Filed: 10/7/2022ACC: 0001840888-22-000004
📋 What this filing means
ROTH FINANCIAL PARTNERS LLC filed this quarterly 13F‑HR report disclosing 25 equity positions with a total reported market value of $124.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
25
Positions
$124.7K
Total AUM (reported)
1.30M
Total Shares
Allocation by class
CORE S&P500 ETF$24.8K19.9%
CORE MSCI EAFE$24.5K19.7%
TR UNIT$23.2K18.6%
CORE S&P SCP ETF$13.4K10.8%
S&P500 EQL WGT$9.8K7.8%
S&P 500 ETF SHS$7.0K5.7%
FTSE DEV MKT ETF$6.0K4.8%
Portfolio Concentration
Top 3$72.6K58.2%
4–10$44.7K35.9%
11–25$7.4K5.9%
Top 3 weight
58.2%
Top 10 weight
94.1%
Voting Authority Distribution
Total shares with voting rights: 1.30M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.30M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole25
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings25
Rows:
ISHARES TR
SOLEShares69.15K
TypeSH
Market value$24.8K
19.89%
Sole
0.00
Shared
0.00
None
69.15K
ISHARES TR
SOLEShares465.83K
TypeSH
Market value$24.5K
19.68%
Sole
0.00
Shared
0.00
None
465.83K
SPDR S&P 500 ETF TR
SOLEShares65K
TypeSH
Market value$23.2K
18.64%
Sole
0.00
Shared
0.00
None
65K
ISHARES TR
SOLEShares153.93K
TypeSH
Market value$13.4K
10.77%
Sole
0.00
Shared
0.00
None
153.93K
INVESCO EXCHANGE TRADED FD T
SOLEShares76.83K
TypeSH
Market value$9.8K
7.84%
Sole
0.00
Shared
0.00
None
76.83K
VANGUARD INDEX FDS
SOLEShares21.47K
TypeSH
Market value$7.0K
5.65%
Sole
0.00
Shared
0.00
None
21.47K
VANGUARD TAX-MANAGED INTL FD
SOLEShares164.72K
TypeSH
Market value$6.0K
4.81%
Sole
0.00
Shared
0.00
None
164.72K
VANGUARD INTL EQUITY INDEX F
SOLEShares124.55K
TypeSH
Market value$4.5K
3.64%
Sole
0.00
Shared
0.00
None
124.55K
VANGUARD INDEX FDS
SOLEShares14.37K
TypeSH
Market value$2.5K
1.97%
Sole
0.00
Shared
0.00
None
14.37K
ISHARES TR
SOLEShares19.23K
TypeSH
Market value$1.5K
1.20%
Sole
0.00
Shared
0.00
None
19.23K
ISHARES INC
SOLEShares33.78K
TypeSH
Market value$1.5K
1.17%
Sole
0.00
Shared
0.00
None
33.78K
APPLE INC
SOLEShares10.34K
TypeSH
Market value$1.4K
1.15%
Sole
0.00
Shared
0.00
None
10.34K
ISHARES TR
SOLEShares8.38K
TypeSH
Market value$860.00
0.69%
Sole
0.00
Shared
0.00
None
8.38K
APA CORPORATION
SOLEShares16.10K
TypeSH
Market value$551.00
0.44%
Sole
0.00
Shared
0.00
None
16.10K
INTERNATIONAL BUSINESS MACHS
SOLEShares3.85K
TypeSH
Market value$458.00
0.37%
Sole
0.00
Shared
0.00
None
3.85K
EXXON MOBIL CORP
SOLEShares5.23K
TypeSH
Market value$457.00
0.37%
Sole
0.00
Shared
0.00
None
5.23K
ISHARES TR
SOLEShares3.95K
TypeSH
Market value$405.00
0.32%
Sole
0.00
Shared
0.00
None
3.95K
ISHARES TR
SOLEShares2.75K
TypeSH
Market value$265.00
0.21%
Sole
0.00
Shared
0.00
None
2.75K
NVIDIA CORPORATION
SOLEShares2.13K
TypeSH
Market value$259.00
0.21%
Sole
0.00
Shared
0.00
None
2.13K
UNITEDHEALTH GROUP INC
SOLEShares507.00
TypeSH
