ROSS ANDREW L. enters ISPECIMEN INC. with 364.34K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 6/17/2021ACC: 0001104659-21-082377
364.34K
Baseline shares
100% direct
364.34K
Direct ownership
1 position
948.91K
Derivative underlying
5 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned364.34K
Total
364.34K direct364.34K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 364.34K | Direct |
| Total | 364.34K | 364.34K direct |
Derivative Holdings5
Bridge Note
DirectUnderlying security
Common Stock
Underlying shares
97.96K
Shares owned
N/A
Exercise price
5.60
Expiration
—
Exercise window
—
Series A Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
355K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Series B Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
130.08K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrant
DirectUnderlying security
Common Stock
Underlying shares
5.42K
Shares owned
N/A
Exercise price
0.06
Expiration
—
Exercise window
—
Convertible Note
DirectUnderlying security
Common Stock
Underlying shares
360.44K
Shares owned
N/A
Exercise price
5.60
Expiration
—
Exercise window
—
Total
Underlying
948.91K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Bridge Note Direct | Common Stock | 5.60 | — | — | 97.96K | N/A |
| Series A Preferred Stock Direct | Common Stock | — | — | 355K | N/A | |
| Series B Preferred Stock Direct | Common Stock | — | — | 130.08K | N/A | |
| Warrant Direct | Common Stock | 0.06 | — | — | 5.42K | N/A |
| Convertible Note Direct | Common Stock | 5.60 | — | — | 360.44K | N/A |
| Total | 948.91K | 0.00 | ||||