ROSSBY FINANCIAL, LCC

Filed: 2/12/2026ACC: 0002056510-26-000001

📋 What this filing means

ROSSBY FINANCIAL, LCC filed this quarterly 13F‑HR report disclosing 1799 equity positions with a total reported market value of $324.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1799

Positions

$324.20M

Total AUM (reported)

6.54M

Total Shares

Allocation by class

ETF$186.87M57.6%

STOCK$118.21M36.5%

CEF$10.60M3.3%

ADR$5.05M1.6%

REIT$3.42M1.1%

CONVERTIBLE PREFERRED$52.7K0.0%

Portfolio Concentration

Top 3$47.33M14.6%

4–10$47.28M14.6%

11–25$52.03M16.0%

Rest$177.56M54.8%

Top 3 weight

14.6%

Top 10 weight

29.2%

Voting Authority Distribution

Total shares with voting rights: 6.54M

Sole

Full voting authority

6.54M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole1799

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings1799

Rows:

CALVERT INTERNATIONAL RESPONSIBLE INDEX ETF

SOLE

ETF

Shares310.12K

TypeSH

Market value$22.11M

6.82%

Sole

310.12K

Shared

0.00

None

0.00

CALVERT US LARGE-CAP CORE RESPONSIBLE INDEX ETF

SOLE

ETF

Shares174.02K

TypeSH

Market value$14.66M

4.52%

Sole

174.02K

Shared

0.00

None

0.00

FREEDOM 100 EMERGING MARKETS ETF

SOLE

ETF

Shares206K

TypeSH

Market value$10.56M

3.26%

Sole

206K

Shared

0.00

None

0.00

ISHARES RUSSELL 2500 ETF

SOLE

ETF

Shares109.79K

TypeSH

Market value$8.23M

2.54%

Sole

109.79K

Shared

0.00

None

0.00

VANECK GREEN BOND ETF

SOLE

ETF

Shares313.81K

TypeSH

Market value$7.64M

2.36%

Sole

313.81K

Shared

0.00

None

0.00

APPLE INC COM

SOLE

Stock

Shares27.32K

TypeSH

Market value$7.43M

2.29%

Sole

27.32K

Shared

0.00

None

0.00

VANGUARD INTERMEDIATE-TERM BOND ETF

SOLE

ETF

Shares89.04K

TypeSH

Market value$6.93M

2.14%

Sole

89.04K

Shared

0.00

None

0.00

NVIDIA CORPORATION COM

SOLE

Stock

Shares35.88K

TypeSH

Market value$6.69M

2.06%

Sole

35.88K

Shared

0.00

None

0.00

VANGUARD CONSUMER STAPLES ETF

SOLE

ETF

Shares25.90K

TypeSH

Market value$5.47M

1.69%

Sole

25.90K

Shared

0.00

None

0.00

MICROSOFT CORP COM

SOLE

Stock

Shares10.11K

TypeSH

Market value$4.89M

1.51%

Sole

10.11K

Shared

0.00

None

0.00

SPROTT ASSET MANAGEMENT LP PHYSICAL SILVER

SOLE

CEF

Shares199.20K

TypeSH

Market value$4.71M

1.45%

Sole

199.20K

Shared

0.00

None

0.00

ISHARES CORE S&P MID-CAP ETF

SOLE

ETF

Shares67.86K

TypeSH

Market value$4.48M

1.38%

Sole

67.86K

Shared

0.00

None

0.00

ISHARES SILVER TRUST

SOLE

ETF

Shares63.40K

TypeSH

Market value$4.08M

1.26%

Sole

63.40K

Shared

0.00

None

0.00

VANGUARD GROWTH ETF

SOLE

ETF

Shares8.33K

TypeSH

Market value$4.07M

1.25%

Sole

8.33K

Shared

0.00

None

0.00

ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF

SOLE

ETF

Shares48.04K

TypeSH

Market value$3.87M

1.19%

Sole

48.04K

Shared

0.00

None

0.00

BLUEROCK PVT REAL ESTATE FD COM

SOLE

CEF

Shares254.78K

TypeSH

Market value$3.82M

1.18%

Sole

254.78K

Shared

0.00

None

0.00

