ROSENTHAL SAUL B

PrivateCIK: 1268529
Location

GREENWICH, CT

ROSENTHAL SAUL B (President) purchased 90.0% of their position (20K shares) of OXFORD LANE CAPITAL CORP. on the open market

Open‑market purchase worth $509.6K — a major conviction buy. The strongest form of insider conviction signal.

P · 1 purchase
InsiderROSENTHAL SAUL BCIK 1268529
IssuerOXFORD LANE CAPITAL CORP.CIK 1495222
DirectorOfficer· President
Since Nov 2019
+20K
Net shares
Net buyer
$509.6K
Total acquired
1
Open market trades
1B · 0S
1
Total transactions
20K acquired
Non-Derivative Transactions1

7.50% Series 2023 Term Preferred Stock

Direct
P · Purchase

Shares

+20K

Price / share

$25.48

Trade value

$509.60K

% of position

90.0%
11/25/2019
22.22K42.22K
Total

Net shares

+20K

Net value

$509.60K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Direct
Shares owned130K
Total
130K direct130K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
ROSENTHAL SAUL B — Insider Transaction (Form 4) Filed Nov 26, 2019 | Finecho