ROSSBY FINANCIAL, LCC

Filed: 4/28/2025ACC: 0002056510-25-000002

📋 What this filing means

ROSSBY FINANCIAL, LCC filed this quarterly 13F‑HR report disclosing 1071 equity positions with a total reported market value of $237.09M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1071

Positions

$237.09M

Total AUM (reported)

5.72M

Total Shares

Allocation by class

ETF$129.82M54.8%

STOCK$95.83M40.4%

CEF$4.10M1.7%

REIT$3.84M1.6%

ADR$3.40M1.4%

CONVERTIBLE PREFERRED$108.5K0.0%

Portfolio Concentration

Top 3$25.25M10.6%

4–10$36.49M15.4%

11–25$41.01M17.3%

Rest$134.34M56.7%

Top 3 weight

10.6%

Top 10 weight

26.0%

Voting Authority Distribution

Total shares with voting rights: 5.72M

Sole

Full voting authority

5.72M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole1071

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings1071

Rows:

CALVERT US LARGE-CAP CORE RESPONSIBLE INDEX ETF

SOLE

ETF

Shares135.37K

TypeSH

Market value$9.21M

3.88%

Sole

135.37K

Shared

0.00

None

0.00

ISHARES ESG AWARE MSCI USA ETF

SOLE

ETF

Shares75.92K

TypeSH

Market value$9.11M

3.84%

Sole

75.92K

Shared

0.00

None

0.00

FREEDOM 100 EMERGING MARKETS ETF

SOLE

ETF

Shares192.69K

TypeSH

Market value$6.93M

2.92%

Sole

192.69K

Shared

0.00

None

0.00

VANGUARD INTERMEDIATE-TERM BOND ETF

SOLE

ETF

Shares77.11K

TypeSH

Market value$5.90M

2.49%

Sole

77.11K

Shared

0.00

None

0.00

CALVERT INTERNATIONAL RESPONSIBLE INDEX ETF

SOLE

ETF

Shares93.55K

TypeSH

Market value$5.59M

2.36%

Sole

93.55K

Shared

0.00

None

0.00

VANGUARD CONSUMER STAPLES ETF

SOLE

ETF

Shares25.15K

TypeSH

Market value$5.48M

2.31%

Sole

25.15K

Shared

0.00

None

0.00

VANECK GREEN BOND ETF

SOLE

ETF

Shares215.05K

TypeSH

Market value$5.16M

2.18%

Sole

215.05K

Shared

0.00

None

0.00

APPLE INC COM

SOLE

Stock

Shares24.56K

TypeSH

Market value$5.14M

2.17%

Sole

24.56K

Shared

0.00

None

0.00

ISHARES RUSSELL 2500 ETF

SOLE

ETF

Shares83.61K

TypeSH

Market value$5.10M

2.15%

Sole

83.61K

Shared

0.00

None

0.00

ISHARES SHORT TREASURY BOND ETF

SOLE

ETF

Shares37.30K

TypeSH

Market value$4.12M

1.74%

Sole

37.30K

Shared

0.00

None

0.00

ISHARES CORE S&P MID-CAP ETF

SOLE

ETF

Shares71.84K

TypeSH

Market value$4.07M

1.71%

Sole

71.84K

Shared

0.00

None

0.00

ISHARES 7-10 YEAR TREASURY BOND ETF

SOLE

ETF

Shares41.28K

TypeSH

Market value$3.93M

1.66%

Sole

41.28K

Shared

0.00

None

0.00

ISHARES SILVER TRUST

SOLE

ETF

Shares130K

TypeSH

Market value$3.91M

1.65%

Sole

130K

Shared

0.00

None

0.00

MICROSOFT CORP COM

SOLE

Stock

Shares9.58K

TypeSH

Market value$3.75M

1.58%

Sole

9.58K

Shared

0.00

None

0.00

ISHARES ESG AWARE USD CORPORATE BOND ETF

SOLE

ETF

Shares137.10K

TypeSH

Market value$3.14M

1.33%

Sole

137.10K

Shared

0.00

None

0.00

ISHARES RUSSELL TOP 200 GROWTH ETF

SOLE

ETF

Shares14.38K

TypeSH

Market value$3.06M

1.29%

Sole

