ROSSBY FINANCIAL, LCC

Filed: 5/11/2026ACC: 0002056510-26-000002

📋 What this filing means

ROSSBY FINANCIAL, LCC filed this quarterly 13F‑HR report disclosing 2257 equity positions with a total reported market value of $489.43M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

2257

Positions

$489.43M

Total AUM (reported)

8.87M

Total Shares

Allocation by class

ETF$312.80M63.9%

STOCK$154.89M31.6%

CEF$11.07M2.3%

ADR$7.01M1.4%

REIT$3.52M0.7%

CONVERTIBLE PREFERRED$149.6K0.0%

Portfolio Concentration

Top 3$54.09M11.1%

4–10$53.35M10.9%

11–25$75.38M15.4%

Rest$306.61M62.6%

Top 3 weight

11.1%

Top 10 weight

22.0%

Voting Authority Distribution

Total shares with voting rights: 8.87M

Sole

Full voting authority

8.87M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole2257

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings2257

Rows:

CALVERT INTERNATIONAL RESPONSIBLE INDEX ETF

SOLE

ETF

Shares360.72K

TypeSH

Market value$26.66M

5.45%

Sole

360.72K

Shared

0.00

None

0.00

CALVERT US LARGE-CAP CORE RESPONSIBLE INDEX ETF

SOLE

ETF

Shares219.19K

TypeSH

Market value$17.70M

3.62%

Sole

219.19K

Shared

0.00

None

0.00

ISHARES RUSSELL 2500 ETF

SOLE

ETF

Shares126.21K

TypeSH

Market value$9.72M

1.99%

Sole

126.21K

Shared

0.00

None

0.00

FREEDOM 100 EMERGING MARKETS ETF

SOLE

ETF

Shares164.42K

TypeSH

Market value$9.18M

1.88%

Sole

164.42K

Shared

0.00

None

0.00

NVIDIA CORPORATION COM

SOLE

Stock

Shares46.39K

TypeSH

Market value$8.15M

1.67%

Sole

46.39K

Shared

0.00

None

0.00

STATE STREET SPDR S&P 500 ETF

SOLE

ETF

Shares11.59K

TypeSH

Market value$7.59M

1.55%

Sole

11.59K

Shared

0.00

None

0.00

APPLE INC COM

SOLE

Stock

Shares29.50K

TypeSH

Market value$7.54M

1.54%

Sole

29.50K

Shared

0.00

None

0.00

VANGUARD S&P 500 ETF

SOLE

ETF

Shares12.30K

TypeSH

Market value$7.41M

1.51%

Sole

12.30K

Shared

0.00

None

0.00

VANGUARD INTERMEDIATE-TERM BOND ETF

SOLE

ETF

Shares93.05K

TypeSH

Market value$7.16M

1.46%

Sole

93.05K

Shared

0.00

None

0.00

VANECK GREEN BOND ETF

SOLE

ETF

Shares264.70K

TypeSH

Market value$6.32M

1.29%

Sole

264.70K

Shared

0.00

None

0.00

ISHARES SILVER TRUST

SOLE

ETF

Shares92.19K

TypeSH

Market value$6.28M

1.28%

Sole

92.19K

Shared

0.00

None

0.00

VANGUARD CONSUMER STAPLES ETF

SOLE

ETF

Shares25.29K

TypeSH

Market value$5.66M

1.16%

Sole

25.29K

Shared

0.00

None

0.00

ISHARES ESG AWARE US AGGREGATE BOND ETF

SOLE

ETF

Shares119.31K

TypeSH

Market value$5.66M

1.16%

Sole

119.31K

Shared

0.00

None

0.00

SCHWAB U.S. LARGE-CAP GROWTH ETF

SOLE

ETF

Shares187.73K

TypeSH

Market value$5.52M

1.13%

Sole

187.73K

Shared

0.00

None

0.00

VANGUARD GROWTH ETF

SOLE

ETF

Shares12.50K

TypeSH

Market value$5.52M

1.13%

Sole

12.50K

Shared

0.00

None

0.00

MICROSOFT CORP COM

SOLE

Stock

Shares14.66K

TypeSH

Market value$5.42M

1.11%

Sole

14.66K

Shared

0.00

None

0.00

ISHARES MSCI USA QUALITY FACTOR ETF

