ROSENTHAL SAUL B

PrivateCIK: 1268529
Location

GREENWICH, CT

ROSENTHAL SAUL B (President) purchased 22.9% of their position (37.19K shares) of OXFORD LANE CAPITAL CORP. on the open market

Open‑market purchase worth $87.8K — a significant purchase. The strongest form of insider conviction signal.

P · 1 purchase
InsiderROSENTHAL SAUL BCIK 1268529
IssuerOXFORD LANE CAPITAL CORP.CIK 1495222
DirectorOfficer· President
Since Nov 2019
+37.19K
Net shares
Net buyer
$87.8K
Total acquired
1
Open market trades
1B · 0S
1
Total transactions
37.19K acquired
Non-Derivative Transactions1

Common Stock

Direct
P · Purchase

Shares

+37.19K

Price / share

$2.36

Trade value

$87.79K

% of position

22.9%
3/18/2020
162.70K199.89K
Total

Net shares

+37.19K

Net value

$87.79K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1

7.50% Series 2023 Term Preferred Stock

Direct
Shares owned28.21K
Total
28.21K direct28.21K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
ROSENTHAL SAUL B — Insider Transaction (Form 4) Filed Mar 18, 2020 | Finecho