ROSENTHAL LEE sold 51.0% of their position (691.77K shares) of PARAGON 28, INC. on the open market

Open‑market sale worth $13.18M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 18 sales

ROSENTHAL LEE

Filed: 10/31/2022ACC: 0000899243-22-034604

InsiderROSENTHAL LEECIK 1938249

→

IssuerPARAGON 28, INC.CIK 1531978

Director

Since Jul 2022

-736.46K

Net shares

Net seller

$13.18M

Total sold

Open market trades

0B · 18S

Total transactions

247.81K acquired · 984.27K disposed

Non-Derivative Transactions30

Common Stock

Direct

M · Option Exercise

+42.87K

Price / share

$0.60

Trade value

$25.72K

% of position

3.8%

7/20/2022

1.14M→1.19M

Common Stock

Direct

S · Sale

−42.87K

Price / share

$18.63

Trade value

$798.39K

% of position

3.6%

7/20/2022

1.19M→1.14M

Common Stock

Direct

S · Sale

−71.06K

Price / share

$18.68

Trade value

$1.33M

% of position

6.2%

7/20/2022

1.14M→1.07M

Common Stock

Direct

M · Option Exercise

+32.13K

Price / share

$0.60

Trade value

$19.28K

% of position

3.0%

7/21/2022

1.07M→1.10M

Common Stock

Direct

M · Option Exercise

+25K

Price / share

$0.60

Trade value

$15K

% of position

2.3%

7/21/2022

1.10M→1.13M

Common Stock

Direct

M · Option Exercise

+1.04K

Price / share

$1.20

Trade value

$1.24K

% of position

0.1%

7/21/2022

1.13M→1.13M

Common Stock

Direct

S · Sale

−58.17K

Price / share

$18.48

Trade value

$1.08M

% of position

5.1%

7/21/2022

1.13M→1.07M

Common Stock

Direct

S · Sale

−27.84K

Price / share

$18.47

Trade value

$514.11K

% of position

2.6%

7/21/2022

1.07M→1.04M

Common Stock

Direct

G · Gift

−5K

Price / share

—

Trade value

—

% of position

0.5%

7/22/2022

1.04M→1.04M

Common Stock

Direct

S · Sale

−1.54K

Price / share

$18.29

Trade value

$28.18K

% of position

0.1%

7/22/2022

1.04M→1.04M

Common Stock

Direct

M · Option Exercise

+20.81K

Price / share

$1.20

Trade value

$24.98K

% of position

2.0%

7/25/2022

1.04M→1.06M

Common Stock

Direct

S · Sale

−20.81K

Price / share

$18.53

Trade value

$385.59K

% of position

2.0%

7/25/2022

1.06M→1.04M

Common Stock

Direct

S · Sale

−37.29K

Price / share

$18.51

Trade value

$690.26K

% of position

3.6%

7/25/2022

1.04M→999.70K

Common Stock

Direct

M · Option Exercise

+28.15K

Price / share

$1.20

Trade value

$33.78K

% of position

2.8%

7/26/2022

999.70K→1.03M

Common Stock

Direct

M · Option Exercise

+21.85K

Price / share

$4.60

Trade value

$100.51K

% of position

2.1%

7/26/2022

1.03M→1.05M

Common Stock

Direct

S · Sale

−50K

Price / share

$18.86

Trade value

$943.17K

% of position

4.8%

7/26/2022

1.05M→999.70K

Common Stock

Direct

S · Sale

−6.30K

Price / share

$18.90

Trade value

$119.02K

% of position

0.6%

7/26/2022

999.70K→993.41K

Common Stock

Direct

M · Option Exercise

+28.15K

Price / share

$4.60

Trade value

$129.49K

% of position

2.8%

7/27/2022

993.41K→1.02M

Common Stock

Direct

M · Option Exercise

+17.96K

Price / share

$5.40

Trade value

$96.99K

% of position

1.8%

7/27/2022

1.02M→1.04M

Common Stock

Direct

S · Sale

−46.11K

Price / share

$19.44

Trade value

$896.27K

% of position

4.4%

7/27/2022

1.04M→993.41K

Common Stock

Direct

S · Sale

−84.13K

Price / share

$19.29

Trade value

$1.62M

% of position

8.5%

7/27/2022

993.41K→909.28K

Common Stock

Direct

M · Option Exercise

+100.00

Price / share

$5.40

Trade value

$540.00

% of position

0.0%

7/28/2022

909.28K→909.38K

Common Stock

Direct

S · Sale

−100.00

Price / share

$19.54

Trade value

$1.95K

% of position

