Filed: 2/13/2025ACC: 0002056510-25-000001
📋 What this filing means
ROSSBY FINANCIAL, LCC filed this quarterly 13F‑HR report disclosing 199 equity positions with a total reported market value of $161.59M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
199
Positions
$161.59M
Total AUM (reported)
4.09M
Total Shares
Allocation by class
ETF$90.34M55.9%
STOCK$64.14M39.7%
CEF$2.95M1.8%
REIT$2.61M1.6%
ADR$1.55M1.0%
Portfolio Concentration
Top 3$25.45M15.7%
4–10$30.38M18.8%
11–25$28.58M17.7%
Rest$77.19M47.8%
Top 3 weight
15.7%
Top 10 weight
34.5%
Voting Authority Distribution
Total shares with voting rights: 4.09M
Sole
Full voting authority
4.09M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole199
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings199
Rows:
ISHARES ESG AWARE MSCI USA ETF
SOLEShares96.90K
TypeSH
Market value$12.48M
7.73%
Sole
96.90K
Shared
0.00
None
0.00
CALVERT US LARGE-CAP CORE RESPONSIBLE INDEX ETF
SOLEShares98.54K
TypeSH
Market value$7.23M
4.47%
Sole
98.54K
Shared
0.00
None
0.00
FREEDOM 100 EMERGING MARKETS ETF
SOLEShares175.60K
TypeSH
Market value$5.74M
3.55%
Sole
175.60K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares20.54K
TypeSH
Market value$5.14M
3.18%
Sole
20.54K
Shared
0.00
None
0.00
VANGUARD INTERMEDIATE-TERM BOND ETF
SOLEShares62.15K
TypeSH
Market value$4.64M
2.87%
Sole
62.15K
Shared
0.00
None
0.00
ISHARES CORE S&P MID-CAP ETF
SOLEShares70.28K
TypeSH
Market value$4.38M
2.71%
Sole
70.28K
Shared
0.00
None
0.00
ISHARES SILVER TRUST
SOLEShares163K
TypeSH
Market value$4.29M
2.66%
Sole
163K
Shared
0.00
None
0.00
VANECK GREEN BOND ETF
SOLEShares179.17K
TypeSH
Market value$4.25M
2.63%
Sole
179.17K
Shared
0.00
None
0.00
VANGUARD CONSUMER STAPLES ETF
SOLEShares19.93K
TypeSH
Market value$4.21M
2.61%
Sole
19.93K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares8.21K
TypeSH
Market value$3.46M
2.14%
Sole
8.21K
Shared
0.00
None
0.00
ISHARES RUSSELL 2500 ETF
SOLEShares49.09K
TypeSH
Market value$3.34M
2.07%
Sole
49.09K
Shared
0.00
None
0.00
NUVEEN ESG SMALL-CAP ETF
SOLEShares73.09K
TypeSH
Market value$3.06M
1.89%
Sole
73.09K
Shared
0.00
None
0.00
ISHARES ESG AWARE USD CORPORATE BOND ETF
SOLEShares122.60K
TypeSH
Market value$2.79M
1.72%
Sole
122.60K
Shared
0.00
None
0.00
VANGUARD S&P 500 ETF
SOLEShares4.71K
TypeSH
Market value$2.54M
1.57%
Sole
4.71K
Shared
0.00
None
0.00
ISHARES CORE S&P 500 ETF
SOLEShares3.18K
TypeSH
Market value$1.87M
1.16%
Sole
3.18K
Shared
0.00
None
0.00
SPROTT PHYSICAL SILVER TR TR UNIT
SOLEShares185.91K
TypeSH
Market value$1.79M
1.11%
Sole
185.91K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares12.55K
TypeSH
Market value$1.69M
1.04%
Sole
12.55K
Shared
0.00
None
0.00
KINDER MORGAN INC DEL COM
SOLEShares55.07K
TypeSH
Market value$1.51M
0.93%
Sole
55.07K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares7.92K
TypeSH
Market value$1.51M
0.93%
Sole
7.92K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares6.75K
TypeSH
Market value$1.48M
0.92%
Sole
6.75K
Shared
0.00
