ROSENTHAL SAUL B (President) purchased 25.2% of their position (32.70K shares) of OXFORD LANE CAPITAL CORP. on the open market
Open‑market purchase worth $163.5K — a significant purchase. The strongest form of insider conviction signal.
P · 2 purchases
Filed: 3/16/2020ACC: 0001567619-20-006380
DirectorOfficer· President
Since Nov 2019
+18.69K
Net shares
Net buyer
$351.1K
Total sold
2
Open market trades
2B · 0S
3
Total transactions
32.70K acquired · 14.01K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+31K
Price / share
$5.00
Trade value
$154.94K
% of position
23.8%
3/12/2020
130K→161K
7.50% Series 2023 Term Preferred Stock
Direct
Shares
−14.01K
Price / share
$25.06
Trade value
$351.08K
% of position
33.2%
3/12/2020
42.22K→28.21K
Common Stock
Direct
Shares
+1.70K
Price / share
$5.05
Trade value
$8.58K
% of position
1.1%
3/13/2020
161K→162.70K
Total
Net shares
+18.69K
Net value
-$187.56K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/12/2020 | P · Purchase | +31K | $5.00 | $154.94K | 23.8% | 130K | 161K |
| 7.50% Series 2023 Term Preferred Stock Direct | 3/12/2020 | J · J | −14.01K | $25.06 | $351.08K | 33.2% | 42.22K | 28.21K |
| Common Stock Direct | 3/13/2020 | P · Purchase | +1.70K | $5.05 | $8.58K | 1.1% | 161K | 162.70K |
| Total | +18.69K | -$187.56K | ||||||
Derivative Transactions0
No derivative transactions reported