0.0%

7/28/2022

909.38K→909.28K

Common Stock

Direct

S · Sale

−5.08K

Price / share

$19.03

Trade value

$96.70K

% of position

0.6%

7/28/2022

909.28K→904.20K

Common Stock

Direct

S · Sale

−1.29K

Price / share

$19.00

Trade value

$24.51K

% of position

0.1%

7/29/2022

904.20K→902.91K

Common Stock

Direct

S · Sale

−6.37K

Price / share

$19.02

Trade value

$121.21K

% of position

0.7%

8/1/2022

902.91K→896.53K

Common Stock

Direct

S · Sale

−73.41K

Price / share

$19.32

Trade value

$1.42M

% of position

8.2%

8/3/2022

896.53K→823.13K

Common Stock

Direct

S · Sale

−39.94K

Price / share

$19.56

Trade value

$781.17K

% of position

4.9%

8/4/2022

823.13K→783.19K

Common Stock

Direct

S · Sale

−119.47K

Price / share

$19.56

Trade value

$2.34M

% of position

15.3%

8/5/2022

783.19K→663.72K

Common Stock

Direct

M · Option Exercise

+29.75K

Price / share

$5.40

Trade value

$160.64K

% of position

4.5%

8/5/2022

663.72K→693.47K

Total

Net shares

−448.96K

Net value

-$12.57M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	7/20/2022	M · Option Exercise	+42.87K	$0.60	$25.72K	3.8%	1.14M	1.19M
Common Stock Direct	7/20/2022	S · Sale	−42.87K	$18.63	$798.39K	3.6%	1.19M	1.14M
Common Stock Direct	7/20/2022	S · Sale	−71.06K	$18.68	$1.33M	6.2%	1.14M	1.07M
Common Stock Direct	7/21/2022	M · Option Exercise	+32.13K	$0.60	$19.28K	3.0%	1.07M	1.10M
Common Stock Direct	7/21/2022	M · Option Exercise	+25K	$0.60	$15K	2.3%	1.10M	1.13M
Common Stock Direct	7/21/2022	M · Option Exercise	+1.04K	$1.20	$1.24K	0.1%	1.13M	1.13M
Common Stock Direct	7/21/2022	S · Sale	−58.17K	$18.48	$1.08M	5.1%	1.13M	1.07M
Common Stock Direct	7/21/2022	S · Sale	−27.84K	$18.47	$514.11K	2.6%	1.07M	1.04M
Common Stock Direct	7/22/2022	G · Gift	−5K	—	—	0.5%	1.04M	1.04M
Common Stock Direct	7/22/2022	S · Sale	−1.54K	$18.29	$28.18K	0.1%	1.04M	1.04M
Common Stock Direct	7/25/2022	M · Option Exercise	+20.81K	$1.20	$24.98K	2.0%	1.04M	1.06M
Common Stock Direct	7/25/2022	S · Sale	−20.81K	$18.53	$385.59K	2.0%	1.06M	1.04M
Common Stock Direct	7/25/2022	S · Sale	−37.29K	$18.51	$690.26K	3.6%	1.04M	999.70K
Common Stock Direct	7/26/2022	M · Option Exercise	+28.15K	$1.20	$33.78K	2.8%	999.70K	1.03M
Common Stock Direct	7/26/2022	M · Option Exercise	+21.85K	$4.60	$100.51K	2.1%	1.03M	1.05M
Common Stock Direct	7/26/2022	S · Sale	−50K	$18.86	$943.17K	4.8%	1.05M	999.70K
Common Stock Direct	7/26/2022	S · Sale	−6.30K	$18.90	$119.02K	0.6%	999.70K	993.41K
Common Stock Direct	7/27/2022	M · Option Exercise	+28.15K	$4.60	$129.49K	2.8%	993.41K	1.02M
Common Stock Direct	7/27/2022	M · Option Exercise	+17.96K	$5.40	$96.99K	1.8%	1.02M	1.04M
Common Stock Direct	7/27/2022	S · Sale	−46.11K	$19.44	$896.27K	4.4%	1.04M	993.41K
Common Stock Direct	7/27/2022	S · Sale	−84.13K	$19.29	$1.62M	8.5%	993.41K	909.28K
Common Stock Direct	7/28/2022	M · Option Exercise	+100.00	$5.40	$540.00	0.0%	909.28K	909.38K
Common Stock Direct	7/28/2022	S · Sale	−100.00	$19.54	$1.95K	0.0%	909.38K	909.28K
Common Stock Direct	7/28/2022	S · Sale	−5.08K	$19.03	$96.70K	0.6%	909.28K	904.20K
Common Stock Direct	7/29/2022	S · Sale	−1.29K	$19.00	$24.51K	0.1%	904.20K	902.91K
Common Stock Direct	8/1/2022	S · Sale	−6.37K	$19.02	$121.21K	0.7%	902.91K	896.53K
Common Stock Direct	8/3/2022	S · Sale	−73.41K	$19.32	$1.42M	8.2%	896.53K	823.13K
Common Stock Direct	8/4/2022	S · Sale	−39.94K	$19.56	$781.17K	4.9%	823.13K	783.19K
Common Stock Direct	8/5/2022	S · Sale	−119.47K	$19.56	$2.34M	15.3%	783.19K	663.72K
Common Stock Direct	8/5/2022	M · Option Exercise	+29.75K	$5.40	$160.64K	4.5%	663.72K	693.47K
Total			−448.96K		-$12.57M

