Filed: 1/19/2023ACC: 0001840888-23-000001
📋 What this filing means
ROTH FINANCIAL PARTNERS LLC filed this quarterly 13F‑HR report disclosing 21 equity positions with a total reported market value of $138.39M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
21
Positions
$138.39M
Total AUM (reported)
1.29M
Total Shares
Allocation by class
CORE MSCI EAFE$29.32M21.2%
CORE S&P500 ETF$27.22M19.7%
TR UNIT$24.60M17.8%
CORE S&P SCP ETF$14.68M10.6%
S&P500 EQL WGT$11.33M8.2%
S&P 500 ETF SHS$8.30M6.0%
FTSE DEV MKT ETF$7.18M5.2%
Portfolio Concentration
Top 3$81.13M58.6%
4–10$50.94M36.8%
11–25$6.32M4.6%
Top 3 weight
58.6%
Top 10 weight
95.4%
Voting Authority Distribution
Total shares with voting rights: 1.29M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.29M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole21
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings21
Rows:
ISHARES TR
SOLEShares475.61K
TypeSH
Market value$29.32M
21.18%
Sole
0.00
Shared
0.00
None
475.61K
ISHARES TR
SOLEShares70.84K
TypeSH
Market value$27.22M
19.67%
Sole
0.00
Shared
0.00
None
70.84K
SPDR S&P 500 ETF TR
SOLEShares64.31K
TypeSH
Market value$24.60M
17.77%
Sole
0.00
Shared
0.00
None
64.31K
ISHARES TR
SOLEShares155.07K
TypeSH
Market value$14.68M
10.61%
Sole
0.00
Shared
0.00
None
155.07K
INVESCO EXCHANGE TRADED FD T
SOLEShares80.23K
TypeSH
Market value$11.33M
8.19%
Sole
0.00
Shared
0.00
None
80.23K
VANGUARD INDEX FDS
SOLEShares23.63K
TypeSH
Market value$8.30M
6.00%
Sole
0.00
Shared
0.00
None
23.63K
VANGUARD TAX-MANAGED INTL FD
SOLEShares170.71K
TypeSH
Market value$7.18M
5.19%
Sole
0.00
Shared
0.00
None
170.71K
VANGUARD INTL EQUITY INDEX F
SOLEShares132.82K
TypeSH
Market value$5.18M
3.74%
Sole
0.00
Shared
0.00
None
132.82K
VANGUARD INDEX FDS
SOLEShares14.37K
TypeSH
Market value$2.64M
1.91%
Sole
0.00
Shared
0.00
None
14.37K
ISHARES TR
SOLEShares19.23K
TypeSH
Market value$1.63M
1.18%
Sole
0.00
Shared
0.00
None
19.23K
ISHARES INC
SOLEShares34.16K
TypeSH
Market value$1.60M
1.15%
Sole
0.00
Shared
0.00
None
34.16K
APPLE INC
SOLEShares10.26K
TypeSH
Market value$1.33M
0.96%
Sole
0.00
Shared
0.00
None
10.26K
APA CORPORATION
SOLEShares15.10K
TypeSH
Market value$705.0K
0.51%
Sole
0.00
Shared
0.00
None
15.10K
INTERNATIONAL BUSINESS MACHS
SOLEShares3.85K
TypeSH
Market value$543.0K
0.39%
Sole
0.00
Shared
0.00
None
3.85K
EXXON MOBIL CORP
SOLEShares4.74K
TypeSH
Market value$523.0K
0.38%
Sole
0.00
Shared
0.00
None
4.74K
ISHARES TR
SOLEShares3.81K
TypeSH
Market value$370.0K
0.27%
Sole
0.00
Shared
0.00
None
3.81K
SCHLUMBERGER LTD
SOLEShares6.90K
TypeSH
Market value$369.0K
0.27%
Sole
0.00
Shared
0.00
None
6.90K
NVIDIA CORPORATION
SOLEShares2.13K
TypeSH
Market value$312.0K
0.23%
Sole
0.00
Shared
0.00
None
2.13K
UNITEDHEALTH GROUP INC
SOLEShares421.00
TypeSH
Market value$223.0K
0.16%
Sole
0.00
Shared
0.00
None
421.00
JPMORGAN CHASE & COM
SOLEShares1.66K
TypeSH
Market value$222.0K
0.16%
Sole
0.00
Shared
0.00
None
1.66K
MICROSOFT CORP
SOLEShares500.00
TypeSH
Market value$120.0K
0.09%
Sole
0.00
Shared
0.00
None
500.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE MSCI EAFE | 475.61K | SH | $29.32M 21.18% | 0.00 | 0.00 | 475.61K |
ISHARES TRSOLE | CORE S&P500 ETF | 70.84K | SH | $27.22M 19.67% | 0.00 | 0.00 | 70.84K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 64.31K | SH | $24.60M 17.77% | 0.00 | 0.00 | 64.31K |
ISHARES TRSOLE | CORE S&P SCP ETF | 155.07K | SH | $14.68M 10.61% | 0.00 | 0.00 | 155.07K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 80.23K | SH | $11.33M 8.19% | 0.00 | 0.00 | 80.23K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 23.63K | SH | $8.30M 6.00% | 0.00 | 0.00 | 23.63K |
VANGUARD TAX-MANAGED INTL FDSOLE | FTSE DEV MKT ETF | 170.71K | SH | $7.18M 5.19% | 0.00 | 0.00 | 170.71K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 132.82K | SH | $5.18M 3.74% | 0.00 | 0.00 | 132.82K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 14.37K | SH | $2.64M 1.91% | 0.00 | 0.00 | 14.37K |
ISHARES TRSOLE | MSCI ACWI ETF | 19.23K | SH | $1.63M 1.18% | 0.00 | 0.00 | 19.23K |
ISHARES INCSOLE | CORE MSCI EMKT | 34.16K | SH | $1.60M 1.15% | 0.00 | 0.00 | 34.16K |
APPLE INCSOLE | COM | 10.26K | SH | $1.33M 0.96% | 0.00 | 0.00 | 10.26K |
APA CORPORATIONSOLE | COM | 15.10K | SH | $705.0K 0.51% | 0.00 | 0.00 | 15.10K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 3.85K | SH | $543.0K 0.39% | 0.00 | 0.00 | 3.85K |
EXXON MOBIL CORPSOLE | COM | 4.74K | SH | $523.0K 0.38% | 0.00 | 0.00 | 4.74K |
ISHARES TRSOLE | CORE US AGGBD ETF | 3.81K | SH | $370.0K 0.27% | 0.00 | 0.00 | 3.81K |
SCHLUMBERGER LTDSOLE | COM | 6.90K | SH | $369.0K 0.27% | 0.00 | 0.00 | 6.90K |
NVIDIA CORPORATIONSOLE | COM | 2.13K | SH | $312.0K 0.23% | 0.00 | 0.00 | 2.13K |
UNITEDHEALTH GROUP INCSOLE | COM | 421.00 | SH | $223.0K 0.16% | 0.00 | 0.00 | 421.00 |
JPMORGAN CHASE & COMSOLE | COM | 1.66K | SH | $222.0K 0.16% | 0.00 | 0.00 | 1.66K |
MICROSOFT CORPSOLE | COM | 500.00 | SH | $120.0K 0.09% | 0.00 | 0.00 | 500.00 |