Market value$256.00
0.21%
Sole
0.00
Shared
0.00
None
507.00
AMAZON COM INC
SOLEShares2.22K
TypeSH
Market value$251.00
0.20%
Sole
0.00
Shared
0.00
None
2.22K
SCHLUMBERGER LTD
SOLEShares6.90K
TypeSH
Market value$248.00
0.20%
Sole
0.00
Shared
0.00
None
6.90K
JPMORGAN CHASE & COM
SOLEShares1.85K
TypeSH
Market value$193.00
0.15%
Sole
0.00
Shared
0.00
None
1.85K
SOUTHWESTERN ENERGY CO
SOLEShares27.40K
TypeSH
Market value$168.00
0.13%
Sole
0.00
Shared
0.00
None
27.40K
MICROSOFT CORP
SOLEShares500.00
TypeSH
Market value$116.00
0.09%
Sole
0.00
Shared
0.00
None
500.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 69.15K | SH | $24.8K 19.89% | 0.00 | 0.00 | 69.15K |
ISHARES TRSOLE | CORE MSCI EAFE | 465.83K | SH | $24.5K 19.68% | 0.00 | 0.00 | 465.83K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 65K | SH | $23.2K 18.64% | 0.00 | 0.00 | 65K |
ISHARES TRSOLE | CORE S&P SCP ETF | 153.93K | SH | $13.4K 10.77% | 0.00 | 0.00 | 153.93K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 76.83K | SH | $9.8K 7.84% | 0.00 | 0.00 | 76.83K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 21.47K | SH | $7.0K 5.65% | 0.00 | 0.00 | 21.47K |
VANGUARD TAX-MANAGED INTL FDSOLE | FTSE DEV MKT ETF | 164.72K | SH | $6.0K 4.81% | 0.00 | 0.00 | 164.72K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 124.55K | SH | $4.5K 3.64% | 0.00 | 0.00 | 124.55K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 14.37K | SH | $2.5K 1.97% | 0.00 | 0.00 | 14.37K |
ISHARES TRSOLE | MSCI ACWI ETF | 19.23K | SH | $1.5K 1.20% | 0.00 | 0.00 | 19.23K |
ISHARES INCSOLE | CORE MSCI EMKT | 33.78K | SH | $1.5K 1.17% | 0.00 | 0.00 | 33.78K |
APPLE INCSOLE | COM | 10.34K | SH | $1.4K 1.15% | 0.00 | 0.00 | 10.34K |
ISHARES TRSOLE | NATIONAL MUN ETF | 8.38K | SH | $860.00 0.69% | 0.00 | 0.00 | 8.38K |
APA CORPORATIONSOLE | COM | 16.10K | SH | $551.00 0.44% | 0.00 | 0.00 | 16.10K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 3.85K | SH | $458.00 0.37% | 0.00 | 0.00 | 3.85K |
EXXON MOBIL CORPSOLE | COM | 5.23K | SH | $457.00 0.37% | 0.00 | 0.00 | 5.23K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 3.95K | SH | $405.00 0.32% | 0.00 | 0.00 | 3.95K |
ISHARES TRSOLE | CORE US AGGBD ETF | 2.75K | SH | $265.00 0.21% | 0.00 | 0.00 | 2.75K |
NVIDIA CORPORATIONSOLE | COM | 2.13K | SH | $259.00 0.21% | 0.00 | 0.00 | 2.13K |
UNITEDHEALTH GROUP INCSOLE | COM | 507.00 | SH | $256.00 0.21% | 0.00 | 0.00 | 507.00 |
AMAZON COM INCSOLE | COM | 2.22K | SH | $251.00 0.20% | 0.00 | 0.00 | 2.22K |
SCHLUMBERGER LTDSOLE | COM | 6.90K | SH | $248.00 0.20% | 0.00 | 0.00 | 6.90K |
JPMORGAN CHASE & COMSOLE | COM | 1.85K | SH | $193.00 0.15% | 0.00 | 0.00 | 1.85K |
SOUTHWESTERN ENERGY COSOLE | COM | 27.40K | SH | $168.00 0.13% | 0.00 | 0.00 | 27.40K |
MICROSOFT CORPSOLE | COM | 500.00 | SH | $116.00 0.09% | 0.00 | 0.00 | 500.00 |