14.38K

Shared

0.00

None

0.00

NUVEEN ESG SMALL-CAP ETF

SOLE

ETF

Shares79.70K

TypeSH

Market value$2.96M

1.25%

Sole

79.70K

Shared

0.00

None

0.00

SPDR GOLD SHARES

SOLE

ETF

Shares8.53K

TypeSH

Market value$2.60M

1.10%

Sole

8.53K

Shared

0.00

None

0.00

JANUS HENDERSON AAA CLO ETF

SOLE

ETF

Shares41.79K

TypeSH

Market value$2.11M

0.89%

Sole

41.79K

Shared

0.00

None

0.00

SPROTT PHYSICAL SILVER TR TR UNIT

SOLE

CEF

Shares190.05K

TypeSH

Market value$2.11M

0.89%

Sole

190.05K

Shared

0.00

None

0.00

ISHARES CORE S&P 500 ETF

SOLE

ETF

Shares3.78K

TypeSH

Market value$2.09M

0.88%

Sole

3.78K

Shared

0.00

None

0.00

NVIDIA CORPORATION COM

SOLE

Stock

Shares17.50K

TypeSH

Market value$1.94M

0.82%

Sole

17.50K

Shared

0.00

None

0.00

ALPHABET INC CAP STK CL C

SOLE

Stock

Shares11.51K

TypeSH

Market value$1.89M

0.80%

Sole

11.51K

Shared

0.00

None

0.00

AMAZON COM INC COM

SOLE

Stock

Shares9.19K

TypeSH

Market value$1.74M

0.73%

Sole

9.19K

Shared

0.00

None

0.00

SPDR BLOOMBERG 1-3 MONTH T-BILL ETF

SOLE

ETF

Shares18.78K

TypeSH

Market value$1.72M

0.73%

Sole

18.78K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
CALVERT US LARGE-CAP CORE RESPONSIBLE INDEX ETFSOLE	ETF	135.37K	SH	$9.21M 3.88%	135.37K
ISHARES ESG AWARE MSCI USA ETFSOLE	ETF	75.92K	SH	$9.11M 3.84%	75.92K
FREEDOM 100 EMERGING MARKETS ETFSOLE	ETF	192.69K	SH	$6.93M 2.92%	192.69K
VANGUARD INTERMEDIATE-TERM BOND ETFSOLE	ETF	77.11K	SH	$5.90M 2.49%	77.11K
CALVERT INTERNATIONAL RESPONSIBLE INDEX ETFSOLE	ETF	93.55K	SH	$5.59M 2.36%	93.55K
VANGUARD CONSUMER STAPLES ETFSOLE	ETF	25.15K	SH	$5.48M 2.31%	25.15K
VANECK GREEN BOND ETFSOLE	ETF	215.05K	SH	$5.16M 2.18%	215.05K
APPLE INC COMSOLE	Stock	24.56K	SH	$5.14M 2.17%	24.56K
ISHARES RUSSELL 2500 ETFSOLE	ETF	83.61K	SH	$5.10M 2.15%	83.61K
ISHARES SHORT TREASURY BOND ETFSOLE	ETF	37.30K	SH	$4.12M 1.74%	37.30K
ISHARES CORE S&P MID-CAP ETFSOLE	ETF	71.84K	SH	$4.07M 1.71%	71.84K
ISHARES 7-10 YEAR TREASURY BOND ETFSOLE	ETF	41.28K	SH	$3.93M 1.66%	41.28K
ISHARES SILVER TRUSTSOLE	ETF	130K	SH	$3.91M 1.65%	130K
MICROSOFT CORP COMSOLE	Stock	9.58K	SH	$3.75M 1.58%	9.58K
ISHARES ESG AWARE USD CORPORATE BOND ETFSOLE	ETF	137.10K	SH	$3.14M 1.33%	137.10K
ISHARES RUSSELL TOP 200 GROWTH ETFSOLE	ETF	14.38K	SH	$3.06M 1.29%	14.38K
NUVEEN ESG SMALL-CAP ETFSOLE	ETF	79.70K	SH	$2.96M 1.25%	79.70K
SPDR GOLD SHARESSOLE	ETF	8.53K	SH	$2.60M 1.10%	8.53K
JANUS HENDERSON AAA CLO ETFSOLE	ETF	41.79K	SH	$2.11M 0.89%	41.79K
SPROTT PHYSICAL SILVER TR TR UNITSOLE	CEF	190.05K	SH	$2.11M 0.89%	190.05K
ISHARES CORE S&P 500 ETFSOLE	ETF	3.78K	SH	$2.09M 0.88%	3.78K
NVIDIA CORPORATION COMSOLE	Stock	17.50K	SH	$1.94M 0.82%	17.50K
ALPHABET INC CAP STK CL CSOLE	Stock	11.51K	SH	$1.89M 0.80%	11.51K
AMAZON COM INC COMSOLE	Stock	9.19K	SH	$1.74M 0.73%	9.19K
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE	ETF	18.78K	SH	$1.72M 0.73%	18.78K

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