SOLE

ETF

Shares27.02K

TypeSH

Market value$5.21M

1.06%

Sole

27.02K

Shared

0.00

None

0.00

ISHARES CORE S&P 500 ETF

SOLE

ETF

Shares7.59K

TypeSH

Market value$4.99M

1.02%

Sole

7.58K

Shared

0.00

None

0.00

SPROTT ASSET MANAGEMENT LP PHYSICAL SILVER

SOLE

CEF

Shares195.96K

TypeSH

Market value$4.79M

0.98%

Sole

195.96K

Shared

0.00

None

0.00

ALPHABET INC CAP STK CL C

SOLE

Stock

Shares16.14K

TypeSH

Market value$4.76M

0.97%

Sole

16.14K

Shared

0.00

None

0.00

SCHWAB FUNDAMENTAL U.S. BROAD MARKET ETF

SOLE

ETF

Shares168.08K

TypeSH

Market value$4.58M

0.94%

Sole

168.07K

Shared

0.00

None

0.00

ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF

SOLE

ETF

Shares55.92K

TypeSH

Market value$4.44M

0.91%

Sole

55.92K

Shared

0.00

None

0.00

ISHARES CORE S&P MID-CAP ETF

SOLE

ETF

Shares64.03K

TypeSH

Market value$4.36M

0.89%

Sole

64.03K

Shared

0.00

None

0.00

SPDR GOLD SHARES

SOLE

ETF

Shares9.42K

TypeSH

Market value$4.13M

0.84%

Sole

9.42K

Shared

0.00

None

0.00

VANGUARD HIGH DIVIDEND YIELD INDEX ETF

SOLE

ETF

Shares27.57K

TypeSH

Market value$4.08M

0.83%

Sole

27.56K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
CALVERT INTERNATIONAL RESPONSIBLE INDEX ETFSOLE	ETF	360.72K	SH	$26.66M 5.45%	360.72K
CALVERT US LARGE-CAP CORE RESPONSIBLE INDEX ETFSOLE	ETF	219.19K	SH	$17.70M 3.62%	219.19K
ISHARES RUSSELL 2500 ETFSOLE	ETF	126.21K	SH	$9.72M 1.99%	126.21K
FREEDOM 100 EMERGING MARKETS ETFSOLE	ETF	164.42K	SH	$9.18M 1.88%	164.42K
NVIDIA CORPORATION COMSOLE	Stock	46.39K	SH	$8.15M 1.67%	46.39K
STATE STREET SPDR S&P 500 ETFSOLE	ETF	11.59K	SH	$7.59M 1.55%	11.59K
APPLE INC COMSOLE	Stock	29.50K	SH	$7.54M 1.54%	29.50K
VANGUARD S&P 500 ETFSOLE	ETF	12.30K	SH	$7.41M 1.51%	12.30K
VANGUARD INTERMEDIATE-TERM BOND ETFSOLE	ETF	93.05K	SH	$7.16M 1.46%	93.05K
VANECK GREEN BOND ETFSOLE	ETF	264.70K	SH	$6.32M 1.29%	264.70K
ISHARES SILVER TRUSTSOLE	ETF	92.19K	SH	$6.28M 1.28%	92.19K
VANGUARD CONSUMER STAPLES ETFSOLE	ETF	25.29K	SH	$5.66M 1.16%	25.29K
ISHARES ESG AWARE US AGGREGATE BOND ETFSOLE	ETF	119.31K	SH	$5.66M 1.16%	119.31K
SCHWAB U.S. LARGE-CAP GROWTH ETFSOLE	ETF	187.73K	SH	$5.52M 1.13%	187.73K
VANGUARD GROWTH ETFSOLE	ETF	12.50K	SH	$5.52M 1.13%	12.50K
MICROSOFT CORP COMSOLE	Stock	14.66K	SH	$5.42M 1.11%	14.66K
ISHARES MSCI USA QUALITY FACTOR ETFSOLE	ETF	27.02K	SH	$5.21M 1.06%	27.02K
ISHARES CORE S&P 500 ETFSOLE	ETF	7.59K	SH	$4.99M 1.02%	7.58K
SPROTT ASSET MANAGEMENT LP PHYSICAL SILVERSOLE	CEF	195.96K	SH	$4.79M 0.98%	195.96K
ALPHABET INC CAP STK CL CSOLE	Stock	16.14K	SH	$4.76M 0.97%	16.14K
SCHWAB FUNDAMENTAL U.S. BROAD MARKET ETFSOLE	ETF	168.08K	SH	$4.58M 0.94%	168.07K
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETFSOLE	ETF	55.92K	SH	$4.44M 0.91%	55.92K
ISHARES CORE S&P MID-CAP ETFSOLE	ETF	64.03K	SH	$4.36M 0.89%	64.03K
SPDR GOLD SHARESSOLE	ETF	9.42K	SH	$4.13M 0.84%	9.42K
VANGUARD HIGH DIVIDEND YIELD INDEX ETFSOLE	ETF	27.57K	SH	$4.08M 0.83%	27.56K

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