Filed: 11/10/2025ACC: 0002056510-25-000005
📋 What this filing means
ROSSBY FINANCIAL, LCC filed this quarterly 13F‑HR report disclosing 1475 equity positions with a total reported market value of $306.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1475
Positions
$306.80M
Total AUM (reported)
6.09M
Total Shares
Allocation by class
ETF$161.97M52.8%
STOCK$129.70M42.3%
CEF$5.47M1.8%
ADR$4.85M1.6%
REIT$4.60M1.5%
CONVERTIBLE PREFERRED$202.4K0.1%
Portfolio Concentration
Top 3$42.19M13.8%
4–10$44.00M14.3%
11–25$48.21M15.7%
Rest$172.40M56.2%
Top 3 weight
13.8%
Top 10 weight
28.1%
Voting Authority Distribution
Total shares with voting rights: 6.09M
Sole
Full voting authority
6.09M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1475
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1475
Rows:
CALVERT INTERNATIONAL RESPONSIBLE INDEX ETF
SOLEShares286.83K
TypeSH
Market value$19.75M
6.44%
Sole
286.83K
Shared
0.00
None
0.00
CALVERT US LARGE-CAP CORE RESPONSIBLE INDEX ETF
SOLEShares162.10K
TypeSH
Market value$13.33M
4.35%
Sole
162.10K
Shared
0.00
None
0.00
FREEDOM 100 EMERGING MARKETS ETF
SOLEShares203.63K
TypeSH
Market value$9.11M
2.97%
Sole
203.63K
Shared
0.00
None
0.00
ISHARES RUSSELL 2500 ETF
SOLEShares100.46K
TypeSH
Market value$7.43M
2.42%
Sole
100.46K
Shared
0.00
None
0.00
VANECK GREEN BOND ETF
SOLEShares280.71K
TypeSH
Market value$6.85M
2.23%
Sole
280.71K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares26.58K
TypeSH
Market value$6.79M
2.21%
Sole
26.58K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares33.24K
TypeSH
Market value$6.22M
2.03%
Sole
33.24K
Shared
0.00
None
0.00
VANGUARD INTERMEDIATE-TERM BOND ETF
SOLEShares77.70K
TypeSH
Market value$6.07M
1.98%
Sole
77.70K
Shared
0.00
None
0.00
VANGUARD CONSUMER STAPLES ETF
SOLEShares25.03K
TypeSH
Market value$5.34M
1.74%
Sole
25.03K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares10.20K
TypeSH
Market value$5.30M
1.73%
Sole
10.20K
Shared
0.00
None
0.00
ISHARES CORE S&P MID-CAP ETF
SOLEShares69.24K
TypeSH
Market value$4.53M
1.48%
Sole
69.24K
Shared
0.00
None
0.00
ISHARES 7-10 YEAR TREASURY BOND ETF
SOLEShares46.91K
TypeSH
Market value$4.53M
1.48%
Sole
46.91K
Shared
0.00
None
0.00
ISHARES SILVER TRUST
SOLEShares101.10K
TypeSH
Market value$4.34M
1.41%
Sole
101.10K
Shared
0.00
None
0.00
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF
SOLEShares45.49K
TypeSH
Market value$3.68M
1.20%
Sole
45.49K
Shared
0.00
None
0.00
ISHARES RUSSELL TOP 200 GROWTH ETF
SOLEShares12.97K
TypeSH
Market value$3.57M
1.16%
Sole
12.97K
Shared
0.00
None
0.00
NUVEEN ESG SMALL-CAP ETF
SOLEShares79.40K
TypeSH
Market value$3.52M
1.15%
Sole
79.40K
Shared
0.00
None
0.00
SPROTT ASSET MANAGEMENT LP PHYSICAL SILVER
SOLEShares199.55K
TypeSH
Market value$3.18M
1.04%
Sole
199.55K
Shared
0.00
None
0.00
ISHARES CORE S&P 500 ETF
SOLEShares4.52K
TypeSH
Market value$3.03M
0.99%
Sole
4.52K
Shared
0.00
None
0.00
ISHARES ESG AWARE USD CORPORATE BOND ETF
SOLEShares123.91K
TypeSH
Market value$2.92M
0.95%
Sole
123.91K
Shared
0.00
None
0.00
SPDR GOLD SHARES
SOLEShares8.03K