Derivative Transactions14

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

42.87K shares

−42.87K

Strike price

0.60

Held after

32.13K

Exercisable

—

7/20/2022

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

32.13K shares

−32.13K

Strike price

0.60

Held after

0.00

Exercisable

—

7/21/2022

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

25K shares

−25K

Strike price

0.60

Held after

0.00

Exercisable

—

7/21/2022

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

1.04K shares

−1.04K

Strike price

1.20

Held after

48.96K

Exercisable

—

7/21/2022

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

20.81K shares

−20.81K

Strike price

1.20

Held after

28.15K

Exercisable

—

7/25/2022

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

28.15K shares

−28.15K

Strike price

1.20

Held after

0.00

Exercisable

—

7/26/2022

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

21.85K shares

−21.85K

Strike price

4.60

Held after

28.15K

Exercisable

—

7/26/2022

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

28.15K shares

−28.15K

Strike price

4.60

Held after

0.00

Exercisable

—

7/27/2022

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

17.96K shares

−17.96K

Strike price

5.40

Held after

32.04K

Exercisable

—

7/27/2022

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

100.00 shares

−100.00

Strike price

5.40

Held after

31.94K

Exercisable

—

7/28/2022

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

29.75K shares

−29.75K

Strike price

5.40

Held after

2.19K

Exercisable

—

8/5/2022

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

2.19K shares

−2.19K

Strike price

5.40

Held after

0.00

Exercisable

—

8/8/2022

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

25K shares

−25K

Strike price

6.60

Held after

0.00

Exercisable

—

8/8/2022

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

12.50K shares

−12.50K

Strike price

6.60

Held after

12.50K

Exercisable

—

8/8/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock42.87K shares	7/20/2022	M · Option Exercise	−42.87K	0.60	—	32.13K
Stock Option (Right to Buy) Direct	Common Stock32.13K shares	7/21/2022	M · Option Exercise	−32.13K	0.60	—	0.00
Stock Option (Right to Buy) Direct	Common Stock25K shares	7/21/2022	M · Option Exercise	−25K	0.60	—	0.00
Stock Option (Right to Buy) Direct	Common Stock1.04K shares	7/21/2022	M · Option Exercise	−1.04K	1.20	—	48.96K
Stock Option (Right to Buy) Direct	Common Stock20.81K shares	7/25/2022	M · Option Exercise	−20.81K	1.20	—	28.15K
Stock Option (Right to Buy) Direct	Common Stock28.15K shares	7/26/2022	M · Option Exercise	−28.15K	1.20	—	0.00
Stock Option (Right to Buy) Direct	Common Stock21.85K shares	7/26/2022	M · Option Exercise	−21.85K	4.60	—	28.15K
Stock Option (Right to Buy) Direct	Common Stock28.15K shares	7/27/2022	M · Option Exercise	−28.15K	4.60	—	0.00
Stock Option (Right to Buy) Direct	Common Stock17.96K shares	7/27/2022	M · Option Exercise	−17.96K	5.40	—	32.04K
Stock Option (Right to Buy) Direct	Common Stock100.00 shares	7/28/2022	M · Option Exercise	−100.00	5.40	—	31.94K
Stock Option (Right to Buy) Direct	Common Stock29.75K shares	8/5/2022	M · Option Exercise	−29.75K	5.40	—	2.19K
Stock Option (Right to Buy) Direct	Common Stock2.19K shares	8/8/2022	M · Option Exercise	−2.19K	5.40	—	0.00
Stock Option (Right to Buy) Direct	Common Stock25K shares	8/8/2022	M · Option Exercise	−25K	6.60	—	0.00
Stock Option (Right to Buy) Direct	Common Stock12.50K shares	8/8/2022	M · Option Exercise	−12.50K	6.60	—	12.50K