None
0.00
TIDAL TRUST III NAACP MINORITY EMPOWERMENT ETF
SOLEShares35.71K
TypeSH
Market value$1.46M
0.90%
Sole
35.71K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL A
SOLEShares7.70K
TypeSH
Market value$1.46M
0.90%
Sole
7.70K
Shared
0.00
None
0.00
WALMART INC COM
SOLEShares15.54K
TypeSH
Market value$1.40M
0.87%
Sole
15.54K
Shared
0.00
None
0.00
VANGUARD HEALTH CARE ETF
SOLEShares5.42K
TypeSH
Market value$1.38M
0.85%
Sole
5.42K
Shared
0.00
None
0.00
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF
SOLEShares16.61K
TypeSH
Market value$1.31M
0.81%
Sole
16.61K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES ESG AWARE MSCI USA ETFSOLE | ETF | 96.90K | SH | $12.48M 7.73% | 96.90K | 0.00 | 0.00 |
CALVERT US LARGE-CAP CORE RESPONSIBLE INDEX ETFSOLE | ETF | 98.54K | SH | $7.23M 4.47% | 98.54K | 0.00 | 0.00 |
FREEDOM 100 EMERGING MARKETS ETFSOLE | ETF | 175.60K | SH | $5.74M 3.55% | 175.60K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 20.54K | SH | $5.14M 3.18% | 20.54K | 0.00 | 0.00 |
VANGUARD INTERMEDIATE-TERM BOND ETFSOLE | ETF | 62.15K | SH | $4.64M 2.87% | 62.15K | 0.00 | 0.00 |
ISHARES CORE S&P MID-CAP ETFSOLE | ETF | 70.28K | SH | $4.38M 2.71% | 70.28K | 0.00 | 0.00 |
ISHARES SILVER TRUSTSOLE | ETF | 163K | SH | $4.29M 2.66% | 163K | 0.00 | 0.00 |
VANECK GREEN BOND ETFSOLE | ETF | 179.17K | SH | $4.25M 2.63% | 179.17K | 0.00 | 0.00 |
VANGUARD CONSUMER STAPLES ETFSOLE | ETF | 19.93K | SH | $4.21M 2.61% | 19.93K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 8.21K | SH | $3.46M 2.14% | 8.21K | 0.00 | 0.00 |
ISHARES RUSSELL 2500 ETFSOLE | ETF | 49.09K | SH | $3.34M 2.07% | 49.09K | 0.00 | 0.00 |
NUVEEN ESG SMALL-CAP ETFSOLE | ETF | 73.09K | SH | $3.06M 1.89% | 73.09K | 0.00 | 0.00 |
ISHARES ESG AWARE USD CORPORATE BOND ETFSOLE | ETF | 122.60K | SH | $2.79M 1.72% | 122.60K | 0.00 | 0.00 |
VANGUARD S&P 500 ETFSOLE | ETF | 4.71K | SH | $2.54M 1.57% | 4.71K | 0.00 | 0.00 |
ISHARES CORE S&P 500 ETFSOLE | ETF | 3.18K | SH | $1.87M 1.16% | 3.18K | 0.00 | 0.00 |
SPROTT PHYSICAL SILVER TR TR UNITSOLE | CEF | 185.91K | SH | $1.79M 1.11% | 185.91K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 12.55K | SH | $1.69M 1.04% | 12.55K | 0.00 | 0.00 |
KINDER MORGAN INC DEL COMSOLE | Stock | 55.07K | SH | $1.51M 0.93% | 55.07K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 7.92K | SH | $1.51M 0.93% | 7.92K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 6.75K | SH | $1.48M 0.92% | 6.75K | 0.00 | 0.00 |
TIDAL TRUST III NAACP MINORITY EMPOWERMENT ETFSOLE | ETF | 35.71K | SH | $1.46M 0.90% | 35.71K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL ASOLE | Stock | 7.70K | SH | $1.46M 0.90% | 7.70K | 0.00 | 0.00 |
WALMART INC COMSOLE | Stock | 15.54K | SH | $1.40M 0.87% | 15.54K | 0.00 | 0.00 |
VANGUARD HEALTH CARE ETFSOLE | ETF | 5.42K | SH | $1.38M 0.85% | 5.42K | 0.00 | 0.00 |
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETFSOLE | ETF | 16.61K | SH | $1.31M 0.81% | 16.61K | 0.00 | 0.00 |
Page 1 of 8
…