TypeSH
Market value$2.86M
0.93%
Sole
8.03K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares10.60K
TypeSH
Market value$2.60M
0.85%
Sole
10.60K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL A
SOLEShares10.25K
TypeSH
Market value$2.51M
0.82%
Sole
10.25K
Shared
0.00
None
0.00
META PLATFORMS INC CL A
SOLEShares3.25K
TypeSH
Market value$2.33M
0.76%
Sole
3.25K
Shared
0.00
None
0.00
JANUS HENDERSON AAA CLO ETF
SOLEShares45.55K
TypeSH
Market value$2.31M
0.75%
Sole
45.55K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares10.40K
TypeSH
Market value$2.30M
0.75%
Sole
10.40K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CALVERT INTERNATIONAL RESPONSIBLE INDEX ETFSOLE | ETF | 286.83K | SH | $19.75M 6.44% | 286.83K | 0.00 | 0.00 |
CALVERT US LARGE-CAP CORE RESPONSIBLE INDEX ETFSOLE | ETF | 162.10K | SH | $13.33M 4.35% | 162.10K | 0.00 | 0.00 |
FREEDOM 100 EMERGING MARKETS ETFSOLE | ETF | 203.63K | SH | $9.11M 2.97% | 203.63K | 0.00 | 0.00 |
ISHARES RUSSELL 2500 ETFSOLE | ETF | 100.46K | SH | $7.43M 2.42% | 100.46K | 0.00 | 0.00 |
VANECK GREEN BOND ETFSOLE | ETF | 280.71K | SH | $6.85M 2.23% | 280.71K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 26.58K | SH | $6.79M 2.21% | 26.58K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 33.24K | SH | $6.22M 2.03% | 33.24K | 0.00 | 0.00 |
VANGUARD INTERMEDIATE-TERM BOND ETFSOLE | ETF | 77.70K | SH | $6.07M 1.98% | 77.70K | 0.00 | 0.00 |
VANGUARD CONSUMER STAPLES ETFSOLE | ETF | 25.03K | SH | $5.34M 1.74% | 25.03K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 10.20K | SH | $5.30M 1.73% | 10.20K | 0.00 | 0.00 |
ISHARES CORE S&P MID-CAP ETFSOLE | ETF | 69.24K | SH | $4.53M 1.48% | 69.24K | 0.00 | 0.00 |
ISHARES 7-10 YEAR TREASURY BOND ETFSOLE | ETF | 46.91K | SH | $4.53M 1.48% | 46.91K | 0.00 | 0.00 |
ISHARES SILVER TRUSTSOLE | ETF | 101.10K | SH | $4.34M 1.41% | 101.10K | 0.00 | 0.00 |
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETFSOLE | ETF | 45.49K | SH | $3.68M 1.20% | 45.49K | 0.00 | 0.00 |
ISHARES RUSSELL TOP 200 GROWTH ETFSOLE | ETF | 12.97K | SH | $3.57M 1.16% | 12.97K | 0.00 | 0.00 |
NUVEEN ESG SMALL-CAP ETFSOLE | ETF | 79.40K | SH | $3.52M 1.15% | 79.40K | 0.00 | 0.00 |
SPROTT ASSET MANAGEMENT LP PHYSICAL SILVERSOLE | CEF | 199.55K | SH | $3.18M 1.04% | 199.55K | 0.00 | 0.00 |
ISHARES CORE S&P 500 ETFSOLE | ETF | 4.52K | SH | $3.03M 0.99% | 4.52K | 0.00 | 0.00 |
ISHARES ESG AWARE USD CORPORATE BOND ETFSOLE | ETF | 123.91K | SH | $2.92M 0.95% | 123.91K | 0.00 | 0.00 |
SPDR GOLD SHARESSOLE | ETF | 8.03K | SH | $2.86M 0.93% | 8.03K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 10.60K | SH | $2.60M 0.85% | 10.60K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL ASOLE | Stock | 10.25K | SH | $2.51M 0.82% | 10.25K | 0.00 | 0.00 |
META PLATFORMS INC CL ASOLE | Stock | 3.25K | SH | $2.33M 0.76% | 3.25K | 0.00 | 0.00 |
JANUS HENDERSON AAA CLO ETFSOLE | ETF | 45.55K | SH | $2.31M 0.75% | 45.55K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 10.40K | SH | $2.30M 0.75% | 10.40K | 0.00 | 0.00 |
Page 1 of 59
…