSH
Market value$7.67M
5.11%
Sole
0.00
Shared
0.00
None
169.91K
VANGUARD INTL EQUITY INDEX F
SOLEShares138.26K
TypeSH
Market value$5.59M
3.72%
Sole
0.00
Shared
0.00
None
138.26K
VANGUARD INDEX FDS
SOLEShares13.76K
TypeSH
Market value$2.61M
1.74%
Sole
0.00
Shared
0.00
None
13.76K
APPLE INC
SOLEShares10.26K
TypeSH
Market value$1.69M
1.13%
Sole
0.00
Shared
0.00
None
10.26K
ISHARES TR
SOLEShares18.30K
TypeSH
Market value$1.67M
1.11%
Sole
0.00
Shared
0.00
None
18.30K
ISHARES INC
SOLEShares33.95K
TypeSH
Market value$1.66M
1.10%
Sole
0.00
Shared
0.00
None
33.95K
APA CORPORATION
SOLEShares23.51K
TypeSH
Market value$847.9K
0.56%
Sole
0.00
Shared
0.00
None
23.51K
NVIDIA CORPORATION
SOLEShares2.13K
TypeSH
Market value$593.0K
0.39%
Sole
0.00
Shared
0.00
None
2.13K
EXXON MOBIL CORP
SOLEShares4.74K
TypeSH
Market value$519.8K
0.35%
Sole
0.00
Shared
0.00
None
4.74K
INTERNATIONAL BUSINESS MACHS
SOLEShares3.85K
TypeSH
Market value$505.0K
0.34%
Sole
0.00
Shared
0.00
None
3.85K
ISHARES TR
SOLEShares3.81K
TypeSH
Market value$379.9K
0.25%
Sole
0.00
Shared
0.00
None
3.81K
SCHLUMBERGER LTD
SOLEShares6.90K
TypeSH
Market value$338.8K
0.23%
Sole
0.00
Shared
0.00
None
6.90K
AMAZON COM INC
SOLEShares2.22K
TypeSH
Market value$229.3K
0.15%
Sole
0.00
Shared
0.00
None
2.22K
JPMORGAN CHASE & COM
SOLEShares1.64K
TypeSH
Market value$214.0K
0.14%
Sole
0.00
Shared
0.00
None
1.64K
ALPHABET INC
SOLEShares2K
TypeSH
Market value$208.0K
0.14%
Sole
0.00
Shared
0.00
None
2K
UNITEDHEALTH GROUP INC
SOLEShares361.00
TypeSH
Market value$170.6K
0.11%
Sole
0.00
Shared
0.00
None
361.00
MICROSOFT CORP
SOLEShares500.00
TypeSH
Market value$144.2K
0.10%
Sole
0.00
Shared
0.00
None
500.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE MSCI EAFE | 488.57K | SH | $32.66M 21.75% | 0.00 | 0.00 | 488.57K |
ISHARES TRSOLE | CORE S&P500 ETF | 73.62K | SH | $30.26M 20.15% | 0.00 | 0.00 | 73.62K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 63.76K | SH | $26.08M 17.36% | 0.00 | 0.00 | 63.76K |
ISHARES TRSOLE | CORE S&P SCP ETF | 157.92K | SH | $15.26M 10.16% | 0.00 | 0.00 | 157.92K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 81.34K | SH | $11.76M 7.83% | 0.00 | 0.00 | 81.34K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 24.30K | SH | $9.14M 6.08% | 0.00 | 0.00 | 24.30K |
VANGUARD TAX-MANAGED INTL FDSOLE | FTSE DEV MKT ETF | 169.91K | SH | $7.67M 5.11% | 0.00 | 0.00 | 169.91K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 138.26K | SH | $5.59M 3.72% | 0.00 | 0.00 | 138.26K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 13.76K | SH | $2.61M 1.74% | 0.00 | 0.00 | 13.76K |
APPLE INCSOLE | COM | 10.26K | SH | $1.69M 1.13% | 0.00 | 0.00 | 10.26K |
ISHARES TRSOLE | MSCI ACWI ETF | 18.30K | SH | $1.67M 1.11% | 0.00 | 0.00 | 18.30K |
ISHARES INCSOLE | CORE MSCI EMKT | 33.95K | SH | $1.66M 1.10% | 0.00 | 0.00 | 33.95K |
APA CORPORATIONSOLE | COM | 23.51K | SH | $847.9K 0.56% | 0.00 | 0.00 | 23.51K |
NVIDIA CORPORATIONSOLE | COM | 2.13K | SH | $593.0K 0.39% | 0.00 | 0.00 | 2.13K |
EXXON MOBIL CORPSOLE | COM | 4.74K | SH | $519.8K 0.35% | 0.00 | 0.00 | 4.74K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 3.85K | SH | $505.0K 0.34% | 0.00 | 0.00 | 3.85K |
ISHARES TRSOLE | CORE US AGGBD ETF | 3.81K | SH | $379.9K 0.25% | 0.00 | 0.00 | 3.81K |
SCHLUMBERGER LTDSOLE | COM | 6.90K | SH | $338.8K 0.23% | 0.00 | 0.00 | 6.90K |
AMAZON COM INCSOLE | COM | 2.22K | SH | $229.3K 0.15% | 0.00 | 0.00 | 2.22K |
JPMORGAN CHASE & COMSOLE | COM | 1.64K | SH | $214.0K 0.14% | 0.00 | 0.00 | 1.64K |
ALPHABET INCSOLE | CAP STK CL C | 2K | SH | $208.0K 0.14% | 0.00 | 0.00 | 2K |
UNITEDHEALTH GROUP INCSOLE | COM | 361.00 | SH | $170.6K 0.11% | 0.00 | 0.00 | 361.00 |
MICROSOFT CORPSOLE | COM | 500.00 | SH | $144.2K 0.10% | 0.00 | 0.00 | 500.00 |