ROSS ANDREW L.

PrivateCIK: 1857013

Location

LEXINGTON, MA

ROSS ANDREW L. reported 5 transactions at ISPECIMEN INC.

Review the transaction codes below to understand the nature of each event.

ROSS ANDREW L.

Filed: 6/23/2021ACC: 0001104659-21-084775

InsiderROSS ANDREW L.CIK 1857013

→

IssuerISPECIMEN INC.CIK 1558569

Director10% Owner

Since Jun 2021

+2.69K

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

13

Total transactions

948.87K acquired · 946.18K disposed

Non-Derivative Transactions5

Common Stock

Direct

C · Conversion

Shares

+355K

Price / share

—

Trade value

—

% of position

97.4%

6/21/2021

364.34K→719.35K

Common Stock

Direct

C · Conversion

Shares

+130.08K

Price / share

—

Trade value

—

% of position

18.1%

6/21/2021

719.35K→849.43K

Common Stock

Direct

C · Conversion

Shares

+360.67K

Price / share

—

Trade value

—

% of position

42.5%

6/21/2021

849.43K→1.21M

Common Stock

Direct

C · Conversion

Shares

+86.44K

Price / share

—

Trade value

—

% of position

7.1%

6/21/2021

1.21M→1.30M

Common Stock

Indirect

C · Conversion

Shares

+13.98K

Price / share

—

Trade value

—

% of position

1.1%

6/21/2021

1.30M→1.31M

Total

Net shares

+946.18K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	6/21/2021	C · Conversion	+355K	—	—	97.4%	364.34K	719.35K
Common Stock Direct	6/21/2021	C · Conversion	+130.08K	—	—	18.1%	719.35K	849.43K
Common Stock Direct	6/21/2021	C · Conversion	+360.67K	—	—	42.5%	849.43K	1.21M
Common Stock Direct	6/21/2021	C · Conversion	+86.44K	—	—	7.1%	1.21M	1.30M
Common Stock Indirect	6/21/2021	C · Conversion	+13.98K	—	—	1.1%	1.30M	1.31M
Total			+946.18K		$0.00

Derivative Transactions8

Series A Preferred Stock

Direct

C · Conversion

Converts to

Common Stock

355K shares

Shares

−355K

Strike price

Held after

0.00

Exercisable

—

6/21/2021

Series B Preferred Stock

Direct

C · Conversion

Converts to

Common Stock

130.08K shares

Shares

−130.08K

Strike price

Held after

0.00

Exercisable

—

6/21/2021

Convertible Note

Direct

J · J

Converts to

Common Stock

231.00 shares

Shares

+231.00

Strike price

Held after

360.67K

Exercisable

—

6/21/2021

Convertible Note

Direct

C · Conversion

Converts to

Common Stock

360.67K shares

Shares

−360.67K

Strike price

5.6

Held after

0.00

Exercisable

—

6/21/2021

Bridge Note

Direct

J · J

Converts to

Common Stock

2.42K shares

Shares

+2.42K

Strike price

Held after

86.44K

Exercisable

—

6/21/2021

Bridge Note

Indirect

J · J

Converts to

Common Stock

39.00 shares

Shares

+39.00

Strike price

Held after

13.98K

Exercisable

—

6/21/2021

Bridge Note

Direct

C · Conversion

Converts to

Common Stock

86.44 shares

Shares

−86.44K

Strike price

5.6

Held after

0.00

Exercisable

—

6/21/2021

Bridge Note

Indirect

C · Conversion

Converts to

Common Stock

13.98K shares

Shares

−13.98K

Strike price

5.6

Held after

0.00

Exercisable

—

6/21/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Series A Preferred Stock Direct	Common Stock355K shares	6/21/2021	C · Conversion	−355K		—	0.00
Series B Preferred Stock Direct	Common Stock130.08K shares	6/21/2021	C · Conversion	−130.08K		—	0.00
Convertible Note Direct	Common Stock231.00 shares	6/21/2021	J · J	+231.00		—	360.67K
Convertible Note Direct	Common Stock360.67K shares	6/21/2021	C · Conversion	−360.67K	5.6	—	0.00
Bridge Note Direct	Common Stock2.42K shares	6/21/2021	J · J	+2.42K		—	86.44K
Bridge Note Indirect	Common Stock39.00 shares	6/21/2021	J · J	+39.00		—	13.98K
Bridge Note Direct	Common Stock86.44 shares	6/21/2021	C · Conversion	−86.44K	5.6	—	0.00
Bridge Note Indirect	Common Stock13.98K shares	6/21/2021	C · Conversion	−13.98K	5.6	—	0.00

ROSS ANDREW L. — Insider Transaction (Form 4) Filed Jun 23, 2021 | Finecho