NUVEEN ESG SMALL-CAP ETF

SOLE

ETF

Shares77.81K

TypeSH

Market value$3.47M

1.07%

Sole

77.81K

Shared

0.00

None

0.00

ISHARES CORE S&P 500 ETF

SOLE

ETF

Shares4.71K

TypeSH

Market value$3.23M

1.00%

Sole

4.71K

Shared

0.00

None

0.00

SPDR GOLD SHARES

SOLE

ETF

Shares8.03K

TypeSH

Market value$3.18M

0.98%

Sole

8.03K

Shared

0.00

None

0.00

ALPHABET INC CAP STK CL A

SOLE

Stock

Shares9.98K

TypeSH

Market value$3.13M

0.96%

Sole

9.98K

Shared

0.00

None

0.00

VANGUARD HIGH DIVIDEND YIELD INDEX ETF

SOLE

ETF

Shares21.69K

TypeSH

Market value$3.11M

0.96%

Sole

21.69K

Shared

0.00

None

0.00

ISHARES ESG AWARE US AGGREGATE BOND ETF

SOLE

ETF

Shares62.23K

TypeSH

Market value$2.98M

0.92%

Sole

62.23K

Shared

0.00

None

0.00

ISHARES ESG AWARE USD CORPORATE BOND ETF

SOLE

ETF

Shares119.02K

TypeSH

Market value$2.78M

0.86%

Sole

119.02K

Shared

0.00

None

0.00

VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF

SOLE

ETF

Shares32K

TypeSH

Market value$2.68M

0.83%

Sole

32K

Shared

0.00

None

0.00

AMAZON COM INC COM

SOLE

Stock

Shares10.52K

TypeSH

Market value$2.43M

0.75%

Sole

10.52K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
CALVERT INTERNATIONAL RESPONSIBLE INDEX ETFSOLE	ETF	310.12K	SH	$22.11M 6.82%	310.12K
CALVERT US LARGE-CAP CORE RESPONSIBLE INDEX ETFSOLE	ETF	174.02K	SH	$14.66M 4.52%	174.02K
FREEDOM 100 EMERGING MARKETS ETFSOLE	ETF	206K	SH	$10.56M 3.26%	206K
ISHARES RUSSELL 2500 ETFSOLE	ETF	109.79K	SH	$8.23M 2.54%	109.79K
VANECK GREEN BOND ETFSOLE	ETF	313.81K	SH	$7.64M 2.36%	313.81K
APPLE INC COMSOLE	Stock	27.32K	SH	$7.43M 2.29%	27.32K
VANGUARD INTERMEDIATE-TERM BOND ETFSOLE	ETF	89.04K	SH	$6.93M 2.14%	89.04K
NVIDIA CORPORATION COMSOLE	Stock	35.88K	SH	$6.69M 2.06%	35.88K
VANGUARD CONSUMER STAPLES ETFSOLE	ETF	25.90K	SH	$5.47M 1.69%	25.90K
MICROSOFT CORP COMSOLE	Stock	10.11K	SH	$4.89M 1.51%	10.11K
SPROTT ASSET MANAGEMENT LP PHYSICAL SILVERSOLE	CEF	199.20K	SH	$4.71M 1.45%	199.20K
ISHARES CORE S&P MID-CAP ETFSOLE	ETF	67.86K	SH	$4.48M 1.38%	67.86K
ISHARES SILVER TRUSTSOLE	ETF	63.40K	SH	$4.08M 1.26%	63.40K
VANGUARD GROWTH ETFSOLE	ETF	8.33K	SH	$4.07M 1.25%	8.33K
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETFSOLE	ETF	48.04K	SH	$3.87M 1.19%	48.04K
BLUEROCK PVT REAL ESTATE FD COMSOLE	CEF	254.78K	SH	$3.82M 1.18%	254.78K
NUVEEN ESG SMALL-CAP ETFSOLE	ETF	77.81K	SH	$3.47M 1.07%	77.81K
ISHARES CORE S&P 500 ETFSOLE	ETF	4.71K	SH	$3.23M 1.00%	4.71K
SPDR GOLD SHARESSOLE	ETF	8.03K	SH	$3.18M 0.98%	8.03K
ALPHABET INC CAP STK CL ASOLE	Stock	9.98K	SH	$3.13M 0.96%	9.98K
VANGUARD HIGH DIVIDEND YIELD INDEX ETFSOLE	ETF	21.69K	SH	$3.11M 0.96%	21.69K
ISHARES ESG AWARE US AGGREGATE BOND ETFSOLE	ETF	62.23K	SH	$2.98M 0.92%	62.23K
ISHARES ESG AWARE USD CORPORATE BOND ETFSOLE	ETF	119.02K	SH	$2.78M 0.86%	119.02K
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETFSOLE	ETF	32K	SH	$2.68M 0.83%	32K
AMAZON COM INC COMSOLE	Stock	10.52K	SH	$2.43M 0.75%	10.52K

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