ROSENTHAL SAUL B

PrivateCIK: 1268529
Location

GREENWICH, CT

ROSENTHAL SAUL B (President) purchased 117.7% of their position (2.96M shares) of OXFORD LANE CAPITAL CORP. on the open market

Open‑market purchase worth $15.04M — a major conviction buy. The strongest form of insider conviction signal.

P · 1 purchase
InsiderROSENTHAL SAUL BCIK 1268529
IssuerOXFORD LANE CAPITAL CORP.CIK 1495222
DirectorOfficer· President
Since Nov 2019
+2.96M
Net shares
Net buyer
$15.04M
Total acquired
1
Open market trades
1B · 0S
1
Total transactions
2.96M acquired
Non-Derivative Transactions1

Common Stock

Direct
P · Purchase

Shares

+2.96M

Price / share

$5.08

Trade value

$15.04M

% of position

117.7%
12/17/2024
2.51M5.47M
Total

Net shares

+2.96M

Net value

$15.04M

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect
Shares owned2.31M
Total
2.31M indirect2.31M
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
ROSENTHAL SAUL B — Insider Transaction (Form 4) Filed Dec 17, 2024 | Finecho